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Tamás Lattmann, Balázs Vizi
INTERNATIONAL PROTECTION
OF HUMAN RIGHTS
Tamás Lattmann – Norbert Tóth – Balázs Vizi
INTERNATIONAL PROTECTION
OF HUMAN RIGHTS
Edited by
Tamás Lattmann – Balázs Vizi
National University of Public Service
Institute of International Studies
Budapest, 2014
National University of Public Service
Institute of International Studies
Authors:
Copyright © Tamás Lattmann (Chapter 1; Chapter 1. (except 2.3.3); Chapter 3.5.5;
Chapter 4.1; Chapter 4.6; Chapter 6.); Norbert Tóth (Chapter 2.3.3; Chapter 3.1–3.2;
Chapter 3.4–3.5 (except 3.5.5), Balázs Vizi (Chapter 3.3; Chapter 3.6–3.7; Chapter
5.), 2014
Editors:
Tamás Lattmann, Balázs Vizi
Reader:
Elisabeth Sándor-Szalay
Copyright © National University of Public Service, 2014
All rights reserved. No part of this publication may be reproduced, stored in a retrieval
system, or transmitted, in any form or by any means, without the prior permission in
writing of the publisher.
Typeset and design by National Publisher of Civil Service and Textbook co. Ltd.
Printed and bound by Pauker Printing House
ISBN 978-615-5491-42-9
5
TABLE OF CONTENTS
1. Introduction to international human rights law ............................................... 9
1.1 Nature of human rights ................................................................................. 9
1.2 Categories of human rights .......................................................................... 10
1.3 International protection of human rights ..................................................... 11
1.3.1 Need of international protection ........................................................ 11
1.3.2 Historical development of international protection
of human rights ................................................................................. 14
1.4 International law and human rights ............................................................. 17
1.4.1 Human rights documents in international law .................................... 17
1.4.2 International treaties protecting human rights .................................... 18
1.4.3 Reservations and objections to human rights treaties .......................... 18
1.4.4 Violation of international human rights treaties ................................. 20
1.5 Overview of human rights protection mechanisms ...................................... 20
1.6 Universalism v cultural relativism ................................................................. 21
2. Protection of human rights in the framework of the UN ............................... 23
2.1 UN basic documents and human rights ....................................................... 23
2.1.1 Human rights in the UN Charter ....................................................... 23
2.1.2 Universal Declaration of Human Rights ............................................. 24
2.2 UN main bodies and human rights .............................................................. 25
2.2.1 UN General Assembly ........................................................................ 26
2.2.2 Economic and Social Council ............................................................ 27
2.2.3 UN Security Council ......................................................................... 28
2.3 e institutional centre of human rights protection of the UN .................... 29
2.3.1 UN Commission on Human Rights (1946-2006) .............................. 29
2.3.2 UN Human Rights Council (2006- ) ............................................. 30
2.3.3 Universal Periodic Review ................................................................... 32
2.3.4 UN High Commissioner for Human Rights ...................................... 32
2.4 UN treaty-based expert bodies ..................................................................... 33
2.4.1 Common elements to treaty bodies .................................................... 34
2.4.2 Current problems with the operation of treaty body system ............... 35
2.5 UN international human rights treaties ....................................................... 36
2.5.1 Convention on the Elimination of All Forms
of Racial Discrimination .................................................................... 37
2.5.2 e UN human rights covenants ....................................................... 39
2.5.3 International Covenant on Civil and Political Rights ......................... 40
2.5.4 e International Covenant on Economic, Social
and Cultural Rights ........................................................................... 45
6
2.5.5 Convention on the Elimination of All Forms of Discrimination
against Women .................................................................................. 46
2.5.6 Convention against Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment .............................. 48
2.5.7 Convention on the Rights of the Child .............................................. 50
2.5.8 International Convention on the Protection of the Rights
of All Migrant Workers and Members of eir Families ..................... 52
2.5.9 International Convention for the Protection of All Persons
from Enforced Disappearance ............................................................ 54
2.5.10 Convention on the Rights of Persons with Disabilities ..................... 55
3. European protection of human rights ............................................................. 59
3.1 Historical development of the Council of Europe ........................................ 59
3.2 Convention for the Protection of Human Rights and Fundamental
Freedoms and its Protocols .......................................................................... 61
3.3 e European Social Charter ....................................................................... 75
3.3.1 Human rights under the Charter ........................................................ 75
3.3.2 e reporting procedure and the European Committee
of Social Rights (ECSR) ..................................................................... 77
3.3.3 A collective complaints procedure ...................................................... 78
3.4 Other human rights conventions concluded in the framework
of the Council of Europe ............................................................................. 79
3.5 e European Court of Human Rights ........................................................ 79
3.5.1 Composition of the Strasbourg Court ................................................ 80
3.5.2 O ce holders, bodies and organs of the ECthR ................................. 82
3.5.3 Sections of the Court .......................................................................... 83
3.5.4 Proceedings of the ECtHR ................................................................. 86
3.5.5 Execution of judgments and decisions of the European Court
of Human Rights ............................................................................... 91
3.6 e European Union and Human Rights ..................................................... 93
3.6.1 A historical development .................................................................... 93
3.6.2 e Charter of Fundamental Rights of the European Union .............. 96
3.6.3 e Fundamental Rights Agency ........................................................ 97
3.7 e Organisation for Security and Co-operation in Europe
and Human Rights ...................................................................................... 98
4. Regional protection of human rights ............................................................. 101
4.1 American system of protection of human rights ......................................... 101
4.1.1 Organisation of American States (OAS) ............................................ 101
4.1.2 Historical development in the framework of the OAS ...................... 102
4.1.3 Institutional development – the Inter-American Commission
on Human Rights ............................................................................ 102
4.1.4 American Convention on Human Rights and its protocols .............. 103
7
4.1.5 American institutions of human rights protection
after the Convention: the Commission and the Court ...................... 104
4.1.6 Other OAS human rights conventions ............................................. 106
4.2 African System of Human Rights ............................................................... 107
4.2.1 Historical development in the framework of the OAU / AU, AU
and the African system ..................................................................... 107
4.2.2 e Banjul Charter and its protocols ................................................ 107
4.2.3 Enforcement of African regional human rights treaties .....................109
4.2.4 Other relevant OAU/AU treaties on human rights ........................... 110
4.3 e regional mechanism of protecting human rights in Asia ...................... 110
4.4 Arab system of protection of human rights ................................................ 112
5. International protection of minorities ........................................................... 115
5.1 Introduction ..............................................................................................115
5.2 De nition of "minority"............................................................................. 116
5.3 Security concerns and human rights in international minority
protection .................................................................................................. 117
5.4 Minority rights and the international protection of human rights .............. 118
55 International organisations and the implementation
of minority rights ...................................................................................... 119
5.6 Normative Principles in Minority Rights Protection .................................. 120
5.6.1 Non-discrimination and equal rights ................................................ 120
5.6.2 Special rights .................................................................................... 121
5.6.3 Individual vs group rights ................................................................. 122
5.6.4 e right to autonomy...................................................................... 122
5.6.5 A rmative action (positive discrimination) ...................................... 123
5.6.6 Control mechanisms for the implementation
of international standards ................................................................. 124
5.7 International Instruments of Minority Rights Protection ........................... 124
5.7.1 e United Nations .......................................................................... 124
5.7.2 Council of Europe ............................................................................ 128
5.7.3 OSCE and minority rights ............................................................... 131
5.7.4 Minorities and the European Union .................................................132
6. Protection of human rights in armed con icts .............................................. 135
6.1 Introduction to international humanitarian law ......................................... 135
6.2 Sources of international humanitarian law ................................................. 136
6.3 Situations of armed con icts – applicability of IHL norms ........................ 138
6.3.1 International armed con icts ............................................................ 138
6.3.2 Non-international armed con icts .................................................... 139
6.4 Protection of civilians ................................................................................. 139
6.4.1 e principle of distinction .............................................................. 140
8
6.4.2 Collateral damage ............................................................................. 141
6.4.3 Use of civilians as shields .................................................................. 142
6.5 International humanitarian law and the international human
rights law regime ....................................................................................... 142
6.6 Application of derogations in times of armed con icts ............................... 143
9
1. Introduction to international human
rights law
1.1 Nature of human rights
To discover the nature and importance of human rights, with the application of a basic
approach we may conclude that human rights provide for individual freedom and
liberty in relation to state (which may exercise public power over individuals, but also
in relation to other individuals, who may also be capable of violation of these liberties.
In some cases human rights not only provide for these freedoms against the above
mentioned, but at the same time may mean a legal possibility to the individual to force
them to refrain from doing something against him – these human rights are often called
justiciable human rights.
e basic concept of individuals bearing liberty against the state is not new, it has
always been present during the development of societies and mankind. Of course this
has not been recognised as "human rights" in today's meaning, rather than a society-
organising principle: given social groups has duties and liberties in a society. You can
nd this basic phenomenon in ancient tribes, archaic societies and feudal societies as
well.
Social tensions have been present already at the feudal times, which has led to clashes
similar than of today's. e society organised with the monarch on top and the nobles
serving as the "society", so early human rights documents can be identi ed in the form
of the contemporary legal documents providing for liberties of the nobles of the country.
ey had duties towards the monarch, representing the state (for example and most
importantly military duty), but they also had liberties and exemptions (for example
exemption from taxation). Early examples are the famous Magna Carta Libertatum
from 1215, which has provided for the liberties of the English nobles from the King.
It was the result of a given political situation, where the monarch (the state) has lost
signi cant power, thus the nobles (the individuals forming the contemporary society)
could secure their liberties (rights of theirs under the contemporary society). It may
be interesting to mention, that in Hungarian history similar event have happened just
a few years later, and in 1222 the so-called "Golden Sealed Bill" has been adopted by the
King to the pressure of the nobles. is document serves as one of the leading sources
of Hungarian historical constitutionality.
ough these documents have an utmost historical importance, they cannot be
quali ed as being human rights documents in today's sense as they serve protection of
privileges of certain social groups instead of all human beings. e modern concept
10
International Protection of Human Rights
of human rights has been born with the recognition of the equality of human beings,
the roles of the states and the governments, rst by philosophers and scienti c authors,
followed by states' practice in their domestic laws. Of course this has not happened
from one day to an other and this advancement has taken place at di erent times in
di erent countries. e historical role of the philosophy of the enlightenment era has
been realised by the process as a result of which modern constitutions have been created
with the interpretation of human rights being the recognised result of human dignity
being equal to all.
e most important documents in the post-feudal societies are the Bill of Rights
of Great Britain adopted in 1689, and the constitutional developments of the United
States it has in uenced. e 1774 Declaration of Rights in Philadelphia, the 1776 Bill
of Rights of Virginia and the adoption of the Constitution of the United States in 1787,
amended by the Bill of Rights in 1791. ese rst ten amendment to the Constitution
has inserted human rights into the founding document of the federal state, thus making
a protection and respect of human rights the obligation of not only the states creating
that entity but also of the federal government. In France, the 1789 Declaration of Rights
of Men and Citizens of 1789 has turned these theoretical principles into practice, later
followed by the Constitution of 1791.
During the nineteenth century, most of the states and domestic legal systems has
provided for some protection of human rights. Of course the pace of this development,
the human rights recognised, the strength of this protection were di erent in the various
countries, depending on the level of development of society, of economy and plenty
other factors that may determine this.
1.2 Categories of human rights
Human rights can be categorized many ways and according to many aspects. In
international human rights law, the most widely applied method is that one that has
been introduced by a milestone study, prepared by Karel Vasak and published in 1977
in the UNESCO Courier. Taking the famous motto of "Freedom! Equality! Solidarity!",
Vasak has developed the interpretation based on the "three generations" of human
rights. is creates groups of rights based on the kind of obligation they pose on states,
but it also represents a chronological development.
e " rst generation" of human rights are the civil and political rights. States shall
respect these rights and a very important factor is that this respect usually requires:
passive action or just minimal action from the states. To simplify it: by not doing
anything, the states will not violate these human rights. As a logical consequence,
ensuring these human rights is usually not a question of nancial abilities, so the often
heard argument about human rights being privileges of rich states simply does not
stand. Another consequence is, that international treaties dealing with these human
rights often pose the obligation of states party to ensure human rights covered by the
treaty immediately, as soon as the given treaty enters into force. ese treaties often
11
1. Introduction to international human rights law
provide for some sort of complaint procedure, to make sure that states meet their
obligations, and these obligations are easily measured.
Economic, social and cultural rights are often referred to as the "second generation"
of human rights. Contrary to the previous group of human rights, these require active
action from the states, they have to allocate funds, initiate governmental programmes
and facilitate other actions to ful l their obligations deriving from these human rights. It
is easy to understand that in the most cases this takes time and money. And as a historical
fact, states have di erent nancial capacities and di erent levels of social development,
which means that sometimes it is very di cult to nd common standards or even to
settle common expectations. Because of all these reasons, international human rights
conventions covering economic, social and cultural rights operate di erently than the
ones dealing with civil and political rights. Instead of expecting prompt ful lment of
all human rights concerned, they are usually satis ed with states recognising them and
taking the obligation to gradually implement them or to endeavour to that.
e so-called "third generation" of human rights is the result of the social-technological
development of the second half of the twentieth century and of the phenomenon of
globalisation. Professional literature is vivid on this subject. Some authors refer to it as
"solidarity" rights, some as the "rights of future generations", depending on the focus.
Some build the concept of third generation of human rights around the requirements
of developing countries, with the result of identifying human rights like "people's right
for equal share of the world's resources", some around political ideas with human rights
like "people's right for peace", while some around recognised necessities with human
rights like "right to a clean environment" as a result. ere is no speci c international
treaty dealing with these human rights, as the whole idea has not been formed into one
single concept, right now it is more of a philosophical than a legal category. In the same
time, states' evolving practice may give some indications about the future directions of
development, and now this seems to be organised around building stronger rules about
protection of environment.
1.3 International protection of human rights
1.3.1 Need of international protection
As we could see before, domestic legal systems have started to provide for protection of
human rights already at the nineteenth century via constitutions and laws. It may be
worthy to examine the question of international protection.
Nearly two hundred years of state practice and experience has made professional
literature able to evaluate the advantages and disadvantages of international protection of
human rights. Here we summarize the more important points as a general introduction
before examining this eld in more details – and we will get back to them in later
chapters of the present volume.
12
International Protection of Human Rights
e advantages of international protection of human rights may be summed up
around the following factors:
1. Ensuring better control;
2. Development of common values and common standards;
3. Possibility to apply political pressure.
Positioning protection of human rights on the level of international law provides
for a possibility of a better and stronger control over actions of states. Unfortunately
sometimes states' domestic provisions prove to be ine ective or insu cient in this
matter. In some occasions, mankind has also experienced that states use their legal
system to violate human rights systematically and on a large scale. In a situation like
that, domestic law becomes completely useless – the experience of the horrors of the
Nazi and the communist regimes has proven this painfully. International law may
become a second line of defence for human rights to make sure that states and their
domestic legal systems do not lose outer control. Of course, this results in the possible
weakening of the concept of state sovereignty, but this does not mean any conceptual
problem, as human rights have always served as a possible limit to states' powers – as
re ected already in early interpretations of sovereignty, for example in the writings of
Jean Bodin in the sixteenth century.
International protection of human rights leads to the development of common
values and standards on the level international relations. is is extremely important in
a globalised world: while many di erences may exist in the practice of states and various
cultures, some basic values can be identi ed regarding human rights. For the protection
of these values common standards have been developed, most of which are based on
domestic legal solutions. ese have gradually been introduced to international practice,
for example via various international bodies, which has had its e ect after on various
domestic practice of states as well. By this, strong international protection of human
rights makes a more robust domestic protection of human rights as well.
If the question of human rights raises to the level of international relations, the
possibility of application of political pressure becomes real. ough this may be
a dangerous advancement (examined in more details in the next paragraphs), in the
present system of international relations politics is a very important piece of the set
of tools available to in uence actions of states. State practice violating human rights
may lead to international condemnation, shaming of a government and altogether
a weakening in international relations, a lack of ability to pursue a states' own interests.
Of course it does not always work perfectly, as states usually calculate the e ects of their
behaviour, and as a result of this calculation they may nd that human rights violations
may not have such a bad e ect on their international position. is is possible, but
still, the fact that they have to calculate with this is a very serious advancement and
contributes to a better protection of human rights.
Some of the disadvantages or de ciencies of international protection of human rights
also have to be mentioned here. Some of them have political or ideological nature, some
13
1. Introduction to international human rights law
of them are the consequence of the nature of the present system of international law.
ese can be organised around the following main points:
1. Existing political and ideological di erences;
2.
Questions about states' willingness to develop new or even enforce existing norms;
3. Chances of states to avoid legal binding power made possible by the system of
international law.
International law by its nature has to tolerate some amount of the existing political
and ideological di erences between states. at means that its tools, like international
treaties are not always capable of overcoming all existing di erences and only have
a limited capacity of creation of new norms, subject to the consensus of states. e latter
is determined by many factors, most of them being far out of the reach of international
law, but rather subject to domestic political or ideological relations and situations. With
human rights this poses the danger of human rights also becoming subject to these,
which can have bad e ects uncalled for. is can be especially dangerous, when a group
of states developing interpretations and practice providing for a stronger protection
meets that of other states with a weaker system. is can be well visible in actual cases
related to freedom of speech or religion.
State willingness is a de ning question related to international human rights law. As
international law is not built on a supreme legislation power capable of creating new
norms but rather on consensus and cooperation of sovereign states, the genuine will
of the states to operate this system gains vital importance. We can say that states are
usually interested in developing new legal norms and enforcing already existing ones,
but in many cases this does not re ect a genuine will, rather a political goal. We have
identi ed international politics as an important tool to help ensuring human rights – in
many cases human rights are used the other way around, to pursue states' foreign policy
goals, for example to gain higher ground to their political adversaries in international
relations. Sometimes international politics produces an enormous amount of hypocrisy
within the framework of various international human rights organisations and bodies.
is may have a seriously detrimental e ect on the whole body and operation of the
system of international human rights law.
e characteristics of international law provides for many chances to states if they
want to avoid legal binding power. is is strongly connected to the question of the
genuine will of states related to international protection of human rights: if a state
does not want to take human rights obligations, but wants to project an image of
being serious about those, it can nd methods of achieving this goal. is can happen
both to creation of new norms and to enforcement of existing ones. e rst one is
possible with the extensive application of so-called reservations to international human
rights treaties. International law, according to customary law and the provisions of the
Vienna Convention on the Law of Treaties, make reservations possible usually to help
states overcome minor di erences related to the text of a treaty being adopted or to put
unresolvable questions out of the way of the future treaty – but many times are used by
some states to tackle binding power of the treaty itself (reservations will be addressed in
14
International Protection of Human Rights
a later chapter in more details). Additionally, human rights enforcement mechanisms
are often made weak by states' actions claiming to protect their sovereignty, while they
rather serve to get rid of international control and observance: these can surface in form
of reservations or the state simply not consenting to the proceedings of various treaty
bodies. It may be fully legal under international law, but it is contra productive related
to international protection of human rights.
1.3.2 Historical development of international protection
of human rights
e historical development of international human rights law can be separated into
three big periods of time. Not surprisingly, the sections are separated by the two world
wars, which have brought such changes into international politics and to many aspects
of international law that had their e ect on international human rights law as well.
e historical era before the First World War has not been the prime time of
international human rights law, but this is not a surprise as this period (especially
the nineteenth century) has just seen the birth of modern international law as such.
International protection of human rights in general has not been accepted at that time,
this question was considered to be fully subject to domestic jurisdiction, to be domestic
a air, with no international intervention allowed. While international human rights
law has not existed in this form, some of its seeds could have already be seen in forming
state practice: a few results have started the emergence of a new body of law.
t
For example international action has been insisted against slavery and slave trade
during the century – unfortunately this was not really aimed at building up
a new eld of international law, rather it was utilized by some states to pursue
political goals, namely the endeavour of the US federal government to assert
economic pressure on the southern "slave states" of the Union.
tAnother eld of international law that has started development at this age was
the one protecting the rights of aliens – but this has not really shown a human
rights pro le, the subject of the protection was not the individual, but the
subject of the other sovereign.
t
Early international treaties of international humanitarian law, the rules
regulating the conduct of states and of armed forces in cases of armed con icts
have forged some human rights into legally binding provisions. e basic rules
protecting the life of persons not taking part in hostilities or the provisions
providing for respect to civilian property and limitation of requisition can
already be quali ed as recognition of human rights in international law – but
these have only been applicable in times of war between states and they were to
be applied only related to the enemy.
e end of the First World War has brought tremendous change in international
politics, which has had a serious e ect on international law, and on international human
15
1. Introduction to international human rights law
rights law as well. e reason of this is basically the fact that the new world order
designed for the period after the war required stronger international rules, and some
aspects have expectedly were to touch upon human rights-related matters.
t e human rights novelty in the period between the two world wars has been
emerged in the form of a new body international law providing for the rights
of minorities. is subject had to be regulated because of the new geopolitical
situation created by the peace treaties and the post-war redrawing of the state
borders. A painful consequence of this was the threat of problems with national
minorities and of a de-stabilization of the new alliance system in Central and
Eastern Europe. To circumvent this, rules providing for the protection of
minorities have been incorporated into the peace treaties, and by ratifying these,
the states gaining territories under these treaties have also taken the obligation
of respect and protection of minority rights. Some methods of settlement of
disputes have also been created in the framework of these treaties and the
League of Nations – but unfortunately this new body of law has never properly
been tested. e post-war political tensions unfortunately has just not made
this possible, and after the Second World War, the question of protection of
minorities have been incorporated into international human rights law.
tSome of the human rights questions originating from the pre-war period has
gained the form of an international treaty during this period. For example the
initiatives from the time before the war has led to the adoption of the Slavery
Convention in 1926.
t e period after the war has seen the emergence of the economic, social and
cultural rights in international relations. ese rights had already been subject
to serious debates within states' domestic legal sphere, and they have gradually
become subject to international attention. With the globalisation of economy,
states have gained interest to introduce some international cooperation on this
matter, too. As a result, their attention has turned to international law and
organisations and as a rst step, the International Labour Organisation has
been created in 1919. e success of this organisation was proven by the fact
that later it has become a specialized agency of the UN.
After the Second World War the question of international protection of human
rights have raised into a new dimension. e horrors of the war, and especially its e ect
on human rights has caused a paradigmatic changes on thinking about international
human rights law. is has supplemented other major changes in international law,
rst of all the creation of the United Nations which has meant a brand new era in the
history of international relations.
e rst important change was the general change in thinking about the relationship
between state sovereignty and human rights. e earlier understanding has changed:
states have had to realize that trusting human rights solely to domestic jurisdiction is
not only wrong but politically dangerous. e practices of the Nazi Germany, with
special attention to human rights violations against its own citizens have proven that
16
International Protection of Human Rights
some sort of international protection is needed to ensure basic protection of human
rights. For that reason, they have included provisions in the UN Charter, which have
provided for a signi cant change related to human rights: state sovereignty could not
be invoked any more to hide violations of human rights, which could not be considered
to be domestic matter anymore.
Another change was the individualization of human rights in general. As the practice
of collective human rights, which minority protection had been built on after the First
World War could not prove its worth, and the ideas of collective responsibility has
been rejected by many, the strict individualist reading of human rights have become
favoured. ough this also has been criticised by some important actors (for example
states following the communist ideology), this has become the leading interpretation.
e collective interpretation of general human rights still can be quali ed as a dangerous
concept, as it can nd easy justi cations for violations of individual liberties, it is
important to stress, that for protection of minorities collective measures can be more
e cient in some situations – however, today recognising collective rights of minorities
is the exception, not the general rule.
A very important development after the Second World War is the transformation
of the world order, which has an e ect on international human rights law, too. e
international order is organised on at least two levels: the so-called universal system,
represented by the United Nations and the regional level, which is represented by various
international organisations covering a continental group of states. Currently there
are three well-developed regional structures with their own human rights protection
structure and mechanisms:
1. European regional system, with the Council of Europe;
2. American regional system, with the Organisation of American States;
3. African regional system, with the African Union.
e general international human rights provisions are adopted on universal level, in
the framework of the United Nations. e regional systems are capable of creating some
more detailed rules or others for which the consensus cannot be reached at the universal
level. Generally speaking, regional level organisations have a better chance of reaching
state consensus on certain matters because of tighter and closer historical, political
and cultural relationship. Regional cooperation is also strengthened by the fact that it
may lead to a more e ective foreign policy on the universal level. As a consequence,
regional systems have more e ective human rights mechanisms, for example all three
of them has an operating international human rights court, which the UN system still
misses. Some regional systems are not necessarily organised on a geographical but on
a political-cultural basis, for example the Arab League, the Organisation of Islamic
Cooperation. e Association of Southeast Asian Nations (ASEAN) is a very important
regional organisation, but its human rights activities are in an embryonic phase. ( ese
organisations and their human rights activities will be presented in more details in later
chapters.)
17
1. Introduction to international human rights law
1.4 International law and human rights
1.4.1 Human rights documents in international law
Most common documents adopted by states or other entities in the eld of international
human rights law are various declarations and international treaties. ey serve as
sources of law with a varying legal binding force.
Declarations are usually adopted by states and quite often by international
organisations or their institutions in the form of resolutions. As these are not
international treaties, their binding power is questionable – it has to be analysed on
a case by case basis. Usually they serve to recognise and to set political goals and aims
to future codi cation, so generally the content of these documents are not obligatory
at the time of adoption, but later it may gain either customary power or get rea rmed
by an international treaty.
Some of these declarations may be of extreme signi cance, as being milestone
founding documents regarding a given system or subsystem of international human
rights. For example the Universal Declaration of Human Rights, adopted in 1948 by
the UN General Assembly has become the rst and most often referred human rights
document of the United Nations for a long time. e American Declaration of the
Rights and Duties of Man, adopted nearly the same time has the same importance
regarding the American regional subsystem. e adoption of the Cairo Declaration
on Human Rights in Islam in 1990 has shown the birth of a new regional-political
subsystem, the Arab system of human rights protection. In 2012, members of the
organisation have adopted the ASEAN Human Rights Declaration, which hopefully
will lead to the emergence of a new human rights regional subsystem. e contents of
these declaration are usually deemed to be having binding power, as re ecting customary
law, even some of their provisions may be debated at the time of adoption.
Other declarations serve to set goals of smaller gravity, like recognising or giving
political power to a newly recognised human right. For example the recognition of
the explicit right to "safe drinking water and sanitation" is the result of last years'
development, it is not recognised in international treaties yet, but by numerous non-
binding UN and other resolutions, supported by professional interpretation – it is on
its way to gain general recognition and binding power. ese declarations have a strong
role in that. ey can be quali ed as the rst step of codi cation.
Codi cation of international human rights generally happen via international treaties.
ose are adopted by states, often in the framework of international organisations,
the UN or a regional organisation. Exceptionally non-state entities may also get into
contractual relationships but that is very rare related to human rights.
International treaties are the primary sources of international law so they have
undebated binding power, which means that states party to them are bound to comply
with their provisions. ese documents are results of compromise between states, many
times after long negotiations, so sometimes the nal and adopted version of their text
18
International Protection of Human Rights
di ers from the states' original ideas and proposals. is is a very important factor when
we examine states' relations to those and their willingness to enforce them.
Contents of international treaties in the eld of international human rights law
are usually organised around the same scheme. ey identify and recognise human
rights, either complete catalogues of rights or just a speci c one, and provide for state
obligations which are deemed to be necessary for ensuring it, both domestic and
international. Finally, they may set up institutions responsible for monitoring states'
ful lment of these obligations.
1.4.2 International treaties protecting human rights
International human rights law creates legal obligations to states, which are of binding
nature. States becoming parties to international human rights treaties take on international
legal obligation to respect and to protect human rights covered by those treaties – as it
is their obligation under international customary law and the Vienna Convention on
the Law of Treaties.
is is a complex obligation. First, it means that they have to refrain from interfering
with or curtailing the enjoyment of human rights. Second, states have to protect
individuals (and groups, if needed) against violations of human rights. ird, they also
have to take e ective steps towards facilitation of the enjoyment of human rights, even
by legislative actions, if necessary.
Under rati ed international human rights treaties, states party undertake to respect
these and to introduce appropriate domestic measures and legislation to satisfy their
obligations and duties deriving from these treaties – compatible with their general
obligations under any other international treaty, as set out by general international law.
States' own domestic legal system, therefore, has to provide the primary legal protection
for human rights, even if they are guaranteed by international law, as it is usually
re ected by states' constitutions. In the case of domestic law and proceedings are not
capable or simply just fail to deal with human rights abuses or violations, international
law is set into motion: mechanisms and procedures for complaints by individuals or by
groups may be available in the framework of various international organisations, both
at the regional and at the universal level. International human rights treaties usually
address the possible procedures by expert bodies or international human rights courts
for individual complaints, or the International Court of Justice for inter-state debates
related to the given treaty.
1.4.3 Reservations and objections to human rights treaties
e binding force of international human rights treaties may only be weakened by the
application of reservations according to customary law and the provisions of the Vienna
Convention on the Law of Treaties. International law basically allows for reservations
19
1. Introduction to international human rights law
to help the creation of multilateral treaties: by their application states may amend
their obligations from the given treaty, for example with excluding some provisions or
applying their own interpretation to those. is is useful, because this way states are
able to circumvent di erences of smaller gravity related to the text of the treaty being
adopted or unresolvable debated questions with other states party, but still they do not
lose the chance to become a party to that treaty themselves. In most of the cases, it is
more important to have more states party to a treaty that to have a full consensus on
every small detail – that is the basic idea behind this possibility. To make sure that states
do not use it to get rid of their obligations in whole, some restrictions apply. e most
important is that reservations that are capable of jeopardising the general aim of the
treaty, that are incompatible with the object and purpose of the given treaty or otherwise
lead to tackling binding power of the treaty itself are prohibited.
With international human rights treaties, a very common reservation is the one
which aims to limit the jurisdiction of the International Court of Justice. For example
the countries of the communist bloc has all applied that kind of reservation to all human
rights treaties they have rati ed and which had this possibility. Similar reservations are
also applied by states with regard to other institutions and their possible proceedings
under various treaties. Some reservations are applied to provide for harmony between
international human rights norms and states' domestic legal provisions – this may have
a particular importance related to constitutional provisions. For example, a speci c
rule of the Convention against Racial Discrimination, the one providing for states'
obligation to penalise various forms of hate speech may easily get into con ict with
constitutional provisions guaranteeing freedom of speech: to avoid this, those states,
for example the United States or the United Kingdom have applied a reservation when
ratifying the convention. is happens very often with international human rights
treaties so it is always very important to check not only the text of an international
treaty, but also the reservations applied by states party to it.
A reservation may attract so-called objections from other states party to the given
convention. Objections are applied when a reservation is either deemed to be illegal
(because of it is against the aim and goal of the convention) or another state party
simply does not want to accept it. An objection may be just a communication without
any legal e ect, or it may lead to the given convention not entering into force between
the state with the reservation and the other one objecting. In the case of human rights
treaties the latter is not usual, and it would not make too much sense anyway as
human rights treaties are not based on mutual obligations between states party, so
objections serve much more as very important political messages but also have a very
important e ect on development of international human rights law as they may
represent the interpretation of states related to certain human rights questions. For
example many Muslim states party to the Convention on the Elimination of All Forms
of Discrimination against Women have applied reservations aiming to the applicability
of norms of the Islamic Shari'ah law – most of these were claimed to be incompatible
with the object and purpose of the Convention by other states party, and they have
objected to those.
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International Protection of Human Rights
1.4.4 Violation of international human rights treaties
As indicated before, the goal of international human rights treaties is not to create
mutual obligations between states party for their own good, but for the sake of the
individuals under their jurisdiction, to protect their human rights. is means that
in case of a violation of one party to the convention the applicability of the general
solution provided by international law would not do any good to help the situation,
what's more, it would just make it worse.
e principle is reciprocity is usually applied by the practice of international law in
contractual relations. at means that for a violation of a state party, other states in
that legal relationship may react with an in kind violation of the same gravity. e idea
behind this is that states following the provisions of the treaty shall not get into less
favourable position because of their legal bonds than the one actually violating those.
However, the application of the same method with human rights treaties would lead
to a situation completely against the original ideas behind the system. If states had been
allowed to react with violations to an existing violation of a human rights treaty, that
could immediately to the collapse of the whole human rights protection mechanism. For
this reason, violations in international human rights law have to be treated according to
the provisions of the conventions, utilising the mechanisms provided for, and not the
"classic" international legal solutions.
1.5 Overview of human rights protection mechanisms
More kind of human rights protection mechanisms are in existence in the present
system of international human rights law. All of these can be found within the di erent
organisations. Here we summarize their common elements and detail them in later
chapters. Institutions providing for human rights protection mechanisms can be
categorized according to the following:
1. Political bodies;
2. Expert bodies;
3. Judicial bodies.
Political bodies are usually institutions of international organisations, not necessarily
with protection of human rights as their sole responsibility. eir members are usually
states, that means that state representatives, diplomats are present at the sessions, who
follow orders given to them by their respective governments. e working method of
these bodies is not surprisingly political, meaning that states are working here to pursue
their political aims and goals. ey follow their interests, assist their allies, form ad hoc
or permanent coalitions, depending on the circumstances. While this may seem to
be far from the values behind the idea of human rights, it is important to realise that
under speci c circumstances this may be an e ective way to stand up against violations
of human rights. Systematic, mass atrocities can hardly been handled without a strong
21
1. Introduction to international human rights law
political element – it all depends on the seriousness of states in their politics related
to human rights. Politics can be bad and ine ective, unless it is used e ciently, that is
the responsibility of states. e most important political body on the universal level is
the UN Human Rights Council, on the regional level for example the Committee of
Ministers in the Council of Europe.
Non-judicial, expert bodies are usually set up by various human rights treaties to
provide monitoring and observance of the performance of states party to that given
treaty. eir members are independent experts acting in their own capacity. e
activities of these bodies may cover a wide array of responsibilities: monitoring states'
actions, evaluation of reports prepared by them, examining situations, in some cases
even entertaining complaints regarding states' activities. ese bodies can be e ective
against individual violations and also represent a very important professional authority
regarding the content of the given treaty, so their role is of utmost importance related to
further development of law. On the universal level, the UN treaty bodies ful l this role,
while on the regional level the most important expert bodies are the Inter-American
Commission on Human Rights and the African Commission on Human and Peoples'
Rights.
Judicial bodies are international human rights courts, which provide for the
highest possible level of protection of human rights within the present framework of
international law. ey are set up by treaties, which regulate in details the operation
of these bodies, and especially their procedures and conditions of complaints to reach
these fora. e members of these courts are judges, who adopt judgments, which can be
legally binding on states. Currently three of these institutions exist, one in each regional
system, in Europe, in America and in Africa. ere is no human rights court on the
universal level, though plans of the creation of a "World Court of Human Rights" have
been existing for a long time, but currently this is far from being a reality.
1.6 Universalism v cultural relativism
One of the most intriguing and exciting debate within the eld of international human
rights law is organised around the question of universality of human rights and the
possible role of regionalism when it comes to respect of human rights.
e general concept of international human rights law is its universal nature, building
on the assumption that respect for human rights constitute a universal nature, binding
all states equally, regardless of ideological or cultural di erences. ere is a well-founded
fear that other interpretations could lead to states nding excuses for violating their
obligations regarding human rights. e Universal Declaration of Human Rights had
been adopted in 1948, building on this foundation. ough its provisions have never
been directly denied by any states, the past years have seen some di ering ideas emerging
in the eld of international politics.
In 1990, the Cairo Declaration on Human Rights in Islam was adopted by the
Organisation of the Islamic Conference (today: Organisation of Islamic Cooperation)
22
International Protection of Human Rights
with the aim of building up an Islamic human rights subsystem. Some of its provisions
has stirred serious debate not only in international politics, but human rights experts'
circles. While its supporters claimed that it is complementary to the Universal
Declaration and not willing to become its alternative, its text has made this very hard
to believe to many. For example it has stated that all the rights and freedoms stipulated
by it are "subject to the Islamic Shari'ah" and also made the Shari'ah the "only source of
reference for the explanation or clari cation of any of the articles of this Declaration".
Many states, human rights experts, NGOs and even liberal Muslim groups have
addressed heavy criticism to it, stating for example that the Cairo Declaration attempts
to circumvent the principles of freedom and equality.
e Bangkok Declaration has been adopted in 1993 by ministers from Asian states.
ough the Declaration has seemingly rea rmed these states' commitment to the
Universal Declaration of Human Rights, at the same time they have emphasized the
principles of sovereignty and non-interference, and also have called for greater emphasis
on economic, social, and cultural rights, placing for example the right to economic
development over civil and political rights, di ering from the principles and widely
considered to be a critique of universalism of human rights. is declaration has been
followed by the ASEAN Human Rights Declaration, adopted in 2012, which was
criticized again by many for failing to include many key basic rights and fundamental
freedoms. Additionally, some of its provisions are feared by numerous analysts to be
capable of being used to undermine protection of human rights, for example the one
stating that "the realization of human rights must be considered in the regional and
national context".
e concept of "cultural relativism" may be useful as cultural di erences unarguably
exist within the ranks of mankind. But the ideas of domestic laws being able to precede
over universally recognised human rights norms, or of creating regional human rights
rules directly inconsistent with general international human rights standards is not
acceptable and does not serve the interest of protection of human rights.
23
2. Protection of human rights in the framework
of the UN
e creation of the United Nations at the end of the Second World War has raised the
question of protection of human rights into the sphere of international law. is meant
a serious novelty as in the historical era before the war human rights had already been
recognised by most domestic constitutional systems, but were largely unprotected by
international law. Exceptions can be mentioned, for example, some of the provisions
of contemporary international humanitarian law and some of the protection of rights
of aliens, but generally human rights have been considered as being subject to domestic
legislation.
2.1 UN basic documents and human rights
2.1.1 Human rights in the UN Charter
e founding treaty of the United Nations, the UN Charter, adopted in 1945 has made
a serious change. Among the purposes of the UN, it has included, the "promotion and
encouragement of human rights and fundamental freedoms". A very early prohibition
to discrimination has also been added to this as the text stipulates "without distinction as
to race, sex, language, or religion", which can be considered as an exact legal obligation,
stretching beyond general principles and political purposes. Additionally to this material
legal base, methodological and institutional fundaments have also been created by the
Charter. According to it, member states have to be committed to promote "universal
respect for, and observance of, human rights and fundamental freedoms for all". e
previously mentioned prohibition of discrimination is once again rea rmed related to
this obligation, too.
e provisions of the Charter thus has made clear, that the new world order after 1945
does not consider human rights being domestic issue, under the absolute protection
of state sovereignty. Ever since this giant step, the UN has proven to be instrumental
in the process of developing international standards of human rights protection, by
adopting international treaties and other documents setting out universally recognised
human rights.
e rst and most famous step had been the adoption of the Universal Declaration
of Human Rights (UDHR) in 1948, which has been followed by (a few years later)
24
International Protection of Human Rights
a series of international treaties protecting numerous human rights and human rights-
related state obligations.
But written legal rules are not enough: the UN has also created more internal
institutions and bodies with the aim to monitor and supervise states' actions and
behaviour related to recognition and implementation of human rights. ere are organs
providing for political protection, such as the UN Human Rights Council (and its
predecessor, the UN Commission on Human Rights) and bodies providing for experts'
protection (treaty bodies, established under the various UN human rights treaties),
monitoring implementation and enforcement of the relevant treaties.
2.1.2 Universal Declaration of Human Rights
e rst list of human rights recognised by the United Nations appears in the Universal
Declaration of Human Rights.
No state has voted against it on 10 December 1948 (10 December is "International
Human Rights Day" ever since), as none of them has ever expressed any intention to
denounce it. ough this may re ect a worldwide consensus, a disturbing element has
to be pointed out. When decision has been made about the proposed document in the
General Assembly, eight states abstained from the voting. e Soviet Union and its
allies (Belarus, Czechoslovakia, Poland, Ukraine, Yugoslavia), Saudi Arabia and South
Africa has not supported it with their votes. is does not necessarily mean a strong
opposition against it, but is de nitely a sign of the lack of full consensus on the matter
of human rights.
Later, the Universal Declaration of Human Rights has been rea rmed in the Vienna
Declaration and Programme of Action, adopted after the World Conference on Human
Rights in 1993 (see: GA Resolution 48/121 of 14 February 1994), and still remains
the basic document to express universal human rights values. Its importance is shown
by the fact that all international human rights treaties refer to the Declaration in their
preambles.
As a resolution of the UN General Assembly, the Declaration was not adopted as
a legally binding instrument. Today its binding force is not questionable any more,
this argument stands on at least three legs. First, it is arguable that the content of
the Declaration can be quali ed as an authentic interpretation of the human rights
provisions of the UN Charter, most of which are today recognised as peremptory
international norms, or jus cogens, which mean provisions legally binding under all
circumstances. While it may be questioned in the whole corpus of the Declaration,
the second possible argument is aimed on that the Declaration's norms have turned
to customary international law by today. While most of the rights embodied in the
Declaration may satisfy the test of customary international law, that means the presence
of a state practice, backed by appropriate opinio juris, such as the prohibition of torture,
some questions can be asked in relation to all of those. For example the right to enjoy
asylum, embodied in Article 14 has not been echoed by later conventions, only the
25
2. Protection of human rights in the framework of the UN
right to seek it. A third possible argument is that contents of the Declaration can be
considered as re ecting internationally accepted principles of law, as they are enshrined
by the constitutions and domestic legal provisions of many states. Whatsoever, today it
is nearly impossible to argue against the legally binding nature of its norms, especially
that all of them has been rea rmed by legally binding international conventions.
e structure of the Declaration was compared to the portico of a Greek temple
by René Cassin, who has had the leading role in its drafting: the steps leading to the
entrance, four columns with foundations, and a pediment on the top had all had their
role in his vision. e seven paragraphs of the preamble, which set out the reasons of
the Declaration, represent the steps that take to the entrance, which is behind the four
columns – meaning the main body of the Declaration. Articles 1 and 2 of the Declaration
provide for the principles of dignity, liberty, equality, and brotherhood, more exactly,
prohibition of discrimination. ese represent the foundation blocks of the columns,
without which the structure cannot stand. Human rights embodied in Articles 3-11
form the rst column, constituting basic rights of the individual such as the right to life,
or the prohibition of slavery and other human rights. e second column is built up by
human rights embodied in articles 12-17, constituting rights of the individual related
to the public power. e third column is represented by human rights in articles 18-21,
which guarantee political freedoms, such as freedom of thought, conscience, religion,
or association. Articles 22-27 make the fourth column, which provide for economic,
social, and cultural rights. e last three articles of the Declaration is envisaged by
René Cassin as the pediment which binds the structure together: those deal with the
duty of the individual towards the society and the obligations of states vis-à-vis. It also
emphasises the prohibition of use of rights in contravention of the purposes of the UN.
e UN's human rights protection activities, which have got o to a seemingly
successful start with the relatively early adoption of the Universal Declaration of Human
Rights, have soon had the face di culties because of the emergence of the Cold War.
Seamless operation of the UN's institutions themselves have become victim of this
con ict. As a result, no new legal standards have been adopted in the UN until 1965,
with the adoption of the International Convention on the Elimination of all Forms of
Racial Discrimination and the two covenants of 1966, thus initiating a new period of
time in the history of international human rights law.
2.2 UN main bodies and human rights
If we consider the protection of human rights as a goal and a duty of international law
and the UN, it is important to examine the competence of various UN bodies and
institutions. Our present system of international law is organised around and built on
the concept of state sovereignty, so this factor is still an inevitable factor. It also plays
a crucial role in relation to enforcement of human rights, as mentioned earlier. It has
long been regarded as the "Achilles heel" of international human rights protection
system, as states have plenty of possibilities to oppose any possible international action.
26
International Protection of Human Rights
Regardless of the fact that international human rights law has developed to a certain
level, where states can no longer argue human rights being solely a domestic matter,
there are still some serious limits to the ability and the capacity of the international
community to react to violations or abuses of human rights by states, especially if they
persist in their practices. Existing enforcement mechanisms seem to lag behind the
development of legal norms which they should stand for.
As a result, enforcement mechanisms in the UN generally speaking are quite weak,
the UN Security Council being the only body able to apply political-legal sanctions
going beyond mere condemnation by the international community. Still, it is important
to examine the various institutions of the UN and see what their tasks may be related
to our subject.
Human rights institutions within the UN may be catalogued either as "Charter
bodies" or as "treaty bodies", depending on their origin. Charter bodies are created
either by the UN Charter, or by bodies which exist on the Charter itself. On the other
hand, treaty bodies are the results of UN human rights treaties, which usually always
set up these institutions. e previous ones provide for "political", while the latter ones
for "experts" protection, based on the classi cation drafted up in a previous chapter.
e political UN human rights institutions are usually made up by the representatives
of member states, while the treaty bodies are composed of human rights experts acting
in their individual capacity, regardless of their nationality and origin. All of these bodies
are served and supported by the High Commissioner for Human Rights, whose O ce
is responsible for their operation.
Here we analyse the main UN bodies' role in protection of human rights, some of
them will be examined in details in a later chapter.
2.2.1 UN General Assembly
e rst Charter body worth mentioning is the UN General Assembly (UNGA). It
is the principal organ of the United Nations, comprising all members states of the
organisation (currently 193 member states), with one vote allocated to each of them.
While its authority and competences are at best vague (sometimes problematic and even
contra productive according to some authors) in international matters and politics, its
political weight gives it a special role related to human rights. Article 13 of the UN
Charter gives the Assembly the task of initiating studies and making recommendations
to help realization of human rights and fundamental freedoms. From the institutional
side, as the Assembly is the UN organ that all other UN human rights bodies report
back to (also the Security Council through its annual report, which can be important
related to situations with possible grave human rights problems), it has a general
overview of the global human rights situation.
e General Assembly can also make recommendations for action via resolutions
or declarations, which both are legally non-binding documents, but still may have
a signi cant e ect. Firstly because of their possible political weight in certain situations
27
2. Protection of human rights in the framework of the UN
(re ecting a majority opinion of member states), secondly because those resolutions are
usually followed by the UN human rights and other bodies even if some states oppose
them, and thirdly because of the possibility of gaining binding power after all. As in
the case of resolutions re ecting unanimous opinion of states or a wide consensus:
these may constitute strong evidence of the existence of a customary – thus binding
– international legal norm. Many of the human rights-related UNGA resolutions are
considered to have customary power, which is backed up by strong arguments from
professional sources.
One of the most important subsidiary organ of the UNGA is the UN Human Rights
Council (established by GA resolution 60/251), which holds the primary role among
Charter bodies in the present UN system (examined in a later chapter).
2.2.2 Economic and Social Council
e Economic and Social Council (ECOSOC) is responsible for the UN's wide range
of activities related to economic and social issues. It consists of 54 member states, with
equal voting status, like in the General Assembly. Member states are elected by the
UNGA for three-year terms. Seats on the Council are allocated on the basis of equal
geographical representation, with fourteen to African states, eleven to Asian states, six
to Eastern European states, ten to Latin American and Caribbean states, and thirteen
to Western European and other states.
Similarly to the General Assembly, the ECOSOC has a wide mandate related to
protection of human rights. Article 62 of the UN Charter vests some important tasks
to it, in general to "make or initiate studies and reports with respect to international,
economic, cultural, educational, health and related matters". e task is followed by
competences, for example that the ECOSOC may "make recommendations for the
purpose of promoting respect for, and observance of, human rights and fundamental
freedoms". is provision supplements the general idea of protection of human rights
embodied in the Charter, by entitling the ECOSOC to take a leading institutional
role on this eld. is leadership role is also re ected by the fact, that it receives the
reports of the treaty human rights bodies and transmits them to the General Assembly,
and that it is also responsible for the coordination of a wide array of UN programmes
related to human rights.
e ECOSOC has plenty of subsidiary bodies, mostly commissions, many of
which are responsible for various elds of human rights: the Commission for Social
Development, the Commission on the Status of Women, the Commission on Narcotic
Drugs and the Commission on Crime Prevention and Criminal Justice are just a few
worth mentioning.
28
International Protection of Human Rights
2.2.3 UN Security Council
While not a human rights organ per se, the UN Security Council (UNSC) also has
signi cant importance related to protection of human rights. While under the UN
Charter its primary responsibility is the maintenance of international peace and security,
its leading political role makes it inevitable in situations of crises going hand in hand
with human rights violations, sometimes on a massive scale.
e UNSC has 15 members, each member states have one vote. Out of the fteen,
ve are so-called "permanent members" with veto power, which means that a decision
cannot be made in the UNSC without their consent or against their will. e other
ten, so-called "non-permanent members" are elected by the General Assembly for
a two-year term with a two-third majority. Permanent members are China, France,
Russian Federation, the United Kingdom and the United States. Currently the ten
non-permanent members are (with end of term date):
1. Argentina (2014)
2. Australia (2014)
3. Chad (2015)
4. Chile (2015)
5. Jordan (2015)
6. Lithuania (2015)
7. Luxembourg (2014)
8. Nigeria (2015)
9. Republic of Korea (2014)
10. Rwanda (2014)
As the present membership system of the Security Council is under serious criticism,
the reform of the body, including its membership is under consideration, as part of
the UN reform.
Meetings of the UNSC are called at times when the need arises.
e most important responsibility of the Security Council is to determine the
existence of a threat to the peace or act of aggression. But it also has an important role
in situations not of such gravity yet: it may call upon the parties to a dispute to employ
settlement by peaceful means and may recommend methods of adjustment or terms
of settlement to prevent the situation from getting more serious. In some cases, if the
situation poses a threat to international peace and security, the Security Council can –
acting under Chapter VII of the Charter – decide to impose sanctions or in the worst
case, even to authorize use of force.
Under the UN Charter, all member states are obliged to comply with these
"Chapter VII" resolutions of the Council, which is an exception in the present system
of international law. Sovereign states has to accept and obey these orders from the
Council. is may have a very strong e ect on human rights, because massive human
rights violations may amount to the level of a threat to international peace and security,
thus making the Security Council a very important actor related to human rights.
29
2. Protection of human rights in the framework of the UN
Unfortunately, the political nature of the behaviour of the UNSC (because of the
actions of some of its members, usually permanent members) does not always help it
to meet this expectation.
2.3 e institutional centre of human rights protection
of the UN
Based on Article 68 of the UN Charter, the ECOSOC has delegated its human rights
functions to the Commission on Human Rights in 1946. It has become the leading
political institution of the UN's human rights activities, for example it has drafted most
of the UN human rights documents and of the treaties. It was replaced by the Human
Rights Council in 2006, which is now the main Charter body responsible for human
rights-related activities of the UN.
2.3.1 UN Commission on Human Rights (1946-2006)
e Commission on Human Rights had 53 states as members (in its nal form), elected
by the ECOSOC for three-year terms, which was renewable. Members were acting in
their capacity as representatives of the governments of UN member states gaining a seat
in the Commission.
Over its 60 years of existence, the Commission has made signi cant contribution to
the establishment of the UN's constantly developing international human rights legal
framework. It has taken a leading role in codifying international treaties, developing
complaints mechanisms and special procedures. It had a very important role as being
the most accessible UN body for non-government organisations: NGOs were present at
its sessions, and the Commission has proven a standing opportunity to provide NGO
input on human rights issues.
e Commission has not had any role in enforcement at the beginning, and was
not entitled to take any action until 1967. en the so-called "1235 procedure" was
adopted (named after ECOSOC resolution 1235 (XLII) of 6 June 1967), which has
provided for public debate focusing on violations in particular States. is has not only
led to the possibility of public identi cation and discussion of country-speci c human
rights situations (with a possibility of political pressure), but also the appointment of
a "special rapporteur" with a mandate to investigate and report on the human rights
situation in a speci c country. Later this possibility has evolved to the practice of not
country-speci c, but thematic situations. ematic procedures could involve the
appointment of experts to investigate and report on all aspects (including violations) of
human rights relevant to a speci c theme. Even though country-speci c mandates have
raised debates among states and those have not been applied many times, the special
procedures (both country and thematic) have been considered to be the Commission's
major achievements.
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International Protection of Human Rights
e so-called "1503 procedure" was another technique developed by the Commission
to deal with alleged human rights violations (named after ECOSOC resolution 1503
(XLVIII) of 27 May 1970). is provided for a complaint procedure to be applied
in the case of a "consistent pattern of gross and reliably attested violations of human
rights and fundamental freedoms". In a situation like this, the Commission could work
with the a ected State in relation to the complaint on a con dential base. While this
was an advancement, the relative weakness of the Commission, the secrecy around the
complaints and the ine ciencies in their processing have not lead to an overall success,
as other institutions could at this time provide better results.
Despite its initial successes and important role in advancement of protection of
human rights, the Commission has become more and more unable to properly ful l
its functions, which has become increasingly visible during the years after 2000. Its
declining credibility and professionalism was the result of many factors, for example the
manipulation of its mechanisms by member states in order to achieve their own or their
allies' political goals. is has resulted in selectivity in the choice of states singled out
for country-speci c measures, or the election of states with poor human rights records
into the ranks of the Commission. All these has led to the view that the Commission
has to be radically reformed.
2.3.2 UN Human Rights Council (2006– )
e Human Rights Council has started its operation on 15 March 2006. e creation
of the Council was to replace the Commission as the key political UN human rights
body (via GA Resolution 60/251). It has the general mandate to address human
rights issues, in more details, it is responsible for promoting the protection of human
rights, for fostering international cooperation on human rights, for providing capacity
building assistance to states to help them to meet their human rights obligations, and
for responding to violations of human rights.
e newly created Council has not become substantially di erent in composition
to the Commission and has retained all of its same general mechanisms. Special
procedures, complaints mechanism, signi cant access of NGOs have all been kept to
the new institution. A new mechanism was introduced, the so-called universal periodic
review (presented in a later chapter). e practice of thematic procedures has been
continued under the Council, currently they include working groups on enforced or
involuntary disappearances, the right to food, and the situation of human rights and
freedoms of indigenous persons.
e question of membership in the Council was an important question during the
reform debates as membership issues had become a leading factor in the political demise
of the Commission. e size of the Council has been reduced to 47 members from
the 53 of the Commission. Members may serve maximum two consecutive three-year
terms. Membership can be suspended by a two-thirds majority of the UN General
31
2. Protection of human rights in the framework of the UN
Assembly, in the case of committing systematic and gross violations of human rights.
is happened so far only once, in 2011, with Libya.
ere have been proposals for a more dramatic cut to allow for a stricter selection of
nominees and for universal membership as well, to simply circumvent the problem of
political selectivity. ere have also been ideas to avoid the risk of further politicisation
with composing the Council only of non-state actors.
Seats for membership are allocated based on the equitable geographical distribution
of member states via the regional groups formed in the framework of the UN. e
distribution of seats is the following:
t13 African states
t13 Asian states
t6 Eastern European states
t8 Latin American and Caribbean states
t7 Western European and other states
Some important new features have been introduced to keep states with poor human
rights records from nomination to, being elected to, or keeping membership of the
Council. During the elections, members of the General Assembly shall take into account
the candidates' human rights record. Regional groups can nominate more candidates
than the positions available to that group, which ensures a genuine vote taking place.
e Human Rights Council has gained a higher status in the UN as it is a subsidiary
organ to the General Assembly, while the Commission had only been a sub-commission
of the ECOSOC. is re ects a growth of importance of human rights within the
institutional system of the United Nations. Other institutional novelties are present
as well: compared to the Commission, which only met for one annual session (six
weeks long), the Council is a standing body that meets for at least three sessions per
year. Additionally, it has the possibility to convene special sessions if the need arises,
at the request of a Council member with the support of one-third of the members of
the Council.
Early performance of the Council has drawn mixed evaluations. It has successfully
adopted important new human rights conventions, for example the Convention on the
Rights of Persons with Disabilities and the Optional Protocol to International Covenant
on Economic, Social and Cultural Rights. But unfortunately the Council has shown lot
of elements of negative dynamics, last seen with the Commission, as it has been accused
by applying of double standards and declining credibility. One of the worst practice
was the continuous singling out of Israel's human rights violations, while no resolutions
have been supported by the majority of the Council on other, equally serious situations.
e majority of the special sessions convened by the Council, a vast proportion of these
have focused only on Israel, and what's worse, the resolutions adopted has constantly
shown a one-sided focus on these situations.
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International Protection of Human Rights
2.3.3 Universal Periodic Review
One of the main tasks of the Human Rights Council is to run the Universal Periodic
Review (hereinafter: UPR) mechanism of the UN. By means of UPR, the United
Nations is capable to monitor and review regularly the situation of human rights in
each UN-members by forming a troika composed of three UNHRC-members. ere
are so-called UPR-cycles within which the UN-members shall prove in every four
and a half years their commitment to the human rights obligations and standards and
explain their improvement in this eld. UNHRC is authorized to gather information
about states from di erent kind of sources. Firstly, States are obliged to submit o cial
reports based on the structure requested by the UNHRC on the situation of human
rights in the State under review. Furthermore, both the so-called National Human
Rights Institutions (usually the ombudsman-type institution of a given state) of each
State and the NGOs interested are authorized to le 'shadow reports' about the States
under review. In addition, each member of the Human Rights Council as well as
NGOs can provide information and also ask questions to the States under review either
about general or particular issues. Finally, the so-called stake-holders of the UN (mainly
rapporteurs of a particular question that relates to human rights) are also authorized to
inform the UNHRC about such issues.
e most spectacular part of the UPR review process is when the State that is under
UPR review ought to defend its standpoint in public at a regular session of the UNHRC.
During this open public session, the member states and NGOs can ask questions about
the situation of human rights in a particular state and also make recommendations
to the State under review. e State under review must reply on these questions and
recommendations (either immediately or some months later) whether it can accept,
consider or even reject these recommendations. In case of accepting recommendations
(compiled later by the HRC itself) the State under review shall take the necessary steps
to be comply with the recommendations within four and a half years since it must
explain the improvements on these questions at the forthcoming UPR-review cycle.
2.3.4 UN High Commissioner for Human Rights
e post of a high commissioner responsible for human rights has been created by the
UN General Assembly in 1993. e High Commissioner for Human Rights is the
principal human rights o cial of the United Nations, the position itself is at the level of
under-secretary-general, with the general aim of coordination of the UN's human rights
activities. e activities cover many duties, one of the most important is the supervision
of the Human Rights Council. is is a very important position, not only because of
direct connection to states and the ability to in uence their human rights practices but
because of serving as a "face" to UN's human rights activities.
e present high commissioner is Navi Pillay from South Africa, she was approved
by the General Assembly on 28 July 2008. Her mandate has been renewed for two years
33
2. Protection of human rights in the framework of the UN
beginning on 1 September 2012. From September 2014 she will most probably be
followed by Zeid Ra'ad Zeid al-Hussein from Jordan, who was named as the successor
by the UN Secretary General during late spring of 2014.
e most well-known high commissioner has been Sergio Vieria de Mello from
Brazil, who tragically has only served less than one year. After he was appointed, he
was asked by the UN Secretary-General, Ko Annan, to serve in Iraq as his Special
Representative. On 19 August 2003, he and 22 colleagues have been killed in a bomb
attack against the UN headquarters in Baghdad.
e tasks of the High Commissioner are numerous. He/she has to play the leading
role on human rights issues and to emphasize the importance of human rights at both
the international and national levels. He has to promote international cooperation
for human rights, and stimulates and coordinate action for human rights throughout
the UN system. e Commissioner has important tasks regarding to codi cation of
new norms: promotes universal rati cation and implementation of international legal
norms, and assists in the development of new ones. He/she supports human rights
organs and treaty monitoring bodies, responds to serious violations of human rights
with the means at disposal. Many of the tasks include activities not professional but
of political nature, which requires the holder of this position not only human rights
expertise but also a good ability to maneuver in international political relations.
e O ce of the High Commissioner for Human Rights (OHCHR) employs more
than thousand sta in Geneva, New York, and other country and regional o ces,
and a workforce of nearly seven hundred international human rights o cers serving
in various UN peace missions or political o ces. Financial conditions are covered
from the United Nations regular budget and from voluntary contributions from states,
intergovernmental organizations, foundations and individuals.
2.4 UN treaty-based expert bodies
Based on the nine core international human rights treaties, ten human rights treaty
bodies have been created. ese are the institutions responsible for non-judicial, "expert"
or "professional" protection of human rights, serving as the second level of protection.
Nine of these bodies has the task of monitoring implementation and enforcement
of one given core international human rights treaty. e tenth treaty body has a special
scope of activities, aiming rather on prevention: the Subcommittee on Prevention of
Torture (established under the Optional Protocol to the Convention against Torture) is
responsible for monitoring places of detention in states parties to the protocol.
ese bodies are the following:
1. Human Rights Committee (CCPR)
2. Committee on Economic, Social and Cultural Rights (CESCR)
3. Committee on the Elimination of Racial Discrimination (CERD)
4. Committee on the Elimination of Discrimination against Women (CEDAW)
5. Committee against Torture (CAT)
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International Protection of Human Rights
6. Subcommittee on Prevention of Torture (SPT)
7. Committee on the Rights of the Child (CRC)
8. Committee on Migrant Workers (CMW)
9. Committee on the Rights of Persons with Disabilities (CRPD)
10. Committee on Enforced Disappearances (CED)
All of the treaty bodies are created and have to work in accordance with the provisions
of the treaty that they monitor.
2.4.1 Common elements to treaty bodies
All of these bodies are committees of independent experts. As all of the relevant treaties
require, these persons have to be "experts of high moral standing and recognized
competence in the eld covered by" the given convention. Members of these committees
shall be elected by secret ballot by the states party to the given convention, nominated
from among their nationals. Each state party may nominate one person. All of the
treaties set the expectation regarding to elected circle of members, that due consideration
has to be given to equitable geographical distribution and the representation of all the
principal legal systems of the world. is factor is very important to ensure a wide
acceptance of the committees' activities.
Members of the committees are usually elected for a xed term, re-election is usually
possible in case of re-nomination. In case of the death, resignation or any other reason of
not being able to perform the duties of an elected member, usually the state party which
nominated that member shall appoint another expert from among its nationals to serve
for the remainder of the term, if that person is approved by the relevant committee.
Members of these committees shall serve in their personal capacity. Every treaty
expects independency, neutrality, impartiality from the members and that their activities
shall be driven by professionalism and professional standards rather than politics and
especially not the pursuance of interests of the nominating states. ough it may be
important for UN member states to have more experts in more committees as this
re ects a moral-political weight and recognition within the UN, and for this reason,
states usually lobby for their nationals, their activities has to stay non-political. is
is helped by the fact that the committees' activities are closely scrutinized by NGOs,
academic and public attention, and expert members jeopardize their professional
reputation.
If the UN General Assembly decides so, the members of the committees may receive
emoluments from United Nations resources. Terms and conditions of these have to be
decided by the General Assembly.
Every committee establishes its own rules of procedure and elects its own o cers for
a xed time period, according to the detailed provisions of the treaty it overlooks. e
meetings of the committees are organized according to a xed time period, usually once
or twice in a year, and they are usually held at the UN headquarters in Geneva, except
35
2. Protection of human rights in the framework of the UN
for the meetings of the CEDAW, which are usually held in New York. e conventions
usually address the UN Secretary-General to provide the necessary sta and facilities
for the e ective performance of the functions of these committees, which practically
means that the O ce of the High Commissioner for Human Rights is responsible for
supporting their work and for assisting them in their work. e o ce provides them
with basic capacities of secretariats to handle their administrative duties.
2.4.2 Current problems with the operation of treaty body system
While the treaty bodies constitute a fundamental pillar of the UN's international
human rights protection system, and it has grown signi cantly during the past decades
(especially doubled in size over the last decade), some serious problems have also
surfaced during this period.
One of these is the accumulation of asigni cant backlog of state reports and individual
communications. Two reasons of this can be easily identi ed: under-resourcing of the
treaty bodies and insu cient compliance by states with their reporting obligations. It
may be interesting to mention, that the latter has its counterpart on the other side,
too: during the last years, states tend to complain more and more about the growing
burden of their reporting obligations, causing aserious workload to national authorities.
An additional reason is the insu cient harmonization of working methods among the
various treaty bodies, which results in anumber of ine ciencies.
Since 2009, aprocess has been initiated by the High Commissioner for Human
Rights, to address this problem, rst as a process of consultation about possible
remedy to that. In 2012, the High Commissioner has published a100-page report
with recommendations as the result of these consultations, which have focused on
strengthening the system rather than reforming it, as the High Commissioner had
come to the conclusion that "legal parameters of the treaties should not be altered".
Among many other elements, the report has called attention to the utilization of new
technologies, for example including webcasting and videoconferencing in operation
of the bodies, which on one hand, could increase visibility and accessibility to these
treaty bodies. But on the other hand, online activities – for example holding of online
sessions – could lead to lower costs of operation as well.
e report was followed by a General Assembly resolution. It has launched an
intergovernmental process to strengthen and enhance the e ective functioning of the
treaty body system. e next step of this process is afresh General Assembly resolution
adopted in April 2014 (GA resolution 68/268). e most important results of this
resolution are additional meeting time and human and nancial resources from the
regular budget of the UN are granted to the treaty bodies. Additionally, acapacity
building package was agreed upon to assist states in ful lling their obligations deriving
from the treaties. It recommends the harmonization of working methods by the ten
treaty bodies.
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International Protection of Human Rights
2.5 UN international human rights treaties
Currently there are nine core international human rights treaties in force. e last one,
entering into force on 23 December 2010 is the convention on enforced disappearance.
ese treaties are widely accepted by UN member states – all of them have rati ed
at least one out of the core international human rights treaties, and 80 percent of all
member states have rati ed four or more. Some of these convention enjoy anear-
universal acceptance, meaning that they are rati ed by nearly or by all member states.
e nine core human rights treaties are:
1965 – International Convention on the Elimination of All Forms of Racial
Discrimination (ICERD)
1966 – International Covenant on Civil and Political Rights (ICCPR)
1966 – International Covenant on Economic, Social and Cultural Rights (ICESCR)
1979 – Convention on the Elimination of All Forms of Discrimination against
Women (CEDAW)
1984 – Convention against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment (CAT)
1989 – Convention on the Rights of the Child (CRC)
1990 – International Convention on the Protection of the Rights of All Migrant
Workers and Members of eir Families (ICESCR)
2006 – International Convention for the Protection of All Persons from Enforced
Disappearance (CPED)
2006 – Convention on the Rights of Persons with Disabilities (CRPD)
Optional protocols to the conventions aim to amend their provisions, to extend the
protection they o er or to strengthen the monitoring and control mechanisms they
provide for. ese protocols are:
1966 – Optional Protocol to the International Covenant on Civil and Political
Rights (ICCPR-OP1)
1989 – Second Optional Protocol to the International Covenant on Civil and
Political Rights, aiming at the abolition of the death penalty (ICCPR-OP2)
1999 – Optional Protocol to the Convention on the Elimination of Discrimination
against Women (OP-CEDAW)
2000 – Optional protocol to the Convention on the Rights of the Child on the
involvement of children in armed con ict (OP-CRC-AC)
2000 – Optional protocol to the Convention on the Rights of the Child on the sale
of children, child prostitution and child pornography (OP-CRC-SC)
2002 – Optional Protocol to the Convention against Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment (OP-CAT)
2006 – Optional Protocol to the Convention on the Rights of Persons with
Disabilities (OP-CRPD)
2008 – Optional Protocol to the Covenant on Economic, Social and Cultural Rights
(ICESCR-OP)
37
2. Protection of human rights in the framework of the UN
2.5.1 Convention on the Elimination of All Forms of Racial
Discrimination
e International Convention on the Elimination of All Forms of Racial Discrimination
(ICERD) has been adopted by the United Nations General Assembly in 1965, and it
has entered into force in 1969. It is awidely accepted international treaty, with nearly
180 states party to it. It is avery important human rights treaty, aiming the elimination
of racial (and also other sort of) discrimination and the promotion of understanding
among all races.
is treaty was the rst UN human rights convention adopted after the long-time
of apparent inactivity of the organization in the eld of human rights following the
adoption of the Universal Declaration of Human Rights. Another reason that makes
this avery important international treaty is that it addresses afundamental question
without which the protection of human rights is hardly imaginable. e obligation of
states embodied in the introductory part and Article 55 of the UN Charter, namely the
prohibition of discrimination has lead the questions of discrimination widely open. e
Convention can be considered as being the authentic interpretation of the text of the
Charter on this eld – and it is needed to be able to answer those questions.
e rst of these questions is the de nition of "racial discrimination". Article 1 of
the Convention de nes it as:
"any distinction, exclusion, restriction or preference based on race, colour, descent,
or national or ethnic origin which has the purpose or e ect of nullifying or
impairing the recognition, enjoyment or exercise, on an equal footing, of human
rights and fundamental freedoms in the political, economic, social, cultural or
any other eld of public life."
e de nition introduced by the convention represents an attempt to cover awide
array of possible discriminatory actions.
For the application of the Convention, discrimination does not need to be based
on race or ethnicity. When considering if acertain action is falling under the ambit
of the Convention or not, its e ects have to be evaluated. To determine, whether the
action's e ects are contrary to the Convention or not, that action's unjusti able disparate
impact must be present to agroup distinguished by race, colour, descent, or national
or ethnic origin. Belonging to aparticular group can be decided by self-identi cation,
if no other factor is identi able.
Additionally, as anthropologists had not produced a clear distinction between
"ethnicity" and "race", the convention does not distinguish between discrimination
based on ethnicity and on race. e criticism of the practices of some societies have
been given force to by the inclusion of descent, speci cally covering discrimination on
the basis of inherited status (for example caste).
e treaty makes for exceptions. A rmative action policies and other measures taken
to redress inequalities and develop equality are also possible. Distinctions made on the
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International Protection of Human Rights
basis of citizenship are speci cally excluded from the de nition, as these are widely
applied by states' practice and not necessarily constitute discrimination.
e structure of the Convention re ects structure of the Universal Declaration of
Human Rights, and has served as an example for other UN human rights conventions
adopted in the future, for example one can see the same with the International Covenant
on Civil and Political Rights, the International Covenant on Economic, Social and
Cultural Rights, adopted later. e preamble is followed by twenty- ve articles, which
are divided into three parts – obligation, enforcement and closing provisions.
e rst part details the obligations of the states party to the Convention. eir
general obligation is to eliminate all forms of racial discrimination and to promote
understanding among all races.
According to the Convention, States party take the obligation of not applying and
not supporting discrimination prohibited by its provisions. ey have to take e ective
measures against it, that includes prohibition by legislation and revision of its policies
and actions to make that no discrimination is being applied. Article 5 lists speci c areas
and human rights in which discrimination shall be eliminated. Some discriminatory
actions are even quali ed to be crimes by the Convention, apart from the crime of
apartheid (which has been criminalized by aprevious speci c international treaty),
the incitement of racial hatred shall be prosecuted as acrime by states party according
to Article 4. ( is provision has drawn numerous reservations from states, as we have
referred to it in aprevious chapter.) eir additional obligations are to ensure judicial
remedies for acts of racial discrimination, and as apreventive measure, to promote
understanding and tolerance in public education.
e second part provides for the enforcement mechanism of the Convention.
It establishes the rst of the institutions we know today as "UN treaty bodies", the
Committee on the Elimination of Racial Discrimination (CERD). It may exercise the
following tasks and powers:
1. to make general recommendations based on the Convention;
2.
to conduct adispute-resolution mechanism between parties, related to alleged
violations of the Convention;
3. to hear individual an complaint, if the state party addressed by that recognises
such competence of the Committee.
Article 22 of the Convention, similarly to other UN human rights conventions
creates the possibility to refer any dispute between states party over the interpretation
or application of aprovision of the Convention to the International Court of Justice.
is clause has been invoked only once ever since, by Georgia against Russia after
their 2008 war. Georgia has argued that Russia had applied wide scale and systematic
discrimination in South Ossetia, aterritory in the process of succession from Georgia
and tried to put the armed con ict in the context of this allegation, but the Court has
found that it does not have jurisdiction.
e issue of positive discrimination is also surfaced in the Convention, which states
that "when the circumstances so warrant" states party to it shall employ a rmative
39
2. Protection of human rights in the framework of the UN
action policies for speci c racial groups to guarantee "the full and equal enjoyment of
human rights and fundamental freedoms". is is important, because the Convention
itself denies the popular misunderstanding that "positive discrimination is the same as
the negative, just the other way round", often used by political actors to criticize equal
treatment e orts.
2.5.2 e UN human rights covenants
1966 has been avery important year in the history of the UN's human rights activities.
is year has marked the birth of the two human rights covenants serving as treaties
of fundamental importance.
As their title shows, the International Covenant on Civil and Political Rights was
adopted for the protection of civil and political (or " rst generation") human rights,
while the International Covenant on Economic, Social and Cultural Rights has dealt
with economic, social and cultural (or "second generation") human right. As it is often
called, "international bill of human rights" is comprised of the Universal Declaration of
Human Rights from 1948 and the two covenants of 1966 (and the optional protocols)
together.
e covenants has been supplemented by optional protocols. e rst one, to the
International Covenant on Civil and Political Rights was adopted together with the
covenants and aimed for astronger enforcement mechanism in relation to states party
willing to accept that. e second optional protocol to the same covenant, adopted in
1989, has aimed to abolish the death penalty. 2008 has seen the birth of an optional
protocol to the International Covenant on Economic, Social and Cultural Rights, too,
which has also aimed on amore e ective enforcement mechanism of this covenant.
Some common elements of the two covenants can easily be identi ed. In their
preambles, both of the covenants remind states to their obligations under the UN
Charter to promote and respect human rights, recognize the importance of the Universal
Declaration of Human Rights and the idea that free human beings enjoying freedom
and freedom from fear and want can only be achieved by creating the conditions
whereby everyone may enjoy his human rights, being civil and political or economic,
social and cultural rights.
Articles 1, 3 and 5 of the two covenants also show serious similarities, they are almost
the same in the two documents. ey all serve as provisions of fundamental importance.
Article 1 of the covenant recognize the right to self-determination of peoples as
being universal, meaning that they may freely determine their political status and freely
pursue their economic, social and cultural development". is reference and its unusual
positioning into ahuman rights treaty is explained by the contemporary international
political environment, strongly determined by decolonization, and the tension it has
caused in the system of states.
Article 3, using the same wording, rea rms the equal right of men and women to
the enjoyment of all human rights in both of the conventions, meaning in relation
40
International Protection of Human Rights
to all of the human rights recognized by those, and obliges states party to provide for
this principle areality. Apart from this common provision, Article 2 of both of the
covenants, which de nes states' general obligations (di erent in the two, see later in
the present chapter) provide for ageneral prohibition of discrimination, as it obliges
states to ful l their obligations "without discrimination of any kind as to race, colour,
sex, language, religion, political or other opinion, national or social origin, property,
birth or other status". With this, prohibition of discrimination is also avery important
common element of the covenants.
Article 5 with identical wording, in both covenants provides for protection
against the destruction or undue limitation of human rights, and against misuse or
misinterpretation of any of the provisions of the covenants to justify human right
infringements. It also establishes aprevention against states limiting already recognized
and existing human rights in their domestic regime on the ground that those human
rights are not recognized yet, or recognized only to alesser extent in the covenants.
e main di erences of the covenants derive from their di erent nature. As previously
mentioned, the rst Covenant stands for rst generation human rights, while the second
one provides for those of the second generation. As presented already in an earlier
chapter, presenting the di erent generations of human rights, international treaties
usually can not install obligations on the states party on the same way with these
di erent kind of rights.
is is very well re ected in the system of the two di erent covenants, and the
obligations they impose on states, which are completely di erent. International
Covenant on Civil and Political Rights require states to recognize, respect and ensure
every human right contained in the Covenant immediately when enters into force related
to that state, and to do it to afull extent, limitation is only possible with the conditions
and to the extent that the Covenant provides for. On the other hand, according to the
International Covenant on Economic, Social and Cultural Rights, astate party only
"undertakes to take steps (…) to the maximum of its available resources, with aview
to achieving progressively the full realization of the rights recognized", which means
much less of an obligation. is duality of international legal obligations related to
di erent kind of human rights is not unusual, this approach is being applied in the
regional systems as well.
2.5.3 International Covenant on Civil and Political Rights
e International Covenant on Civil and Political Rights (ICCPR) serves as the
fundamental UN treaty for the protection of civil and political rights, or rst generation
human rights. It has practically turned the moral and philosophical goals and aims of
the Universal Declaration of Human Rights into legal reality.
is transformation could not be "perfect" though, as some important elements
in the eld of human rights have not been mentioned in the Declaration, but they
surface in the Covenant, and the other way round, while some human rights elements
41
2. Protection of human rights in the framework of the UN
already had been addressed by the Declaration, they have been left out of the Covenant.
Among the novelties of the Covenant we can mention minority rights and children's
rights – both of these have become issues of higher importance in international politics
than have been shortly after the Second World War, this explains their presence.
Novelties aside, the questions of human rights seemingly disappearing from the list
of recognized rights are even more interesting. To the sixties, some di erent human
rights interpretations have already found weight in international politics: that explains
for example the absence of the right to property from the Covenant, which was very
much opposed most importantly by states of the Soviet power block, accepting the
communist dogma of private property is not to be respected, what's more, it shall be
abolished at all. Regardless of the correctness of this interpretation, if it is represented by
numerous states, universal consensus on the matter is hardly possible. Another reason
stands with the rights of refugees, already embodied in the Declaration but missing
from the Covenant: nearly right after the Declaration, the Convention relating to the
Status of Refugees has been adopted (in 1951), thus this eld of law has started to
develop asingle new legal corpus (international refugee law), and it was not needed to
drive these questions back to the territory of general human rights. It would not have
been agood idea anyway: international refugee law have already come across serious
criticism from the communist countries (who have usually been the origins of refugees
and had the tendency to consider the legal regime protecting them apropaganda tool
in the hands of the "west"), and nobody wanted to have those debates related to the
Covenant as well.
e obligation of states party to the Covenant is easy and simple: to ensure the
human rights embodied in it. Article 2 sets out more details of this:
1. they undertakes to respect and to ensure rights recognized by the Covenant to
all individuals within their territory or subject to their jurisdiction, without
discrimination;
2.
they take the obligation of domestic legislation, that may be necessary to give
e ect to the rights recognized in the Covenant;
3.
they take obligations regarding to the enforcement of these rights. ey have
to ensure that victims of human rights violations have an e ective remedy, these
claims have to be evaluated by competent judicial, administrative or legislative
authorities, and nally they have to ensure that also competent authorities shall
enforce these remedies, if those are granted.
e Covenant draws up acomplex catalogue of rst generation human rights, and
provides for categories of these rights. ese categories of rights are determined from
the direction of the extent of states' obligations related to them. e here categories
are the following:
1. human rights of absolute nature, from which no derogation is possible;
2. human rights of absolute nature, but derogation is possible;
3. human rights of not absolute nature.
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International Protection of Human Rights
e rst category means human rights of absolute nature, meaning that no limitation
is possible at all, and from which no derogation is possible under any circumstances. Not
even wars, natural or other disasters threatening the existence of the state, whatsoever.
ese are the most important human rights and freedoms recognized by the Covenant.
Under the Covenant these human rights are:
tRight to life (embodied in Article 6). e Covenant itself does not consider
the death penalty being the violation of the right to life, if it is imposed and
executed by the judicial system in alawful manner – its prohibition is added
only later with the second Optional Protocol in 1989;
tProhibition of torture, cruel, inhuman or degrading treatment or punishment
and the prohibition of forced medical or scienti c experimentation (embodied
in Article 7);
t
Prohibition of slavery and servitude (embodied in Article 8, Paragraph 1 and 2);
t
Prohibition of imprisonment merely on the ground of inability to ful l
acontractual obligation (embodied in Article 11);
t e freedom provided for by the principles of nullum crimen sine lege and nulla
poena sine lege (embodied in Article 15). ese principles of criminal law provide
for rule of law in case of criminal cases;
t
Right to recognition everywhere as aperson before the law (embodied in Article
16);
tRight to freedom of thought, conscience and religion (embodied in Article 18,
Paragraph 1 and 2). It is important to emphasize here, that this freedom does
not extend to the practice or dissemination of the same.
e second category of human rights are those which are considered to be of absolute
nature, but under extreme circumstances it is allowed for the states party to derogate
from them. Of course this possibility has to be allowed very carefully to avoid states'
attempts to misuse it.
Article 4 of the Covenant makes this possible in cases of "time of public emergency
which threatens the life of the nation" and sets the additional condition that "the
existence of which is o cially proclaimed" by the application of the relevant domestic
rules. Additionally to this condition of domestic nature, international ones are also
present: states deciding to derogate shall immediately inform other states party to the
Covenant via the UN Secretary-General, and it shall inform them of the reason of
derogation and the provisions this derogation touches upon. Termination of these
derogations have to be communicated in the same manners. e possibility of these
derogations are also limited by the Covenant: they may be applied only to the extent
strictly required by the exigencies of the situation, and they must not be inconsistent
with states' other obligations under international law, and additionally, they must not
involve any prohibited discrimination, namely on the ground of race, colour, sex,
language, religion or social origin.
43
2. Protection of human rights in the framework of the UN
ese human rights are:
t
Prohibition of forced or compulsory labor (embodied in Article 8, Paragraph 3);
tRights of detained persons (embodied in Article 10);
tJudicial guarantees, except for the publicity of trials (embodied in Article 14);
t
Protection of privacy, family, home, correspondence against unlawful or
arbitrary interference (embodied in Article 17);
tProtection of family life, right to marriage (embodied in Article 23);
tChildren's rights (embodied in Article 24);
tEquality before the law (embodied in Article 26);
tRights of ethnic, religious or linguistic minorities (embodied in Article 27).
e third category of human rights are those which may be subject to limitations
by states to ensure the operation of the state and the society. most of the human rights
are subject to these, but under the Covenant, these limitations has to meet the rules set
by its provisions and those may not extend beyond the necessities justi ed, and they
have to be imposed in conformity with the states' domestic constitutional provisions.
is category of rights covers most of the "classic" civil and political rights:
tRight to liberty and security of person (embodied in Article 9);
t
Liberty to enter or leave acountry and the movement within (embodied in
Article 12);
tRights of aliens on the territory of the state party (embodied in Article 13);
tRight to public trial (embodied in Article 14);
tExercise of the right to freedom of thought, conscience and religion (embodied
in Article 18, Paragraph 3);
tFreedom of expression (embodied in Articles 19). Some limits are provided for
by the Covenant itself, as it explicitly prohibits propaganda for war and any
advocacy of national, racial or religious hatred that constitutes incitement to
discrimination, hostility or violence (embodied in Article 20);
tRight of peaceful assembly (embodied in Article 21);
tRight to freedom of association (embodied in Article 22);
tRight to participate in public matters (embodied in Article 25).
e enforcement of the provisions of the Covenant is observed by the Human Rights
Committee (CCCPR – not to be confused with the UN Commission of Human
Rights, existing between 1946-2006), which is similarly to UN treaty bodies, abody
of eighteen independent individuals, composed of nationals of the states party to the
Covenant who shall be "persons of high moral character and recognized competence
in the eld of human rights", elected by the states party. After getting elected, they
shall serve in their personal capacity, similarly to the obligations of members of all UN
treaty bodies.
e Committee has the main task of monitoring states' performance related to the
Covenant. For this reason it examines regular reports prepared by states party in every ve
years, and after their analysis, it addresses the state party with its conclusions and opinions.
44
International Protection of Human Rights
As adevelopment of the interpretation and assistance to practical application, the
Committee adopts so-called general comments to given provisions of the Covenant
or relevant human rights questions. ese are important documents in international
human rights law as they re ect aprofessional interpretation of the text and additionally,
they can be considered to be experts' opinions with serious relevance as auxiliary sources
of international law.
In case of alleged violations, the Committee can entertain inter-state complaints, if
this possibility if accepted by adeclaration by the state the complaint was issued against.
e two optional protocols to the Covenant provide for important additional rules.
e rst Optional Protocol to the International Covenant on Civil and Political
Rights (ICCPR-OP1), adopted at the same time, enables the Human Rights Committee
to receive and consider communications from individuals, with which they claim that
any of their right recognized by the Covenant has been violated by astate party. Any
state party to the Covenant becoming aparty to the Protocol as well, recognizes the
competence of Committee to entertain these complaints, apossibility that is missing
from the Covenant itself.
Individuals, who want to make such aclaim, rst have to exhaust all available
domestic remedies, and then are entitled to submit awritten communication to the
Committee. It has to decide on the admissibility of the complaint, the conditions of
which are laid down in Articles 3 and 5, Paragraph 2. e complaint has to be brought
to the attention of the state party it is directed against, who has to provide written
explanations or statements clarifying the matter (and indicating the remedy applied, if
any) within six months. Admissible communications are considered by the Committee
at closed meetings, based on the written information made available to it by the state
party and the complaining individual. e views of the Committee on the matter is
then forwarded to both of them.
ese views adopted as a result of individual complaints are not legally binding
judicial decisions, or judgments. ey are decisions of abody, which can be considered
aquasi-judicial body of an immense professional experience, so their views can be
considered as being authoritative interpretation of the text of the Covenant.
e Second Optional Protocol to the International Covenant on Civil and Political
Rights (ICCPR-OP2), adopted by the General Assembly in December 1989, aims at
the abolishment of the death penalty. States ratifying the Protocol take the obligation
that nobody within their jurisdiction shall be executed. e provisions of the Protocol
are considered to be additional provisions to the Covenant, thus amending its original
rules related to right to life, which – as we have seen earlier – has not seen the death
penalty as aviolation of the right to life yet. e Human Rights Committee has an
observation and control function regarding to this protocol as well, with respect to
states party to the rst Optional Protocol, it can receive and consider communications
related to the provisions of the Second Optional Protocol as well, unless the state party
has made acontrary statement when ratifying or accessing the Protocol.
45
2. Protection of human rights in the framework of the UN
2.5.4 e International Covenant on Economic, Social and Cultural
Rights
e International Covenant on Economic, Social and Cultural Rights (ICESCR) aims
to ensure the protection of economic, social and cultural rights. As mentioned in an
earlier chapter, these second generation human rights require adi erent scheme of state
actions than civil and political rights, which is re ected for example in the di erence
of obligations deriving from the two di erent covenants. While states party to the
rst Covenant are obliged to ensure human rights recognized and enumerated, the
International Covenant on Economic, Social and Cultural Rights sets the obligation of
states party to asomewhat lower level: they have to do their best to ensure these human
rights. is is well shown in the text of the relevant Article 2:
"Each State Party to the present Covenant undertakes to take steps (…) to the
maximum of its available resources, with aview to achieving progressively the
full realization of the rights recognized in the present Covenant by all appropriate
means, including particularly the adoption of legislative measures."
e obligation of "taking steps" and especially "to the maximum of its available
sources" may indicate no hard direct obligations of states, but this is only true at
rst sight. e rst very important element of the Covenant is that economic, social,
cultural rights have to be ensured by states party without discrimination, asecond
one is that as the Convention creates the obligation of at least trying to reach the
"full realization", the non-activity of astate party is considered to be aviolation of the
Covenant. Additionally, the Committee on Economic, Social and Cultural Rights later
has also asserted (in its General Comment No. 3) that for all the rights enshrined in
the Covenant, minimum requirements, so-called "core obligations" exist, which bind
states party regardless of their available resources.
e Covenant recognizes the following human rights:
tRight to work (embodied in Articles 6 and 7);
tRight to form and join trade unions (embodied in Article 8);
tRight to social security (embodied in Article 9);
tProtection and assistance to the family (embodied in Article 10);
tRight to an adequate standard of living (embodied in Article 11);
tRight to health (embodied in Article 12);
tRight to education (embodied in Articles 13 and 14);
tRight to cultural freedoms (embodied in Article 15).
Article 4 provides for the possibility of the states parties to apply limitations of the
rights contained in the Covenant. But it also emphases that any such limitations must
be determined by law, and this limitation must still be compatible with the nature of
the rights included in the Convention and its overall aims and goals as well, as the
requirements of ademocratic society.
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International Protection of Human Rights
Enforcement mechanism of the Covenant have been formed gradually.
e Committee on Economic, Social and Cultural Rights (CESCR) is abody of
independent experts responsible for monitoring the performance of states party to the
Covenant. e Covenant originally has not provided for this body, it has given this
task to the United Nations Economic and Social Council. e Committee was created
in 1985, by ECOSOC Resolution 1985/17, with the aim of having abody to which
this task can be delegated, as the Covenant has assigned the monitoring function to the
ECOSOC, but later it was found, that this task could be ful lled better by an organ
similar to other UN treaty bodies. e Committee has its meetings in Geneva, normally
holds two sessions per year.
States party have to submit regular reports to the Committee on their actions
regarding the rights recognized by the Covenant in every ve years. ese reports are
examined by the Committee, which then addresses its concerns and recommendations
to the state party examined. is takes the form of "concluding observations".
e Committee also has the practice similar to other UN treaty bodies of publishing
its interpretation of the provisions of the Covenant, titled as general comments.
However, call for astronger mechanism has been present, and as aresult, additional
to the reporting procedure, the drafting of acomplaint procedure has been initiated. It
has turned reality, as the Optional Protocol to the International Covenant on Economic,
Social and Cultural Rights (OP-ICESCR) has entered into force in 2013, ve years
after its adoption in 2008. e protocol has provided the Committee competence to
receive and consider communications from individuals claiming for the violations of
their rights under the Covenant by astate party. Next to the individual complaint
procedure, inter-state complaint may also be entertained by the Committee, if states
speci cally consent to this. Similarly, on the same condition, the Committee may
undertake inquiries on grave or systematic violations of any of the economic, social
and cultural rights set forth in the Covenant. ese new developments have not yet
shown their full strengths, as they are fairly new procedures, but their existence may
prove that second generation human rights may be justiciable, similarly to of rst
generation ones.
2.5.5 Convention on the Elimination of All Forms of Discrimination
against Women
A long debt has been settled by the adoption of the Convention on the Elimination of
All Forms of Discrimination against Women (CEDAW) in 1979 by the UN General
Assembly. e convention, which consists of apreamble and thirty articles is often
described as an „international bill of rights for women". It de nes „discrimination
against women" and aims for international and national action to end such practices.
Of course the convention, while setting up strong ambitions, has been facing and still
faces serious challenges.
47
2. Protection of human rights in the framework of the UN
According to the Convention, discrimination against women means:
„any distinction, exclusion or restriction made on the basis of sex which has the
e ect or purpose of impairing or nullifying the recognition, enjoyment or exercise
by women, irrespective of their marital status, on abasis of equality of men and
women, of human rights and fundamental freedoms in the political, economic,
social, cultural, civil or any other eld."
By becoming aparty to the Convention, states take the obligation to undertake
aseries of measures to end discrimination against women in all forms. ese measures
may vary, the Convention sets aseries of examples. First of all, states shall incorporate
the principle of equality of genders in their domestic legal system, which means the
abolishment of all discriminatory laws and adoption of appropriate legislation capable
of prohibiting further discrimination against women. An institutional guarantee is
also needed, thus the establishment of ajudicial system, tribunals or other e ective
public institutions to ensure protection of women against gender-based discrimination
is amust. An additional aspect is to make sure that elimination of acts of discrimination
against women is ensured not only by the state and o cial institutions, but also by
individuals, natural persons, organizations or enterprises. is last obligation de nitely
requires domestic legislation and is the greatest challenge as it may require an incursion
into private sphere by law, which can be adi cult task because of many states' robust
constitutional protection provided to this eld.
Provisions of the Convention name some of the most important elements of realizing
equality between women and men. For example, ensuring women's equal access to
political and public life (the right to vote and the right to stand for election), to
education, to health and to employment is of crucial importance, thus the convention
emphasizes these. An early seed of gender studies can also be discovered: while the
Convention a rms the reproductive rights of women, it also targets culture and
tradition as in uential forces shaping gender roles and family relations. To protect
women, it a rms their right to acquire, change or retain their nationality and their
children's nationality. To face the problem of protection against special dangers women
have to face, the states have added the obligation of taking appropriate measures against
all forms of tra cking and other exploitation of women.
States parties to the Convention have to implement its provisions into their domestic
law and put them into practice. eir basic obligation regarding control is to submit
national reports at least every four years to the Committee. ese reports have to give
an overview on measures they have taken to comply with their obligations deriving
from the treaty or with the earlier conclusions by the Committee.
e control mechanism has been strengthened in 1999 by the adoption of the
Optional Protocol to the Convention on the Elimination of all Forms of Discrimination
against Women (OP-CEDAW), which is in force since December of 2000. e states
ratifying this protocol recognize the additional competence of the Committee to receive
and consider individual complaints and to conduct astronger examination – very
48
International Protection of Human Rights
similar to the practice of other UN human rights committees. Two procedures are
created under the protocol:
1.
Communications procedure, which creates the possibility of individuals or groups
to submit complaints against of violations of the Convention.
2.
Inquiry procedure, which enables the Committee to initiate an inquiry into
situations of grave or systematic violations of rights protected by the Convention.
2.5.6 Convention against Torture and Other Cruel, Inhuman
or Degrading Treatment or Punishment
Prohibition of torture had been settled rmly in international law for along time
without adopting any exact de nition. is gap has been lled by the Convention
against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment
(CAT), which has been adopted by the General Assembly of the United Nations on 10
December 1984, and has entered into force in 1987.
e drafting of the Convention was conducted by the Commission on Human
Rights in 1977, by the request of the General Assembly to complete the earlier
preparatory work embodied in previous resolutions (see for example the "Declaration
on the Protection of All Persons from Being Subjected to Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment" by the General Assembly on 9
December 1975, GA resolution 3452 (XXX) and GA resolution 3453). e working
groups vested with the task have encountered some problems and debates for example
around the questions of de nition of torture, or jurisdiction, but nally these have been
settled and the Convention (presented by Sweden) has been adopted. e general aim
of the Convention is to prevent and punish torture, and to achieve this, it has obliged
states party to cooperate when necessary.
e de nition of torture under the Convention is the result of lengthy discussions,
resulting in acomplex text, found in Article 1, paragraph 1. According to this, torture
is severe physical or mental pain or su ering in icted by apublic o cial, or aperson
acting in an o cial capacity or anybody with consent, acquiescence, or at the instigation
of the previous persons, for speci c purposes. It may the obtainment of information or
aconfession from him or any third person, punishment for an act he or athird person
has committed or is suspected of having committed, it can be intimidation or coercion
against him or athird person. Furthermore, the Convention considers any reason
based on discrimination of any kind as speci c purpose qualifying for the commission
of torture.
e general obligations of states party are to take e ective measures to prevent acts
of torture in any territory under their jurisdiction, to make acts of torture punishable,
and to prohibit extradition to another state where there are substantial grounds for
believing that aperson would be in danger of being subjected to torture.
49
2. Protection of human rights in the framework of the UN
According to the Convention, astate party undertakes the following obligations:
t
ey have to take e ective legislative, administrative, judicial or other measures
to prevent acts of torture. It is of utmost importance, that the prohibition
against torture shall be considered as being of absolute nature and shall be
upheld under any kind of exceptional circumstance (like in astate of war),
which would otherwise usually serve as apossibility to derogate from other
human rights obligations;
tStates party shall not expel or extradite any individual to astate where there
are substantial grounds for believing that the individual would be in danger of
being subjected to torture;
tStates party have legislative obligations: they shall ensure that acts of torture are
considered to be serious criminal o ences within their domestic legal system;
t
States party has to prosecute torture: they have to take aperson suspected of the
o ence of torture into custody and make apreliminary inquiry into the facts,
their authorities have to make investigations when there is reasonable ground
to believe that an act of torture has been committed;
tStates party have an obligation regarding international criminal cooperation:
they shall either extradite aperson suspected of the o ence of torture or if
not willing to do so, they have to submit the case to its own authorities for
prosecution, to avoid impunity (see universal jurisdiction below);
tUnder the Convention, states also have to mind victims: they shall ensure that
an individual who alleges that he has been subjected to torture will have his case
examined by the competent authorities, and that victims of torture shall have
an enforceable right to fair and adequate compensation.
To give weight to the prohibition and to help states stepping up against this violation,
Article 5 of the Convention has introduced the applicability of universal jurisdiction. It
means that each state party shall exercise its jurisdiction in respect of torture, regardless
of the territory the act is committed on or the o ender's nationality. Any act of torture
committed anywhere, outside of their territory, by any persons shall be prosecuted by
them. is principle of universal jurisdiction had already been introduced by earlier
international conventions, for example against terrorist acts, but most importantly
related to grave breaches of international humanitarian law by the 1949 Geneva
Conventions – which consider torture as one of these serious violations, awar crime.
To coordinate the international implementation of the Convention, similarly to other
human rights conventions, acommittee has been created. Article 17 of the Convention
creates the Committee against Torture with the following wide array of tasks:
t
To receive, study and comment on periodic reports from states party to the
Convention on the measures they have taken to give e ect to their undertakings
under that;
t
To initiate investigations in case of reliable information about torture being
systematically practiced in the territory of astate party;
50
International Protection of Human Rights
tTo entertain complaints by states party against another state party of violations
of the Convention;
tTo entertain individual complaints against astate party.
While the above mentioned tasks seem to give certain power to the Committee, the
investigation and the complaints procedures have not been made compulsory, so states
party can nd away to weaken the competence of the Committee. ese provisions
apply with some modi cations, as that a state party may declare that it does not
recognize the Committee's competence to initiate investigations, and the Committee's
competence to examine either inter-state or individual complaints only applies if the
respective state party had speci cally recognized this competence. ese limitations
clearly serve as possible protective elements to state sovereignty, but they can also be
used to cover astate's unlawful actions, thus not helping the Convention's ful lment.
e Committee holds two annual sessions, where it examines reports from states
party. ese examinations are conducted in the presence of representatives of the state
concerned, who are informed in advance of the questions the Committee wishes to
address. Usually the Committee collects information not only from o cial sources and
the states' o cial reports (which are often quite optimistic), but it often uses ndings
and facts provided for example by human rights NGOs. After the examination, the
Committee prepares adocument, which sums its conclusions and recommendations.
Apart from the reports procedure, the Committee may also adopt so-called general
comments either on speci c provisions of the Convention or other issues related to
their implementation. ese comments are widely considered to be authentic experts'
commentaries of the Convention text, thus having serious relevance in application of that.
In relation to the communications the Committee may receive (if the above mentioned
conditions ful l), it has also set up aworking group to prepare the examination of
those. e working group has to examine the admissibility and the merits of these
communications and has to make recommendation to the Committee.
To strengthen prevention, the Optional Protocol to the Torture Convention (OP-
CAT) has been adopted by the UN General Assembly on 18 December 2002 (GA
Resolution 57/199), which has entered into force on 22 June 2006. Its goal was
to establish asystem of regular visits to possible places of detention by states party,
with the aim to prevent torture and other cruel, inhuman or degrading treatment or
punishment. For this reason the Subcommittee on Prevention of Torture and Other
Cruel, Inhuman or Degrading Treatment or Punishment has been set up (within the
Committee) with the task of carrying out such visits and to support states and their
domestic institutions.
2.5.7 Convention on the Rights of the Child
Protection of the rights of the child is avery important and quickly evolving eld of
international human rights law. Today it also forms asubsystem, often referred to as the
51
2. Protection of human rights in the framework of the UN
"international bill of rights for children". It consists of the Convention on the Rights of
the Child (CRC) along with the Optional Protocol on the Involvement of Children in
Armed Con ict (OP-CRC-AC) and on the Optional Protocol on the Sale of Children,
Child Prostitution and Child Pornography (OP-CRC-SC). Currently, there is athird
optional protocol under consideration, which would provide for apossibility for
individual complaints.
e Convention is the rst legally binding international treaty giving universally
recognized norms for protection of children's rights in asingle document. Its overall
objective is to protect children from discrimination, neglect and abuse. It covers
arange of civil, political, economic, social and cultural rights, and to provide for the
implementation of those rights. It can be considered to be the most rapidly and widely
rati ed international human rights treaty in the world, with 193 states party to it.
is unprecedented wide participation shows astrong consensus and political will to
improve the situation of children.
Its provisions are applicable not only in peacetime, but also during armed con icts,
which strictly narrows the ordinary derogation possibilities, known from other treaties
– usually which allow for derogation in case of war.
e Convention combines civil and political rights with economic, social and
cultural rights and recognizes that the enjoyment of one right cannot be separated from
the enjoyment of others, the enjoyment of which is avery important factor related to
the situation of human rights. It considers the child as aholder of participatory rights
and freedoms, whose rights shall be ensured by provisions aimed at protecting the
rights and promoting positive action by both the state and the parents. e latters are
acknowledged by the Convention as having the primary role in this task.
e system of the Convention builds on four general principles, which express the
philosophy in the background and the general aim of the treaty. Understanding of these
is essential to any national programme that aims to put that philosophy into e ect and
to implement the treaty into domestic law and practice.
ese are
1. Prohibition of discrimination
2. Best interests of the child shall be made aprimary consideration
3. Child's right to life, survival and development
4. Views of the child
Next to strengthening already existing human rights, the Convention recognises new
ones in relation to children, which have not been covered by previous international
human rights treaties. One of these is the right of the child to freely express views and
to have those views taken seriously, which adds an additional element to the well-known
freedom of expression. e right of the child to aname and nationality from birth is also
an important novelty, which is very important related to the protection of children. e
Convention also mentions alternative care, the rights of disabled children, and refugee
children. It emphasises the importance of juvenile justice and the need for recovery and
social reintegration of achild victim of any violations of law.
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International Protection of Human Rights
For observation of the practice of states party, the Convention establishes the
Committee on the Rights of the Child. It is the monitoring body consisting of ten
experts whose task is to examine the progress states party to the Convention make via
examining reports, and to develop its practice by adopting recommendations. Currently
there is no complaint procedure present, but an additional optional protocol will
provide for this possibility, which may be adopted in the upcoming years.
e rst additional protocol to the Convention was adopted in 2000, under the title
Optional Protocol to the Convention on the Rights of the Child on the Involvement
of Children in Armed Con ict. As the title shows, the objective of this protocol was to
re ect to serious problem of international humanitarian law, to limit the participation,
but especially the use of children in armed con icts. e most important provision of
the protocol is that it raises the minimum age for recruitment and actual participation in
hostilities to eighteen years, while the Convention had previously set it to fteen years.
e protocol prohibits governments and other groups from recruiting people under
this age, and requires that states shall do everything possible to keep individuals under
this age from direct participation in hostilities. On the other hand, in case of voluntary
recruitment, to which this prohibition is not applicable, states shall be mindful of it,
and shall make sure, that such recruitment is genuinely voluntary, the individuals are
fully informed of the duties involved in military service and that it is carried out with
the informed consent of the parents or legal guardians. States party to the protocol
also have to report to the Committee on their compliance with the provisions and the
implementation of the Protocol.
A second protocol to the Convention has also been adopted in 2000, addressing
another very serious danger children have to face. e Optional Protocol to the
Convention on the Rights of the Child on the Sale of Children, Child Prostitution
and Child Pornography supplements the Convention with provisions needed to create
the possibility, but even more the international legal requirement to criminalise actions
in relation to the sale of children, child prostitution and child pornography. It de nes
"sale of children", "child prostitution" and "child pornography" as punishable criminal
o enses under international law thus making creating the obligation of states party to
implement it into their domestic legal systems. It also sets legal standards to prevention
e orts and to the protection of victims. Similarly to other treaties, it creates aframework
for increased international criminal cooperation related to these crimes and to the
prosecution of o enders.
2.5.8 International Convention on the Protection of the Rights
of All Migrant Workers and Members of eir Families
e International Convention on the Protection of the Rights of All Migrant Workers
and Members of eir Families (ICMW) has been adopted in 1900 and entered
into force in July 2003. It focuses on the rights of agroup of particularly vulnerable
individuals, migrant workers and their families, whose situation has become aconstantly
53
2. Protection of human rights in the framework of the UN
growing concern as migration itself has become amore and more important issue both
in international relations and domestic politics of many states.
e Convention de nes the rights of migrant workers organised under two main
categories:
1. Part III of the Convention recognises the human Rights of migrant workers and
members of their families in general, which are applicable to all migrant workers,
even illegal or undocumented.
2. Part IV of the Convention recognises additional other Rights of migrant workers
and members of their families, which are applicable only to migrant workers in
aregular situation.
Related to human rights of all migrant workers and their families, the Convention
does not propose new human rights for migrant workers, just reiterates those human
rights which are recognised by earlier international human rights documents and
treaties adopted by states. By this, the Convention reacts to the grave problem of
dehumanization of migrant workers and members of their families, many of whom
being deprived of their fundamental human rights in many states, often assisted by
insu cient domestic legal provision and practice. In some states, domestic legislation
seems to be su cient in providing all of the relevant human rights to its citizens and
residents, but many migrants, especially those in irregular situations seem to be excluded
from the enjoyment of these.
e Convention reassures the right to leave and enter the state of origin. Right to
life and prohibition against cruel, inhuman or degrading treatment of punishment
is rea rmed as areaction to the often inhumane living and working conditions and
physical (and often sexual) abuse that many migrant workers often have to face. Slavery
or servitude, forced or compulsory labour is also avery common problem with migrants,
that is why the Convention rea rms this prohibition as well. e protection of these
individuals' basic freedoms like the freedom of thought, conscience and religion,
the right to hold and express opinions, and the right to property is an additional re-
enforcement in relation to these individuals.
Due process rights are extremely important regarding migrant workers and their
families, as these people are in close connection with states' authorities, thus they may
be subject to many violations in this eld. e Convention lays special emphasis on
these rights, investigations, arrests and detentions have to be carried out by states in
accordance with established procedures, as equality with nationals of the state before
courts and other authorities must be respected as well. Necessary legal assistance as
well as interpreters and information in alanguage understood by the migrant has to be
provided, and arbitrary expulsion of the migrant is prohibited.
Additional provisions apply to migrant workers' right to privacy, equality with
nationals regarding labour rules, the possibility to the transfer of their earnings and
their right to information, which means they have the right to be informed by the states
about their rights and obligations, which information should be made available to them
free of charge and in alanguage they understand.
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International Protection of Human Rights
Part IV of the Convention recognises some other rights to those migrant workers and
members of their families, who are documented or are in aregular situation. Providing
additional rights for this group of individuals, the Convention seeks to discourage illegal
labour migration, rst of all because human problems are worse in the case of irregular
migration, secondly because this approach meets the expectations and interests of states
party to the Convention.
Documented migrant workers have the right to be temporarily absent, meaning that
they shall be allowed to leave temporarily, for reasons of family needs and obligations,
and it shall not have any e ect on their authorization to stay or work. Similarly, they
have the freedom of movement, so they can move freely in the territory of the state of
employment and shall also be free to choose where they reside. ey shall enjoy equal
treatment with nationals of the state in many matters, for example access to educational,
social and other services, together with their family members. Documented migrant
workers shall enjoy equality of treatment in respect of labour law rules, like protection
against unlawful dismissal, or other employment contract violations, just as they shall
have the same access to competent authorities and courts established by law and capable
of providing legal protection. ey have the same right as the nationals of the state to
enjoy unemployment bene ts, the access to public work schemes intended to combat
unemployment, or other alternative employment in the event of loss of work.
As it can be seen, the Convention favours documented migrant workers, thus it
provides stronger legal protection for them. But it contains other provisions as well to
prevent and eliminate illegal labour migration, for example it proposes collaboration
by states concerned against dissemination of misleading information, to help detecting
and eradicating illegal or clandestine movements of migrant workers and to impose
sanctions on those who are responsible for organising and operating such movements,
and employers of illegal migrant workers.
To monitor states' practice and implementation of the Convention, the Committee
on the Protection of the Rights of All Migrant Workers and Members of their Families
has been created. Like other treaty bodies, it is acommittee of independent experts
acting in their personal capacity. States party to the Convention are obliged to submit
regular reports to the Committee on their activities every ve years. ese reports are
examined and then "concluding observations" are prepared. e Commission is currently
not entitled to consider individual complaints or communications from individuals
claiming that their rights have been violated – according to the Convention this will
be possible, when at least ten states party will accept this procedure in accordance with
its article 77.
2.5.9 International Convention for the Protection of All Persons
from Enforced Disappearance
e International Convention for the Protection of All Persons from Enforced
Disappearance (CPED) aims to prevent forced disappearance and make the practice
55
2. Protection of human rights in the framework of the UN
punishable. While this act may have constituted acrime under international law,
as awar crime in an armed con ict, the Convention makes it an o ence under all
circumstances as acrime against humanity. It was adopted in 2006 and entered into
force in 2010.
e Convention's structure is very similar to the Convention against Torture,
examined in an earlier chapter. It de nes the action as apunishable o ence, and provides
provisions to prevent or to punish it. Article 2 de nes "enforced disappearance" as:
"the arrest, detention, abduction or any other form of deprivation of liberty by
agents of the State or by persons or groups of persons acting with the authorization,
support or acquiescence of the State, followed by arefusal to acknowledge the
deprivation of liberty or by concealment of the fate or whereabouts of the
disappeared person, which place such aperson outside the protection of the law."
Similarly to torture, the Convention excludes any exceptional circumstances (state
of war or athreat of war, internal political instability or any other public emergency) as
ajusti cation for enforced disappearance. It de nes the widespread or systematic use
of enforced disappearance as acrime against humanity.
States party to the Convention take acomplex set of obligations: to make enforced
disappearance an o ence under domestic criminal law and to investigate acts of enforced
disappearance, and bring those responsible to justice. States party to the Convention
has to establish jurisdiction over the o ence, even if the perpetrator is not acitizen or
resident. ey have to cooperate with other states so that o enders are prosecuted or
extradited, and they also have to assist the victims of enforced disappearance. ese
obligations are followed by others aiming protection of victims, reparations and
compensation.
e Convention is monitored by a treaty body: the Committee on Enforced
Disappearances is consisted of ten expert members, elected by states party. e
Committee examines the reports states have to prepare on the steps they have taken
to enforce and implement the Convention. e Convention optionally provides for
the possibility for communications to the Committee, which allows individuals and
groups to issue petitions, and to undertake inquiries in the case of grave and systematic
violations. Article 30 provides for aspecial procedure: a request may be submitted
to the Committee related to adisappeared person, as amatter of urgency, and the
Committee (is some conditions are met) may request the State Party concerned to
provide it with information on the situation of the person sought, within atime limit
set by the Committee.
2.5.10 Convention on the Rights of Persons with Disabilities
e goal of the Convention on the Rights of Persons with Disabilities (CRPD) is to
elaborate the rights of persons living with disabilities in details and to set out acode of
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International Protection of Human Rights
implementation in domestic legal systems. e treaty has been adopted in 2006 and
entered into force in 2008. Currently it has 147 states party, which shows astrong
consensus among states in its subject-matter. It was the rst human rights treaty that
has been rati ed not only by states, but by aregional integration organization, namely
the European Union.
States ratifying the Convention engage themselves to recognise the rights embodied
in the Convention, to develop and carry out policies as well as domestic laws and
administrative measures for securing these rights and to abolish any laws, regulations,
or practices that constitute discrimination towards persons with disabilities. ey also
take the obligation to combat stereotypes and prejudices, and to promote awareness
of the capabilities of persons with disabilities, as this sort of change of perceptions is
essential to improve their situation.
e Convention – similarly to the migrant workers' convention – recognises many
already long-existing and well-known human rights, but applies them respectively to
persons with disabilities. Some of these are the general prohibition of discrimination,
inherent right to life on an equal basis with others, equal rights and advancement of
women and girls with disabilities and protection of children with disabilities.
States party have to ensure persons with disabilities to have access to justice on
an equal basis with others and to provide for their basic freedoms, for example the
enjoyment of the right to liberty and security and not to be deprived of their liberty
unlawfully or arbitrarily. ey have to protect the physical and mental integrity of
persons with disabilities, guarantee freedom from torture and from cruel, inhuman or
degrading treatment or punishment, and prohibit medical or scienti c experiments
without the consent of the person concerned – these are basic human rights, but the
Convention puts emphasis on them.
States also have to recognise rights which are needed for every day's life of persons
with disabilities. For example their equal right to property, including the control of
nancial a airs and equal access to banking services. eir privacy has to be respected
like that of others.
Domestic laws and any administrative measures has to provide for freedom from
exploitation, violence and abuse, otherwise states have to promote the recovery,
rehabilitation and reintegration of the victim and also is bound to investigate the abuse.
Accessibility is afundamental issue to the life of persons with disability, so the
Convention requires states party to identify and eliminate any obstacles and barriers
to ensure that they can access their environment. at means for example means of
transportation, public facilities and services, and information and communications
technologies as well. e Convention also provides for persons with disabilities to
be able to live independently, to be included in the community, to choose where and
with whom to live and to have access to in-home, residential and community support
services. All these obligations pose aserious challenge to states as the ful lment of those
require not only nancial investments, but also e orts to transform social thinking.
Accessibility is extended to public information intended for the general public, which
shall be made public also in accessible formats and technologies, by facilitating the use
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2. Protection of human rights in the framework of the UN
of Braille, sign language and other forms of communication. States shall encourage
the media and Internet providers to make on-line information available in accessible
formats.
Enforcement of the Convention is helped by more factors. It obliges states party
to designate afocal point in their governments and to create domestic mechanism to
promote and monitor its implementation. On the international level, atreaty body, the
Committee on the Rights of Persons with Disabilities has been created with the same
goals. It is made up of eighteen independent experts, its main task is to receive periodic
reports from states party on their progress made in implementing and enforcing the
Convention. e Optional Protocol to the Convention on the Rights of Persons with
Disabilities (OP-CRPD), that has entered into force at the same time as the Convention
provides for the possibility for communications to the Committee, which allows
individuals and groups to issue petitions after domestic remedies have been exhausted,
just as well as to undertake inquiries in the case of grave and systematic violations of
the Convention.
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3. European protection of human rights
3.1 Historical development of the Council of Europe
e Council of Europe (hereinafter: CoE) had been set up on the 5th of May in
1949 by signing its London Statute. Founders of the CoE were ten States of Western
Europe: Belgium, Denmark, France, Ireland, Italy, Luxemburg, the Netherlands,
Norway, Sweden and the United Kingdom. In fact, the Council of Europe was one
of the rst political organizations of Europe that were established after the end of the
Second World War. CoE is both aproduct of the idea of pan-Europeanism and the
right emerging Cold War. Speaking of CoE, it is important not to be confused with
other European regional international organizations such as the European Union or
certain institutions of the EU as its Council or the European Council. e seat of the
CoE is in Strasbourg, France.
As the Statute of the CoE states:
" e aim of the Council of Europe is to achieve agreater unity between its
members for the purpose of safeguarding and realising the ideals and principles
which are their common heritage and facilitating their economic and social
progress."
Principles on which the cooperation is based are the following: principle of the rule
of law and the enjoyment by all persons within the jurisdiction of the member states
the human rights and fundamental freedoms. ese principles form the basis of all
genuine democracy according to the preamble of the Statute of the Council of Europe.
Any European country may become the member of the CoE if it accepts the principles
mentioned and 'collaborates sincerely and e ectively in the realization of the aim of the
Council.' However, there is no formal possibility of applying for the membership, the
Committee of Ministers is authorized to invite States to become amember instead. In
addition, any member may quit the organization at any time by notifying the Secretary
General of the CoE on this issue. Also the Committee of Ministers has the possibility
to either suspend or exclude amember from the organization if it fails to comply with
the aim of the Council of Europe. Fourty-seven European States have amembership
in CoE so far. is means, all European countries are members, however with the
exception of Belorussia and certain partially or non-recognized de facto States as
Kosovo, Transnistria, North-Cyprus or South-Ossetia for instance.
Greece was not among the founders because of the Greek Civil War. Right after
this con ict ended, Greece immediately acceded to the organization in 1949. Iceland,
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International Protection of Human Rights
Turkey and the Federal Republic of Germany became member in 1950. Austria acceded
to the organization in 1956 after getting back its sovereignty and Cyprus in 1961 after
becoming independent. Each European countries from the Western Bloc acceded until
the end of the Cold War (except some micro States), whilst the former socialist States
joined the CoE after the breakthrough years of 1989 an 1990.
Two of the organs of the Council of Europe were created by the London Statute,
namely the Committee of Ministers and the Consultative Assembly of which the latter
had been renamed to Parliamentary Assembly in 1974. Each of these organs are assisted
by the Secretariat of the CoE headed by the Secretary General of the organization.
e Committee of Ministers is composed of the Ministers for Foreign A airs, but
usually their delegates (the Permanent Representatives to the Council of Europe) are
taking part in the majority of the sittings of the Committee of Ministers, in practice.
is means, Ministers for Foreign A airs meet at least once in ayear ('ministerial
session') and their deputies once in aweek ("meetings of the ministers' deputies'). e
role and the responsibilities of the Committee of Ministers are multifaceted. ese
include the admittance of new member States and the suspension or even termination
of their membership, the interaction with other organs of the CoE, drafting conventions
and agreements, monitoring the respect of commitments of member States, adoption
of recommendations to member States and serving as the principal guardian of the
principles and values of the CoE.
e Parliamentary Assembly (hereinafter: PACE) is the deliberative organ of the
CoE, it may 'debate matters within its competence and present its conclusions, in the
form of recommendations, to the Committee of Ministers.' Each legislative assemblies
elect from among their members delegates and their deputies to the PACE. Seats are
allocated in the PACE on aproportional method based on the size of their members
States' population, where none of the States is entitled to more than eighteen and less
than two delegates. Under this rule, PACE is composed of 318 representatives and 318
substitutes. PACE meets in ordinary session once ayear and it may create committees
and other organs in order to be assisted during the ful llment of its tasks.
Besides, the Council of Europe has other organs and bodies as well. e Congress
of Local and Regional Authorities (hereinafter: CLRAE) is the assembly and forum of
dialogue of the member States' local and regional municipalities. CLRAE may initiate,
draft, prepare or simply comment on (draft) international conventions worked out under
the aegis of the CoE. e Commissioner for Human Rights was rst elected in 1999
however with alimited and non-ombudsman-like but rather advisory scope of authority.
e European Commission against Racism and Intolerance (ECRI) is the body of
CoE monitoring xenophobic and related hatred of any kind composed of forty-seven
experts. CoE also has avery special body called European Commission for Democracy
through Law or as it better and informally known the 'Venice Commission'. e Venice
Commission is entitled to give advice and assistance to member States when drafting
their most important pieces of legislation such as the constitution for instance. Finally,
one of the most reputable institution that was established in the framework of CoE is
the European Court of Human Rights what is to be reviewed in aforthcoming chapter.
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3. European protection of human rights
3.2 Convention for the Protection of Human Rights
and Fundamental Freedoms and its Protocols
e Convention for the Protection of Human Rights and Fundamental Freedoms
(hereinafter: European Convention on Human Rights or ECHR (not to be confused
with the former European Commission of Human Rights) or simply as Convention),
as the core document of the entire system of human rights within the Council of
Europe was adopted on the 4th of November in 1950 in Rome by the then fourteen
members of the Council of Europe, namely: Belgium, Denmark, France, the Federal
Republic of Germany, Greece, Iceland, Ireland, Italy, Luxemburg, the Netherlands,
Norway, Sweden, Turkey and the United Kingdom. Only ten rati cations is required for
entering into force it was done very soon, so that in 1953. Drafters of the ECHR took
into consideration the Universal Declaration of Human Rights of 1948 and considered
the Convention as asigni cant step to collectively enforce certain of the rights stated
in the Universal Declaration. Legitimacy of the ECHR directly relies on the London
Statute of the Council of Europe of 1949. According to the London Statute the main
aims of the CoE is 'to achieve agreater unity between its members for the purpose of
safeguarding and realizing the ideals and principles which are their common heritage
and facilitating their economic and social progress.' Furthermore, this aim can be
achieved 'through (…) agreements (…) in legal matters (…) and in the maintenance
and further realization of human rights and fundamental freedoms.'
Originally States and only those being the members of the Council of Europe could
sign and ratify the European Convention for Human Rights only and all the current
forty-seven member states are party to this convention. Even though formally it is
not an obligation of members-to-be of the CoE to sign and ratify the ECHR, such
obligation can be derived from the London Statute. According to the London Statute
Article 3:
"Every member of the Council of Europe must accept the principles of the rule
of law and of the enjoyment by all persons within its jurisdiction of human
rights and fundamental freedoms, and collaborate sincerely and e ectively in the
realization of the aim of the Council as speci ed in Chapter I."
However, the European Union, aseparate international organization and its members
in the 2007 Lisbon Treaty prescribed that the EU
"(…) shall accede to the European Convention for the Protection of Human
Rights and Fundamental Freedoms. Such accession shall not a ect the Union's
competences as de ned in the Treaties.
Fundamental rights, as guaranteed by the European Convention for the
Protection of Human Rights and Fundamental Freedoms and as they result
from the constitutional traditions common to the Member States, shall constitute
general principles of the Union's law"
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International Protection of Human Rights
In order to be able to receive the EU's request for accession, the ECHR was amended
in 2010 by 'Protocol 14 to the Convention for the Protection of Human Rights and
Fundamental Freedoms, amending the control system of the Convention' by inserting
anew paragraph to article 59 as follows:
" e European Union may accede to this Convention."
is means, CoE member states and the European Union are allowed to be aparty
to the ECHR this time. Rati cations shall be deposited with the Secretary General of
the Council of Europe who noti es all the members of the Council of Europe of the
entry into force of the Convention, the names of the High Contracting Parties who
have rati ed it, and the deposit of all instruments of rati cation which may be e ected
subsequently. ECHR was done both in French and in English and in these languages
are the Convention authentic.
According to article 1 of the ECHR,
" e High Contracting Parties shall secure to everyone within their jurisdiction
the rights and freedoms de ned in Section I of this Convention."
Section I. of the ECHR enumerates the human rights and fundamental freedoms
being protected by the Convention being one of the most important part of the ECHR.
Personal scope of the ECHR covers not only citizens but every human being within
the jurisdiction of the State Parties. However, under the territorial application of the
Convention, the ECHR itself, allows to make some exceptions when aState can at the
time of ratifying the ECHR or later on notify the Secretary-General about on what
exact territories under its jurisdiction the ECHR it wishes to apply or not to apply. Such
declarations were made by Azerbaijan, France, Moldova, the Netherlands, Georgia, and
the United Kingdom so far. Azerbaijan declared in 2002 that it could not guarantee the
application of ECHR on certain territories being under the control of Armenia (mainly
Nagorno-Karabakh and some neighboring settlements). Similarly, Georgia noti ed the
Secretary-General of the CoE in 2002, that:
"due to the existing situation in Abkhazia and Tskhinvali region (widely known
as South Ossetia), Georgian authorities are unable to undertake commitments
concerning the respect and protection of the provisions of the Convention and
its Additional Protocols on these territories."
Both Abkhazia and South Ossetia are disputed territories and self-proclaimed and
partially recognized de facto states on the territory of Georgia, albeit Georgia is not able
to fully control these territories. Moldova informed the Secretary-General in 1997, that
it would be unable to guarantee the compliance with the provisions of the Convention
in respect of omissions and acts committed by the organs of the self-proclaimed Trans-
Dniester republic within the territory actually controlled by such organs, until the
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3. European protection of human rights
con ict in the region is nally settled. France noti ed the Secretary-General in 1974,
that it applies the ECHR to the whole territory of France including overseas territories
having due regard – and in conform with the Convention's relevant article – to local
requirements. e Netherlands informed the Secretary-General in 1955 that it recognized
the territorial application of ECHR to Suriname and the Netherlands Antilles. Due to
Suriname became independent in 1975, the scope of the Convention cannot extend
to this country anymore because of geographical reasons. In addition, the Netherlands
Antilles split to two separate subjects: Aruba on the one hand and Curaçao, Sint Maarten
and the Caribbean part of the Netherlands on the other. Despite these facts, the ECHR
can be still applied to these parts of the Kingdom of Netherlands as well. e United
Kingdom extended the scope of application of the ECHR step by step to those territories
whose international relations the UK is responsible for. ese territories include: Gibraltar,
the Isle of Man, Guernsey and Jersey and some overseas territories and islands.
ECHR expressly allows to submit reservations by states when signing or when
depositing the instrument of rati cation, however with certain limitations. According
to article 57 of the ECHR:
"1. Any State may, when signing this Convention or when depositing its
instrument of rati cation, make areservation in respect of any particular
provision of the Convention to the extent that any law then in force in its
territory is not in conformity with the provision. Reservations of a general
character shall not be permitted under this Article.
2. Any reservation made under this Article shall contain abrief statement of
the law concerned."
To be more precise:
tAny state can make reservations to any provision of the ECHR; if
ta certain law already in force is not in conform with the given provision(s) of
the ECHR; and
tthe reservation must be limited to the extent of the said inconformity referred
above; and
treservations of ageneral character are not permitted.
Approximately the half of the State Parties made such reservations so far. Eight
of the ECHR articles are touched with reservations like these. Fifteen States made
reservations to Article 6 (right to afair trial), thirteen States made reservations to article
5 (right to liberty and security), four States made reservations to article 10 (freedom
of expression), three States made reservation to article 11 (freedom of assembly and
association), two States made reservations to article 8 (right to respect for private and
family life), while one State made reservations to article 7 (no punishment without law),
article 13 (right to an e ective remedy) and article 14 (prohibition of discrimination)
respectively. Interestingly, Monaco made reservations to ve, Spain to four, Azerbaijan
to three, Andorra, Austria, the Czech Republic, France, Liechtenstein, Malta, Slovakia,
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International Protection of Human Rights
Ukraine to two articles, whilst Armenia, Croatia, Estonia, Finland, Ireland, Moldova,
Montenegro, Portugal, Russia, and San Marino to one article of the ECHR respectively.
Certainly, any reservations can be withdrawn at any time by the State Parties, however
only Serbia (entirely) and Finland (partially) did so, yet.
ECHR can be denounced by State Parties due to the rules contained in article 58:
"1. A High Contracting Party may denounce the present Convention only after
the expiry of ve years from the date on which it became aparty to it and after
six months' notice contained in anoti cation addressed to the Secretary General
of the Council of Europe, who shall inform the other High Contracting Parties.
2. Such adenunciation shall not have the e ect of releasing the High Contracting
Party concerned from its obligations under this Convention in respect of any act
which, being capable of constituting aviolation of such obligations, may have
been performed by it before the date at which the denunciation became e ective.
3. Any High Contracting Party which shall cease to be amember of the Council
of Europe shall cease to be aParty to this Convention under the same conditions.
4. e Convention may be denounced in accordance with the provisions of the
preceding paragraphs in respect of any territory to which it has been declared to
extend under the terms of Article 56."
Looking over the evolution of the number of State Parties to the ECHR, each State
Parties could denounce – in theory – the Convention at any time. e only State
that once denounced the Convention was Greece in 1970 (it also left the CoE at the
same time) because of the Greek military junta regime, the country's membership was
suspended in 1969. After the downfall of the military junta, Greece rati ed the ECHR
in 1974 again and returned to the system of CoE.
Important to know, that the ECHR cannot be interpreted as limiting or derogating
from any of the human rights and fundamental freedoms which may be ensured under
the laws of any State Party or under any other agreement to which it is aparty.
As it was referred above, Section I. of the ECHR enumerates the human rights and
freedoms being protected by the Convention itself. Article 2 of the ECHR regulates
the right to life as follows.
"1. Everyone's right to life shall be protected by law. No one shall be deprived of
his life intentionally save in the execution of asentence of acourt following his
conviction of acrime for which this penalty is provided by law.
2. Deprivation of life shall not be regarded as in icted in contravention of this
Article when it results from the use of force which is no more than absolutely
necessary:
(a) in defence of any person from unlawful violence;
(b) in order to e ect alawful arrest or to prevent the escape of aperson lawfully
detained;
(c) in action lawfully taken for the purpose of quelling ariot or insurrection."
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3. European protection of human rights
As it can be seen, right to life is not ahuman right of an absolute nature under the
relevant provisions of ECHR. Due to article 2, both the State (and its authorities) and
an individual or individuals could limit one's right to life in certain circumstances.
One of the most important possible dimension in which one's right to life could be
limited is the capital punishment. Death sentence is not banned by article 2 of the
ECHR, the Convention only states the principle of nulla poena sine lege, so that one
cannot be sentenced to death unless this kind of punishment is prescribed by law
for the crime committed by the convict and this prescription was due at the time of
committing the given crime. Moreover, one can be sentenced to death only by the
verdict of acourt. As a rst major step to abolish capital punishment under the aegis
of the CoE, the 'Protocol No. 6 to the Convention for the Protection of Human
Rights and Fundamental Freedoms concerning the Abolition of the Death Penalty' was
adopted in 1983. In its article 1 Protocol 6 states:
" e death penalty shall be abolished. No-one shall be condemned to such
penalty or executed."
Despite this fact, in the next article, Protocol 6 makes an exception from under the
rule as follows:
"A State may make provision in its law for the death penalty in respect of acts
committed in time of war or of imminent threat of war; such penalty shall be
applied only in the instances laid down in the law and in accordance with its
provisions. e State shall communicate to the Secretary General of the Council
of Europe the relevant provisions of that law."
Provisions of Protocol 6 should be read as additional articles to the Convention.
All CoE members but Russia has rati ed Protocol 6 so far. In spite of this fact, the
Russian Constitutional Court nulli ed the provision of the Criminal Code that let
the use of capital punishment either in wartime or peacetime in 2009. By adopting
'Protocol No. 13 to the Convention for the Protection of Human Rights and Fundamental
Freedoms, concerning the abolition of the death penalty in all circumstances' in 2002, the
Council of Europe aimed at completely abolishing death penalty. According to article
1 of Protocol 13:
" e death penalty shall be abolished. No one shall be condemned to such penalty
or executed."
Each CoE member states are party to this protocol with the exception of Armenia,
Azerbaijan and Russia. is means – taking into consideration of Russia's position
mentioned before – it is possible to enforce death penalty during wartime in Armenia
and in Azerbaijan. In fact, both Armenia and Azerbaijan abolished capital punishment
acouple of years ago. Interestingly, Denmark made adeclaration previously in which
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International Protection of Human Rights
it stated that both Protocol 6 and Protocol 13 cannot be applied on the autonomous
territories of Greenland and the Faroe Islands, but abit later on Denmark noti ed the
Secretary-General of the CoE that it wished to withdraw these declarations. It is also
important to mention that no reservations or derogations whatsoever could be made
to these protocols.
In addition, tight to life is not infringed if the deprivation of life is aresult from the
use of force which is no more than absolutely necessary. In its case-law, the European
Court of Human Rights enshrined by carving out the 'principle of necessity', that
'Article 2 allows for exceptions to the right to life only when it is "absolutely necessary ",
aterm indicating "that astricter and more compelling test of necessity must be employed
than that normally applicable when determining whether State action is "necessary in
ademocratic society" under paragraphs 2 of Articles 8 and 11 of the Convention"
Furthermore, use of force of the authorities must comply with the 'principle of
proportionality' as well. States Parties must also take some positive measures – putting
in place e ective criminal law provisions for instance – in order to be fully complied
with article 2 of the ECHR. Finally, the rightful self-defense might not infringe the
right to life either, if it met with certain strict conditions.
Article 3 of ECHR contains the 'prohibition of torture' principle as follows:
"No one shall be subjected to torture or to inhuman or degrading treatment or
punishment."
is prohibition is of an absolute in its nature and has to parallel goals. On the
one hand it protects the dignity of the individual and it protects also, the individual's
physical and mental integrity on the other.
No exception to the prohibition contained in Article 3, under Article 15 paragraph 2
can be made even in emergency situations. us, for example, nobody can refer to any
extreme circumstances such as the order of the superior in proving his or hers act of torture
or other related acts. In addition, the principle of the prohibition of torture was considered
as aperemptory norm of public international law in ajudgment delivered in the so-
called 'Furundžija case' by the International Criminal Tribunal for the former Yugoslavia.
It is important also to note that not only physical pain, but causing mental su ering
is also prohibited by article 3. Furthermore, article 3 covers situations that occur not
only in prisons but in certain medical and educational institutions as well. Looking
over the relevant cases of the European Court of Human Rights the prolonged solitary
con nement or life sentence can also lead to the breach of Article 3. In those states
where death penalty is permitted, it shall be implemented to minimize the possible
physical and mental su ering act together in order to avoid the infringement of article
3. Finally, asingle and separate international treaty was adopted to make more e ective
the prohibition of torture and related acts in 1987, namely the 'European Convention
for the Prevention of Torture and Inhuman or Degrading Treatment or Punishment'
of which each CoE members states are aparty to.
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3. European protection of human rights
Article 4 of the ECHR prohibits slavery and forced labor:
"1. No one shall be held in slavery or servitude.
2. No one shall be required to perform forced or compulsory labour.
3. For the purpose of this article the term "forced or compulsory labour" shall
not include:
a) any work required to be done in the ordinary course of detention imposed
according to the provisions of Article 5 of this Convention or during conditional
release from such detention;
b) any service of amilitary character or, in case of conscientious objectors in
countries where they are recognised, service exacted instead of compulsory
military service;
c) any service exacted in case of an emergency or calamity threatening the life or
well-being of the community;
d) any work or service which forms part of normal civic obligations."
According to the relevant case-law of the European Court of Human Rights, article
4 of the ECHR enshrines one of the fundamental values of democratic societies.
Article 4 paragraph 1 contains an obligation of which no derogations is possible at any
circumstances. In de ning slavery, the European Court of Human Rights considers the
de nition used by the 1926 Slavery Convention as suitable for interpreting article 4.
According to the Slavery Convention, slavery is the status or condition of aperson over
whom any or all of the powers attaching to the right of ownership are exercised. Contrarily,
servitude means an obligation to provide one's services that is imposed by the use
of coercion, and is to be linked with the concept of slavery. Servitude is a speci c,
aggravated form of forced or compulsory labor in interpreting article 4. Similarly,
what was seen in interpreting article 4 paragraph 1, the European Court of Human
Rights took another document, namely the ILO Convention No.29. to de ne forced or
compulsory labor. Accordingly, "forced or compulsory labour" means "all work or service
which is exacted from any person under the menace of any penalty and for which the said
person has not o ered himself voluntarily". In addition to refrain from certain acts to do,
Sates have positive obligations in relation to article 4.
One of the most complex articles of the ECHR is article 5 and article 6. Article 5
deals with the right to liberty and security and sounds as follows:
"1. Everyone has the right to liberty and security of person. No one shall be
deprived of his liberty save in the following cases and in accordance with
aprocedure prescribed by law:
(a) the lawful detention of aperson after conviction by acompetent court;
(b) the lawful arrest or detention of aperson for noncompliance with the lawful
order of acourt or in order to secure the ful lment of any obligation prescribed
by law;
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(c) the lawful arrest or detention of aperson e ected for the purpose of bringing
him before the competent legal authority on reasonable suspicion of having
committed an o ence or when it is reasonably considered necessary to prevent
his committing an o ence or eeing after having done so;
(d) the detention of aminor by lawful order for the purpose of educational
supervision or his lawful detention for the purpose of bringing him before the
competent legal authority;
(e) the lawful detention of persons for the prevention of the spreading of infectious
diseases, of persons of unsound mind, alcoholics or drug addicts or vagrants;
(f) the lawful arrest or detention of a person to prevent his e ecting an
unauthorised entry into the country or of aperson against whom action is being
taken with aview to deportation or extradition.
2. Everyone who is arrested shall be informed promptly, in alanguage which he
understands, of the reasons for his arrest and of any charge against him.
3. Everyone arrested or detained in accordance with the provisions of paragraph
1 (c) of this Article shall be brought promptly before ajudge or other o cer
authorised by law to exercise judicial power and shall be entitled to trial within
areasonable time or to release pending trial. Release may be conditioned by
guarantees to appear for trial.
4. Everyone who is deprived of his liberty by arrest or detention shall be entitled
to take proceedings by which the lawfulness of his detention shall be decided
speedily by acourt and his release ordered if the detention is not lawful.
5. Everyone who has been the victim of arrest or detention in contravention of
the provisions of this Article shall have an enforceable right to compensation."
Even though of containing old and well-established legal principles, rights and
guarantees in criminal procedure crystallized mainly in British law, more than aquarter of
States Parties made reservations to article 5. Majority of the states (Armenia, Azerbaijan,
Czech Republic, France, Moldova, Portugal, Russia, Slovakia, Spain, Ukraine) that
made reservations to this article because their legislation contains provisions contrary to
the right to liberty in the eld of the armed forces due to disciplinary reasons. Andorra
wished only to specify the time limits what it considered as being contradictory to article
5, while Austria and Montenegro noti ed the Secretary-General about some minor
con icts between their administrative law and the article in question.
Article 6 relates to the right to afair trial. Accordingly,
"1. In the determination of his civil rights and obligations or of any criminal
charge against him, everyone is entitled to afair and public hearing within
areasonable time by an independent and impartial tribunal established by law.
Judgment shall be pronounced publicly but the press and public may be excluded
from all or part of the trial in the interests of morals, public order or national
security in ademocratic society, where the interests of juveniles or the protection
of the private life of the parties so require, or to the extent strictly necessary in
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the opinion of the court in special circumstances where publicity would prejudice
the interests of justice.
2. Everyone charged with acriminal o ence shall be presumed innocent until
proved guilty according to law.
3. Everyone charged with acriminal o ence has the following minimum rights:
a) to be informed promptly, in alanguage which he understands and in detail,
of the nature and cause of the accusation against him;
b) to have adequate time and facilities for the preparation of his defence;
c) to defend himself in person or through legal assistance of his own choosing or,
if he has not su cient means to pay for legal assistance, to be given it free when
the interests of justice so require;
d) to examine or have examined witnesses against him and to obtain the
attendance and examination of witnesses on his behalf under the same conditions
as witnesses against him;
e) to have the free assistance of an interpreter if he cannot understand or speak
the language used in court."
Right to afair trial has an extraordinary position in the system of human rights,
since there can be no e ective mechanism of protecting rights without it. Article 6 is
one of the most complicated and most frequently cited articles in ECHR. Some CoE
members as Hungary, Croatia, and Poland often have troubles to secure this right at
domestic level. About 80 percent of the complaints against Hungary, for instance, are
lodged because of the allegedly infringement of article 6. Right to fair trial has two
main dimension. Firstly, there is afundamental norm (article 6 paragraph 1) of this
right which deals with three questions: who should be the judge in one's case, in what
cases should it be ajudges, and how should the case be judged? e European Court
of Human Rights interprets these questions independently from the domestic legal
regimes of the member states. In theory, article 6 paragraph 1 covers all kind of cases
with the exception of certain decisions having asupervisory character. Right to fair
trial include each type of criminal and civil law matters. In addition the fundamental
norm, which must prevail in every cases, there are some guarantees stemming from
the rights to fair trial which should be respected only in criminal procedures. ese
include the rights enumerated in article 6. paragraphs 2 and 3. Fifteen of the States
Parties to the Convention made reservations to article 6. Analyzing thoroughly the
reservations made by the States Parties, one can see that they wishes to limit the scope
in which the provisions of article 6 must prevail. Six states excluded some cases of the
military penal procedure. While the others intended to exclude some other matters.
According to the Austrian reservation, article 6 shall be no prejudice to the principles
governing public court hearings laid down in Article 90 of the 1929 version of the
Federal Constitution Law. Reservations of Croatia and Montenegro relate to procedures
of supervising individual administrative acts in which it cannot guarantee the right
to apublic hearing, whilst Estonia did the same manner in cases before the Appellate
Court and Finland and Liechtenstein before the Supreme Court and certain special
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courts and tribunals. Ireland does not interpret in its reservation Article 6.3. of the
Convention as requiring the provision of free legal assistance to any wider extent than
is now provided in Ireland. Malta made areservation rather of an interpretative than an
excluding or amending character against the presumption of innocence rule contained
in article 6 paragraph 2. According to the Maltese reservation the Government of Malta
declared that it interpreted paragraph 2 of Article 6 of the Convention in the sense that
it does not preclude any particular law from imposing upon any person charged under
such law the burden of proving particular facts. Finally, Monaco made areservation of
an interpretative character against article 6. paragraph 1. in which it excluded the prince
from legal proceedings under its constitution and noted that the Monacan fundamental
law gives priority to Monacan citizens in professional activities.
Article 7 of ECHR contains the nullum crimen sine lege and the nulla poena sine lege
principles as follows:
"1. No one shall be held guilty of any criminal o ence on account of any
act or omission which did not constitute acriminal o ence under national
or international law at the time when it was committed. Nor shall aheavier
penalty be imposed than the one that was applicable at the time the criminal
o ence was committed.
2. is article shall not prejudice the trial and punishment of any person for
any act or omission which, at the time when it was committed, was criminal
according to the general principles of law recognised by civilised nations."
is article in fact aims at prohibiting the retroactive legislation and law enforcement
in criminal law cases. Article 7 does not require to read criminal law provisions
restrictively it only means that these rules must be clear enough and foreseeable by
anybody. Only Portugal made areservation to this article in which it noted that certain
criminal o ences remain applicable to police o cers of the military junta after the coup
d'état. Interestingly, the provision of the constitution – which allowed this possibility –
had already been repealed, but Portugal not yet revoked its reservations.
Article 8 refers to the 'right to respect for family and private life' which is often
interpreted together with the right to marry contained by article 12 of the ECHR.
Article 8 regulates as follows:
"1. Everyone has the right to respect for his private and family life, his home
and his correspondence.
2. ere shall be no interference by apublic authority with the exercise of this
right except such as is in accordance with the law and is necessary in ademocratic
society in the interests of national security, public safety or the economic well-
being of the country, for the prevention of disorder or crime, for the protection
of health or morals, or for the protection of the rights and freedoms of others."
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While article 12:
"Men and women of marriageable age have the right to marry and to found
afamily, according to the national laws governing the exercise of this right."
In one of its landmark cases the European Court of Human Rights clari ed the
object of article 8. Accordingly,
"the object of the Article 8 is "essentially" that of protecting the individual against
arbitrary interference by the public authorities. Nevertheless it does not merely
compel the State to abstain from such interference: in addition to this primarily
negative undertaking, there may be positive obligations inherent in an e ective
"respect" for family life."
Interesting to know that under the relevant jurisprudence of the European Court
of Human Rights, article 12 does not protect the right to marry of same sex couples
unless the state interested recognized this right in its domestic legislation previously.
Only Liechtenstein and Monaco made reservations to article 8. Both of them wished
to emphasize the relevance of their own citizens in this question.
Article 9 of the ECHR relates to the freedom of thought, conscience and religion:
"1. Everyone has the right to freedom of thought, conscience and religion; this
right includes freedom to change his religion or belief and freedom, either alone
or in community with others and in public or private, to manifest his religion
or belief, in worship, teaching, practice and observance.
2. Freedom to manifest one's religion or beliefs shall be subject only to such
limitations as are prescribed by law and are necessary in ademocratic society in
the interests of public safety, for the protection of public order, health or morals,
or for the protection of the rights and freedoms of others."
e European Court of Human Rights emphasized the fundamental value of this
right in ensuring democratic principles. Right to religion or belief includes the view if
someone choose not choosing any religions or beliefs as well. In interpreting this article,
the Court found that Jehova's Witnesses or the Church of Scientology are considered
beliefs instead of religion.
Article 10 of ECHR regulates the freedom of expression:
"1. Everyone has the right to freedom of expression. is right shall include
freedom to hold opinions and to receive and impart information and ideas
without interference by public authority and regardless of frontiers. is article
shall not prevent States from requiring the licensing of broadcasting, television
or cinema enterprises.
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2. e exercise of these freedoms, since it carries with it duties and responsibilities,
may be subject to such formalities, conditions, restrictions or penalties as are
prescribed by law and are necessary in ademocratic society, in the interests
of national security, territorial integrity or public safety, for the prevention of
disorder or crime, for the protection of health or morals, for the protection of the
reputation or rights of others, for preventing the disclosure of information received
in con dence, or for maintaining the authority and impartiality of the judiciary."
Freedom of expression is acore human right in agenuine democratic society being
one of the most important political right. Lack of freedom of expression, democracy
is not possible. Article 10 protects: political opinions and expression, artistic opinion
and expression, and commercial expression. According to the well-established case law
of the European Court of Human Rights, freedom of expression
"is applicable not only to "information" or "ideas" that are favorably received
or regarded as ino ensive or as amatter of indi erence, but also to those that
o end, shock or disturb. Such are the demands of pluralism, tolerance and
broadmindedness, without which there is no "democratic society". is freedom
is subject to the exceptions set out in Article 10 § 2, which must, however, be
stri ctly construed."
Four States made reservations to article 10. Azerbaijan noted that its internal law
limited the establishment of mass media broadcasters by foreign nationals and legal
persons. Malta noti ed the Secretary-General that 'the Constitution of Malta allows
such restrictions to be imposed upon public o cers with regard to their freedom of
expression as are reasonably justi able in ademocratic society. e Code of conduct of
public o cers in Malta precludes them from taking an active part in political discussions
or other political activity during working hours or on o cial premises.' Monaco and
Spain made reservations of an interpretative character about the monopoly situation of
public broadcasters in Monaco and the situation of broadcasting in Spain, respectively.
Article 11 refers to another extremely important political right, namely the 'freedom
of assembly and association'.
"1. Everyone has the right to freedom of peaceful assembly and to freedom of
association with others, including the right to form and to join trade unions for
the protection of his interests.
2. No restrictions shall be placed on the exercise of these rights other than such
as are prescribed by law and are necessary in ademocratic society in the interests
of national security or public safety, for the prevention of disorder or crime, for
the protection of health or morals or for the protection of the rights and freedoms
of others. is article shall not prevent the imposition of lawful restrictions on
the exercise of these rights by members of the armed forces, of the police or of the
administration of the State."
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According to the jurisprudence of the European Court of Human Rights, the
exceptions set out in Article 11 are, where political parties are concerned, to be construed
strictly; only convincing and compelling reasons can justify restrictions on such parties'
freedom of association. In determining whether anecessity within the meaning of
Article 11 § 2 exists, the Contracting States have only alimited margin of appreciation,
which goes hand in hand with rigorous European supervision embracing both the law
and the decisions applying it, including those given by independent courts. e Court
has already held that such scrutiny was necessary in acase concerning aMember of
Parliament who had been convicted of pro ering insults (see the Castells judgment
cited above, pp. 22–23, § 42); such scrutiny is all the more necessary where an entire
political party is dissolved and its leaders banned from carrying on any similar activity
in the future. San Marino and Andorra made reservations to article 11 in which they
noti ed the Secretary-General about the special status and situation of trade unions in
their domestic legislations. In addition, Spain wishes to limit the scope of application of
article 11 to certain professions such as judges, law o cers, members of the military etc.
Article 13 of the ECHR regulates the right to an e ective remedy:
"Everyone whose rights and freedoms as set forth in this Convention are violated
shall have an e ective remedy before anational authority notwithstanding that
the violation has been committed by persons acting in an o cial capacity."
e European Court of Human Rights clari ed the scope of article 13 very soon
in interpreting as it can be invoked without the infringement of another human right,
too. Monaco made areservation to this article also, in which it stated the person of
the prince is sacrosanct and he or she cannot be the subject alegal proceeding at all.
Article 14 of the ECHR contains the so-called anti-discrimination clause of the
Convention:
" e enjoyment of the rights and freedoms set forth in this Convention shall be
secured without discrimination on any ground such as sex, race, colour, language,
religion, political or other opinion, national or social origin, association with
anational minority, property, birth or other status."
In its relevant case law the European Court of Human Rights clari ed, article 14
invoked by in conjunction together with aparticular human right of ECHR does not
prohibit every kind of distinction except among people being in the same situation.
Di erence in treatment is considered to be discriminatory, if it cannot objectively
and reasonably be justi ed and it is not aiming at a legitimate purpose, or there is
no justi able proportionality between the means employed and the aim sought to
be achieved. is argument is being deducted from the jurisprudence and traditions
of democratic European states. However, the enumeration of the anti-discrimination
clause is not exhaustive, and the 'other status' category is broad enough to cover every
kind of distinctions such as on the basis of rank, or place of residence, disability,
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fatherhood or discrimination based on sexual orientation. Monaco made areservation
to this article which deals with the advantages enjoyed by Monacan citizens in applying
for certain type of jobs and professions.
From certain human rights it is possible to derogate in the event of emergency.
Article 15 of the ECHR de nes the conditions and the framework of such derogations:
"1. In time of war or other public emergency threatening the life of the nation any
High Contracting Party may take measures derogating from its obligations under
this Convention to the extent strictly required by the exigencies of the situation,
provided that such measures are not inconsistent with its other obligations under
international law.
2. No derogation from Article 2, except in respect of deaths resulting from lawful
acts of war, or from Articles 3, 4 (paragraph 1) and 7 shall be made under this
provision.
3. Any High Contracting Party availing itself of this right of derogation shall keep
the Secretary General of the Council of Europe fully informed of the measures
which it has taken and the reasons therefor. It shall also inform the Secretary
General of the Council of Europe when such measures have ceased to operate and
the provisions of the Convention are again being fully executed."
Interestingly, Andorra and France made reservations even to this article in order to
conciliate their Constitutions with article 15 of the Convention. Besides, only Armenia
and Ireland informed the Secretary-General of the CoE about the derogation of certain
human rights because of astate of emergency so far.
Remaining articles of Section I. of the ECHR are containing principles such as the
'possibility of restricting the political activity of aliens', the 'prohibition of abuse of
rights' and the 'limitation on use of restriction on rights'.
Sixteen plus one (Protocol 14bis) protocols have already been adopted in relation to
the ECHR. ere are two types of these protocols in practice:
tProtocols amending the ECHR; and
tAdditional (and optional) protocols.
Each protocols to the ECHR amends the system of the Convention in away, but
formally only Protocols amending the ECHR modify the text of the Convention while
supplementary protocols add new human rights to the system of ECHR. A further
di erence between these two types of protocols that to be highlighted is the following.
Protocols amending the ECHR must be rati ed by all States Parties to the Convention,
while in the case of supplementary protocols it is not required for coming into force.
Protocols No.2, No. 3, No. 5, No. 8, No. 9, No. 10, No. 11, No. 14, No. 14bis, No.
15 are such as they amend the ECHR's text including mainly the control mechanism
of the Convention. Protocol 16 is aunique one in the sense that it does not add anew
human right to the ECHR's system, but it allows highest courts and tribunals to request
advisory opinions from the European Court of Human Rights 'on questions of principle
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relating to the interpretation or application of the rights and freedoms de ned in the
Convention or the protocols thereto.' Despite it concerns on the human rights control
mechanism of the ECHR, Protocol 16 is an optional one. Protocols No. 15 and No.
16 are not yet in force. Protocol 10 had never entered into force due to Protocol 11 and
Protocol 9 had been repealed by Protocol 11. Of the supplementary protocols, protocol
No. 1 added the 'right to property', 'right to education', 'right to free elections'; protocol
No. 4 added the 'prohibition of imprisonment for debt', the 'freedom of movement', the
'prohibition of expulsion of nationals', the 'prohibition of collective expulsion of aliens';
protocol No. 7 added 'procedural safeguards relating to expulsion of aliens', the 'right of
appeal in criminal matters', the 'compensation for wrongful conviction', the 'right not to
be tried or punished twice', the 'equality between spouses'; protocol 12. added the ' general
prohibition of discrimination' and Protocol 6 and 13 deals with the abolition of death
penalty. ese human rights, fundamental freedoms and prohibitions are the additional
articles of ECHR.
3.3 e European Social Charter
e Council of Europe (CoE) at its origins was rst of all working on the promotion
of classic liberal rights and the work on elaborating adocument on social rights started
in the late 1950s as aresponse to the growing importance of economic and social issues
in Europe. e adoption of the European Social Charter in 1961 (signed in Turin on
18 October) was asigni cant step ahead in extending the umbrella of CoE human
rights protection regime. e Charter has been substantially revised in 1996 and is
gradually replacing the original text. All the 47 member states of the CoE have signed
the original document or any of its revised versions (and 39 member states have rati ed
it). An Additional Protocol to the Charter was concluded in 1988, it extended the list of
rights covered under the Charter. In 1995 another Additional Protocol was signed that
established asystem for collective complaints (it entered into force on 1 July 1998). e
full revision of the Charter in 1996 updated the previous documents and added some
new rights as well (and entered into force on 1 July 1999). Hereinafter the description
of the Charter refers only to this revised version.
3.3.1 Human rights under the Charter
e Charter declares alist of 31 "rights and principles" which shall guide the States
Parties in their policies. ese rights are proclaimed in general terms under Part I of the
Charter, where States Parties declare that they "(…) accept as the aim of their policy, to
be pursued by all appropriate means both national and international in character, the
attainment of conditions in which (…) [these] rights and principles may be e ectively
realised." e list includes among others, the right to just, safe and healthy conditions of
work, the right to fair remuneration, the right to social security, to organize and bargain
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collectively. It recognized the special rights of children, young people and of employed
women. e Charter recognized also the right of the family to social, legal and economic
protection, the right of mothers and children to social and economic protection, and
even the right of migrant workers and their families to protection and assistance. Other
rights recognized in the Charter include the right to social and medical assistance, the
right to vocational training, and the right of persons with disabilities to independence,
social integration and participation in the life of the community. It also includes the
right of workers to equal treatment and non-discrimination on the grounds of sex, the
right to be informed and consulted, and the right to take part in the determination
and improvement of the working conditions and environment in their place of
employment. It declares that "every elderly person has the right to social protection"
and o ers guarantees in case of termination of employment or employer insolvency.
As it was seen above, despite the fact that Part I of the Charter speaks about "rights
and principles" these are more policy objectives then e ective rights. Indeed the purpose
of the Charter is to transform them into enforceable rights. To understand better states'
obligations under this instrument, Part II de nes the meaning and elaborates in detail
the "rights and principles" merely listed in Part I. For example, the "right of elderly
people to social protection" is explained under Art. 23 as follows:
"With aview to ensuring the e ective exercise of the right of elderly persons to
social protection, the Parties undertake to adopt or encourage, either directly
or in co-operation with public or private organisations, appropriate measures
designed in particular:
t
to enable elderly persons to remain full members of society for as long as
possible, by means of:
– adequate resources enabling them to lead adecent life and play an active
part in public, social and cultural life;
– provision of information about services and facilities available for elderly
persons and their opportunities to make use of them;
t
to enable elderly persons to choose their life-style freely and to lead independent
lives in their familiar surroundings for as long as they wish and are able, by
means of:
– provision of housing suited to their needs and their state of health or of
adequate support for adapting their housing;
– the health care and the services necessitated by their state;
tto guarantee elderly persons living in institutions appropriate support, while
respecting their privacy, and participation in decisions concerning living
conditions in the institution."
is drafting method was aimed at establishing various types of obligations and to
give states di erent compliance options. Part III of the Charter describes the speci c
undertakings by states. First, by becoming aparty to the Charter, aState undertakes
"to consider Part I of this Charter as adeclaration of the aims which it will pursue by
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all appropriate means…" (Art. A(1)a) Second the State must accept as binding upon
it the undertakings contained in at least six out of nine articles found in Part II. e
nine provisions are Art. 1. (right to work), Art. 5. (right to organize), Art. 6. (right to
bargain collectively), Art. 7. (the right of children and young persons to protection),
Art. 12. (right to social security), Art. 13 (right to social and medical assistance), Art.
16. (right of the family to social, economic and legal protection), Art. 19. (right of
migrant workers and their families to protection and assistance) and Art. 20, (right to
equal opportunities and equal treatment in matters of employment and occupation
without discrimination on the grounds of sex). As athird element, each State Party
has an obligation to select another speci ed number of rights with which it agrees to
comply (Art. A(1)c).
is exible system encourages states to ratify the Charter and gives them ample
room to select among speci c obligations. In this way states do not need to make
complex reservations, and still all States Parties will be bound to guarantee some of the
most basic rights.
e Charter established a reporting system to monitor the compliance by States
Parties with their undertakings and asystem of collective complaints.
3.3.2 e reporting procedure and the European Committee
of Social Rights (ECSR)
States Parties regularly submit areport indicating how they implement the provisions
of the Charter. Each report concerns some of the accepted provisions of the Charter.
ese provisions are divided into the following four thematic groups: i) employment,
training and equal opportunities; ii) health, social security and social protection; iii)
labour rights; iv) children, families, migrants. ey are requested to present areport
on apart of the provisions annually and each provision of the Charter in this way will
be reported once every four years.
e state reports are examined by the European Committee of Social Rights. e
ECSR consists of 15 members who are independent experts "of the highest integrity
and recognized competence in international social questions." ey are elected by the
Committee of Ministers for aterm of six years and their mandate is renewable once.
e Committee examines the situation in the country concerned and decides
whether or not the situations are in conformity with the Charter. Its "conclusions", are
published every year.
If astate takes no action on aCommittee decision to the e ect that it does not
comply with the Charter, the Committee of Ministers may issue arecommendation
to that State, asking it to change the situation in law or in practice. A Governmental
Committee prepares the work of the Committee of Ministers. e Governmental
Committee is comprising representatives of the governments of the States Parties to
the Charter, assisted by observers representing European employers' organisations and
trade unions.
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3.3.3 A collective complaints procedure
Under aprotocol opened for signature in 1995, which came into force in 1998,
complaints of violations of the Charter may be submitted to the European Committee
of Social Rights.
In the case of all states that have accepted the procedure the following organisations
are entitled to lodge complaints to the ECSR: European Trade Union Confederation
(ETUC), BusinessEurope (formerly UNICE) and International Organisation of
Employers (IOE). Non-governmental organisations (NGOs) with participative status
with the Council of Europe which are on alist drawn up for this purpose by the
Governmental Committee.
In the case of states which have also agreed to this, even national NGOs may submit
complaints to the Committee.
e complaint le must contain the following information:
– the name and contact details of the organisation submitting the complaint;
– proof that the person submitting and signing the complaint is entitled to
represent the organisation lodging the complaint;
– the state against which the complaint is directed;
– an indication of the provisions of the Charter that have allegedly been violated;
– the subject matter of the complaint, i.e. the point(s) in respect of which the
state in question has allegedly failed to comply with the Charter, along with the
relevant arguments, with supporting documents.
e complaint must be drafted in English or French in the case of above mentioned
international labour organisations and those NGOs having participative status with
the CoE. Other organisations (national NGOs, etc.) may draft their complaints in the
o cial language, or one of the o cial languages, of the state concerned.
e Committee examines the complaint and, if the formal requirements have been
met, declares it admissible. Once the complaint has been declared admissible, awritten
procedure starts, with an exchange of memorials between the parties. e Committee
may decide to hold apublic hearing.
e Committee then takes adecision on the merits of the complaint. is decision
will be forwarded to the parties concerned and the Committee of Ministers in areport.
e report is made public within four months after its being forwarded.
Finally, the Committee of Ministers adopts aresolution. If appropriate, it may
recommend that the state concerned take speci c measures to bring the situation into
line with the Charter.
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3.4 Other human rights conventions concluded
in the framework of the Council of Europe
In addition to the Convention for the Protection of Human Rights and Fundamental
Freedoms and its protocols, there are other international treaties being concluded under
the aegis of the Council of Europe as well. 'European Convention for the Prevention
of Torture and Inhuman or Degrading Treatment or Punishment' (hereinafter: ECPT)
and its two protocols are of agreat importance. ECPT was signed in 1987 and all CoE-
members have rati ed it until now. Article 3 of the ECHR regulates the 'prohibition
of torture' principle as follows: 'no one shall be subjected to torture or to inhuman
or degrading treatment or punishment.' ECPT in fact was drafted to promote the
enforcement of article 3 by establishing aspecial monitoring body called the 'European
Committee for the Prevention of Torture and Inhuman or Degrading Treatment or
Punishment' (hereinafter: CPT). CPT is authorized to conduct visits in institutions
where persons are deprived from their liberty to examine the treatment of such persons
and each State is obliged to permit such visits. Members of CPT are chosen from
individuals having speci c knowledge on human rights issues including especially areas
covered by ECPT and the number of members are equal to the number of States Parties
to the Convention. CPT makes reports on its work to the Committee of Ministers each
year. It is important to know, no reservations are allowed to make to the provisions of
ECPT.
For combating against tra cking in human beings, the 'Convention on Action
against Tra cking in Human Beings' was adopted in 2005 of which fourty-two of
the CoE-members are aparty to. is treaty makes an emphasis on the prevention of
such acts and oblige the contracting parties to pursue this phenomenon by any means.
Finally, the 'Convention on preventing and combating violence against women and
domestic violence' (hereinafter: 'Istanbul Convention') needs to be stressed. Adopted
in 2011, the Istanbul Convention has been rati ed by eleven CoE-members so far.
e primary aim of this Convention is to e ectively combat against the violence
against women including domestic violence as well, and for achieving this, the Istanbul
Convention launched aspecial monitoring tool called the 'Group of experts on action
against violence against women and domestic violence' or as it is commonly known:
'GREVIO'. GREVIO is – inter alia – authorized to make general recommendations to
the States Parties to the Istanbul Convention on the implementation of it.
3.5 e European Court of Human Rights
e European Court of Human Rights (hereinafter: ECtHR or the 'Strasbourg Court')
was set up by the ECHR and it started to function in 1959. ECtHR had no exclusive
role in implementing the legal body under the aegis of ECHR until 1998 when Protocol
11 completely revised the control mechanism and abolished the European Commission
of Human Rights. Instead of describing the historical evolution of this system, this
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chapter mainly concentrates on the contemporary legal background of ECtHR. Section
II of ECHR deals with the composition, the structure and the proceedings of the
ECthR.
ECtHR functions on apermanent basis being a permanent international court of
justice primarily responsible for observing the engagements undertaken by the States
Parties to ECHR and its protocols. e seat of ECtHR is in Strasbourg, France and
that is why the Court is often dubbed informally as the 'Strasbourg Court'. e Court
may, however, perform its functions elsewhere in the territories of the member States
of the Council of Europe.
3.5.1 Composition of the Strasbourg Court
Composition of the ECtHR is based on the 'one judge per member state'-principle, which
means the number of judges equal to the number of States Parties to the ECHR but it
is not necessary that ajudge elected on behalf of agiven State Party to be the national
of that State Party. San Marino or Liechtenstein sometimes nominates non-nationals
as ECtHR-judges. It is not necessary also for judges to be anational of aEuropean
country. A judge elected once on behalf of Liechtenstein was aCanadian national. e
Parliamentary Assembly of the Council of Europe elects the judges with respect to each
States Parties to the ECHR by amajority of votes cast from alist of three candidates
(in alphabetical order) nominated by the State Party. In the Court's view, any of the
States Parties may withdraw and replace alist of candidates for the post of judge at the
Court, but only on condition that they do so before the deadline set for submission of
the list to the Parliamentary Assembly. After that date, the High Contracting Parties
will no longer be entitled to withdraw their lists. e selection of the three candidates
nominated by the given State has to re ect the principles of democratic procedure,
transparency and non-discrimination.
Important to know, in the absence of areal choice among the candidates submitted
by astate party to the Convention, the Assembly rejects lists submitted to it. In addition,
in the absence of afair, transparent and consistent national selection procedure, the
Assembly may reject such lists.
t
candidates should possess an active knowledge of one o cial language of
the Council of Europe and apassive knowledge of the other, and the o cial
languages of the CoE (and certainly that of the Court) are English and French
('language requirement'); According to the Court's view, even though not
mentioned explicitly, the language requirement 'can be legitimately considered
to ow implicitly from' the wording of the ECHR;
t
Gender balance which means that among the tree candidates both sexes should
be represented ('gender requirement'), however the ECthR in one of its
advisory opinions noted, that 'where aState had taken all the necessary and
appropriate steps with aview to ensuring that the list contains acandidate of
the under-represented sex, but without success, and especially where it has
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followed the Assembly's recommendations advocating an open and transparent
procedure involving acall for candidatures, the Assembly may not reject the list
in question on the sole ground that no such candidate features on it.'
t
when submitting the names of candidates to the Parliamentary Assembly,
States should describe the manner in which they were selected (requirement of
transparency');
e Parliamentary Assembly urges the governments of member states to set up
appropriate national selection procedures to ensure that the authority and credibility
of the ECtHR are not put at risk by ad hoc and politicized processes in the nomination
of candidates.
e Parliamentary Assembly worked out amodel curriculum vitae for candidates
seeking election to the European Court of Human Rights. Before electing, each
nominees are being interviewed by the Sub-Committee on the Election of Judges to
the European Court of Human Rights of the Committee on Legal A airs and Human
Rights of the Parliamentary Assembly.
In addition there are other requirements directly stemming from the ECHR:
tJudges should be of high moral character ('moral requirement'); and they must
be holders of alaw degree:
t ey must either possess the quali cations required for appointment to high
judicial o ce ('professional requirement'); or
t
ey must be jurisconsults of recognized competence ('professional
requirement').
After entering into force, Protocol 15 will add anew criterion to those enumerated
above, as follows:
t
Candidates shall be less than 65 years of age at the date by which the list
of three candidates has been requested by the Parliamentary Assembly ('age
requirement'). Besides, there is no age of candidacy (a minimum age for
instance) of any kind to become ajudge of the ECtHR.
After electing them, they sit on the Court in their individual capacity and during
their term of o ce they shall not engage in any activity which is incompatible with
their independence, impartiality or with the demands of afull-time o ce; all questions
arising from the application of this paragraph shall be decided by the Court. According
to the Court's Rules the judges shall not during their term of o ce engage in any
political or administrative activity or any professional activity which is incompatible
with their independence or impartiality or with the demands of afull-time o ce. Each
judge shall declare to the President of the Court any additional activity. In the event of
adisagreement between the President and the judge concerned, any question arising
shall be decided by the Plenary Court.
Judges are elected for anon-renewable term of nine years in accordance with the
amendments of Protocol 14. Terms of o ce of the judges expire automatically when they
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reach the age of 70, albeit this rule will be repealed by Protocol 15. Before taking up o ce,
each elected judge at the rst sitting of the Plenary Court at which the judge is present
or, in case of need, before the president of the Court, take an oath or make asolemn
declaration. e judges shall hold o ce until replaced. An elected judge holds o ce
until asuccessor has taken the oath or made the declaration. However, they continue
to deal with such cases as they already have under consideration. Summing up the fact
mentioned before, terms of o ce of ajudge can be ceased due to the following matters:
tBy completing the period of nine years;
tReaching the age of 70 (this rule will be repealed by Protocol 15);
tResignation;
Judges can resign at any time by awritten noti cation forwarded to the president
of the Court, who transmits this noti cation to the Secretary General of the Council
of Europe.
tDeath;
tDismissal from o ce
Any judge may set in motion the procedure for dismissal from o ce. e plenary
Court must hear the judge intended to be dismissed and by amajority of two-thirds
the plenary Court may dismiss the judge if he or she has ceased to ful l the required
conditions for holding that o ce.
3.5.2 O ce holders, bodies and organs of the ECthR
3.5.2.1 President of the ECtHR
e president of the ECtHR is elected by the Plenary Court from among the judges of
ECtHR for aonce renewable term of three years by an absolute majority of the elected
judges who are present by asecret ballot. e President is the supreme o ce holder of
the Court. e president of the Court has the following functions:
tDirecting the work and the administration of the Court;
tRepresenting the Court;
tContacting with the authorities of the Council of Europe;
tPresiding at the meetings of the Plenary Court;
tPresiding at the meetings of the Grand Chamber;
tPresiding at the meetings of the Panel of Five Judges;
tTaking part in the consideration of cases being heard by Chambers only if he or
she is the judge elected in respect of aContracting Party concerned.
3.5.2.2 Vice-President(s) of the ECtHR
e two Vice-Presidents are elected by the Plenary Court under the same conditions
and terms as the President of the Court. e Vice-Presidents of the Court assist the
President of the Court. ey take the place of the President if the latter is unable to
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carry out his or her duties or the o ce of President is vacant, or at the request of the
President. ey also act as Presidents of Sections.
3.5.3 Sections of the Court
Sections are administrative entities of the Court which refer to geographical distribution
and the gender balance and also the di erent legal systems of the CoE-members. Each
judges must be amember of aSection. ere shall be four Sections at least, while
currently there are ve of them. Sections are set up by the Plenary Court on the motion
of the President of the ECtHR. In, addition of the 'regular' Sections, there is aFiltering
Section composed of the judges are allowed to sit as asingle-judge as well.
3.5.3.1 Presidents of Sections
e two Vice-Presidents of the Court are ex o cio presidents of Sections and the other
presidents of the Sections are elected by the Plenary Court. Presidents of Sections
preside the Sections and the Chambers and direct the Section's work. ey are ex o cio
members of the Bureau.
3.5.3.2 Bureau
e Bureau of the Court is composed of the President and the Vice-Presidents of the
Court and the Presidents of the Sections. e main task of the Bureau is to assist the
President in carrying out his or hers duty in directing the work and the administration
of the Court. Bureau also coordinates between the Sections and it can forward any
questions to the Plenary Court.
3.5.3.3 Plenary Court
e Plenary Court is the supreme organ having non-judicial functions of the ECtHR
presided by the President of the Court. Obviously, each judges are members of the
Plenary Court. Functions of the Plenary Court are:
1. Electing the President, one or two Vice-Presidents, the Presidents of the Sections
and the Chambers of the Court, the Registrar and one or more Deputy Registrars;
2. Setting up Sections and Chambers;
3. Adopting the Rules of the Court;
4. Making request to the Committee of Ministers to reduce the number of judges
in Chambers from seven to ve.
5. Dealing with questions led by the Bureau.
Sessions of the Plenary Court are convened by the President when it is required.
If atl least the one-third of the judges so request, the President should convene the
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session of the Plenary Court. In addition, at least once ayear the Plenary Court must
be convened for dealing with administrative matters. Quorum of the Plenary Court is
the two-thirds of the elected judges.
3.5.3.4 Registry
e Court has aRegistry consisted of Section Registries equal to the number of Sections
set up by the Court and of the departments necessary to provide legal and administrative
background to the Court. In fact the Registry is functioning as the o ce of the Court.
Besides, the President of the Court has his or hers own o ce. Mainly lawyers, translators
and technical and administrative sta work at the Registry. Currently, more than six
hundred people work for the Registry. Registry is headed by the Registrar. e Registry
has alibrary and also an archives.
Registrar and Deputy Registrars
Registrar and the two Deputy Registrars are elected for arenewable term of ve years
by the Plenary Court from among candidates of ahigh moral character and they must
possess the legal, managerial and linguistic knowledge and experience necessary to carry
out the functions attaching to the posts. e election process of these o ce-holders is
the same as the process of electing the President or the Vice-Presidents of the Court.
Core functions of the Registrar are:
tOperating the work of the Registry under the authority of the President of the
Court;
tHaving custody of the archives of the Court;
tBeing the channel for communications and noti cations made by or addressed
to the ECtHR.
Non-judicial Rapporteurs
According to the ECHR, when sitting in asingle-judge formation, the ECtHR is
assisted by rapporteurs who function under the authority of the President of the Court.
ey form part of the Registry. ese 'non-judicial rapporteurs' are being appointed by
the President of the Court on aproposal by the Registrar. Heads and deputy heads of
the Sections of the Registry ('Section Registrars' and 'Deputy Section Registrars') are ex
o cio acting as non-judicial rapporteurs. Non judicial Rapporteurs are not be confused
with 'Judge Rapporteurs'.
According to the provisions of the ECHR:
"[T]o consider cases brought before it, the Court shall sit in asingle-judge
formation, in committees of three judges, in Chambers of seven judges and in
aGrand Chamber of seventeen judges."
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3.5.3.5 Grand Chamber
Grand Chamber consisted of seventeen judges (and at least three substitute judges)
is the principal judicial organ of the ECtHR. Members of the Bureau (permanent
members) and the judge elected in respect of aState Party (ad hoc member) concerned
are ex o cio members of the Grand Chamber. If aChamber relinquishes its jurisdiction
under certain circumstance in favor to the Grand Chamber in agiven case, the President
of the Chamber concerned become also amember (ad hoc member) of the Grand
Chamber. If aparty refers the case to the Grand Chamber after the judgment of the
Chamber, the Chamber's president become amember of the Grand Chamber (ad hoc
member). e remaining seats in the Grand Chamber are allocated from case to case
by drawing of lots by the President of the Court and in the presence of the Registrar. In
case of advisory proceedings only the members of the Bureau act as ex o cio members of
the Grand Chamber. If the case is referred to the Grand Chamber by the Committee of
Ministers to decide whether aparticular state ful ls its obligation to enforce ajudgment,
the judges of the Committee or the Chamber that delivered the judgment are also acting
as ex o cio members of the Grand Chamber.
Panel of Five Judges
e Panel of Five Judges is the body of the Grand Chamber having the function to lter
cases that referred to the Grand Chamber by parties of that case after the judgment
of the Chambers. As arule, members of the Panel of Five Judges are the President of
the Court, two presidents of Sections designated by rotation and two other judges
designated by rotation.
3.5.3.6 Chambers
Chambers are composed of seven judges and constituted from Sections. President of
the Chambers are the presidents of Sections. In addition the judge elected on behalf
of the state concerned in the procedure is also an ex o cio member of the Chamber.
e other members of the Chamber are designated by the president of the Section on
arotational basis. Number of members of the Chambers can be decreased from seven to
ve for a xed period if on the motion of the Plenary Court the Committee of Ministers
of the CoE unanimously decides so.
3.5.3.7 Committees
Committees can be set up within each Chambers for a xed period of twelve months
by rotation among the members of each Section. Total number of committees to be set
up is decided on by the President of the Court.
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3.5.3.8 Single Judges
Single judges are elected judges of the Court who are – if sitting as single judges –
responsible for ltering the applications on grounds of the admissibility criteria. Single
judges are appointed by the President of the Court and there are some ex o cio single
judges. When sitting as asingle judge, ajudge cannot examine any application against
the State Party in respect of which that judge has been elected.
3.5.3.9 Ad hoc Judges
Ad hoc judges can be nominated by the States Parties in the same manner as 'ordinary'
judges. When an elected judge in respect of State Party concerned is 'unable to sit in
the Chamber, withdraws, or is exempted, or if there is none, the President of the Court
shall choose an ad hoc judge, from alist submitted in advance by the Contracting
Party containing the names of three to ve persons whom the Contracting Party has
designated as eligible to serve as ad hoc judges for arenewable period of two years.'
3.5.3.10 Common-interest Judges
In case of two or more States Parties have common interest either as applicants or
respondents, the President of the Court may call on them to appoint acommon-interest
judge acting on behalf one of the States Parties concerned. Common-interest judges
are ex o cio members of the judicial formation in which the case of the States Parties
having common interest is to be debated.
3.5.4 Proceedings of the ECtHR
According to the provisions of the ECHR, the ECtHR has jurisdiction to all matters
concerning the interpretation and application of the ECHR and the protocols thereto
which are referred to it. In the question of whether the ECtHR has ajurisdiction or
not, the Court decides.
Procedures of the Court can be initiated by ling acomplaint at the Registry. is
means also there is no procedure ex o cio at the ECtHR. ere are two main types of
procedures of the Court:
tAdversary procedure ('inter partes procedure') or
tAdvisory procedure.
3.5.4.1 Adversary procedure at the ECtHR
Adversary procedure can be initiated either by individuals ('individual application') or
aState Party ('inter-state cases'). While applicants can be both individuals and States
Parties, only States Parties can be respondents in this type of procedure.
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3. European protection of human rights
Individual applications
Any individual claiming to be the victim of aviolation by one of the States Parties of
the rights set forth in the ECHR or its protocols may submit an application to the
ECtHR. e term 'individual' covers any person, non-governmental organization and
group of individuals. States Parties must not hinder in any way the e ective exercise
of this right. Before applying so, individuals should meet with certain preconditions
called the admissibility criteria.
e Admissibility Criteria
ECtHR rejects any application which it considers inadmissible at any stage of the
proceedings. e application can be inadmissible on three type of grounds:
tInadmissibility on procedural grounds;
tInadmissibility on grounds relating to the Court's jurisdiction; and
tInadmissibility based on the merits.
Inadmissibility on procedural grounds
e ECtHR consider an application inadmissible on the following grounds:
tNon-exhaustion of domestic remedies;
According to the generally recognized rules of international law, exhaustion of
domestic remedies in such situations is an obligation stemming from customary rules
that was recognized – inter alia – by the case law of the International Court of Justice
and it was con rmed by other international treaties, too. ECtHR is not an appellate
body of the domestic judiciary but it has only asubsidiary function in this sense.
Primary aim of this admissibility criterion is that the human rights violations should
be remedied at domestic. Lack of e ective and available domestic remedy in agiven
case, the applicant can directly apply for the ECtHR.
tNon-compliance with the time-limit;
ere is areasonable time-limit in which the victim of the alleged human rights
violation should le his or hers application to the Court. Accordingly, the complainant
must apply for the Court within aperiod of six months from the date on which the
nal domestic decision in his or hers case was taken. After entering to force, Protocol
15 will decrease this time-limit to four months. Starting point of the time period runs
from the date on which the applicant and/or his or her representative has su cient
knowledge of the nal domestic decision. If there is no e ective remedy available the
time-limit runs from the date on which the act complained of took place or the date
on which the applicant was directly a ected by or became aware of such an act or had
knowledge of its adverse e ects.
tAnonymous application;
ECtHR does not deal with any application that is anonymous.
tRedundant application;
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ECtHR does not deal with any application that is substantially the same as amatter
that has already been examined by the Court. An application is considered as being like
this, where the parties, the complaints and the facts are identical.
tApplication already submitted to another international body;
ECtHR does not deal with any application that has already been submitted to
another procedure of international investigation or settlement and contains no relevant
new information.
tAbuse of the right of application.
e following facts can be constituted as the abuse of the right of application:
misleading information, use of o ensive language, violation of the obligation to keep
friendly-settlement proceedings con dential; application manifestly vexatious or devoid
of any real purpose; and some other cases.
Inadmissibility on grounds relating to the Court's jurisdiction
e Court declares inadmissible an application if it is incompatible with the provisions
of the ECHR or its protocols. is relates to the question of whether the Court has
ajurisdiction to decide, or not. e following aspects have relevance in connection
with this issue:
tIt is required, the alleged violation of the ECHR or its Protocols to have been
committed by aContracting State or to be in some way attributable to it
('rationae personae');
t
It is not possible to bring an application against an individual ('rationae
personae');
t
Applicants must be individuals in the sense of the provisions of the ECHR
('rationae personae');
tApplicant must be able to show that they are victim of the alleged violation
('rationae personae');
tApplications can be brought only against states or international organizations
that are parties to the ECHR or its protocols concerned ('rationae personae');
t
e alleged violation had to be taken place within the jurisdiction of the
respondent State or in territory e ectively controlled by it; ('rationae loci');
t
If the alleged violation was taken place in dependent territory of the respondent
state, it is inevitable the state concerned made adeclaration before the application
was lodged, in which it extended the application of ECHR to the dependent
territory in question; ('rationae loci');
tFirstly, the alleged violation should be occurred after the ECHR or its protocol
concerned entered into force and also after the rati cation of the respondent
state; (rationae temporis')
t e right that was allegedly violated must be protected by the ECHR or its
protocols ('rationae materiae').
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Inadmissibility based on the merits
Inadmissibility of the application can be established in two cases:
t e ECtHR declares inadmissible any individual application if it is manifestly
ill-founded; or
t e applicant has not su ered asigni cant disadvantage.
Proceedings at the Court
e o cial languages of the ECtHR are the English and the French language. However,
in case of individual applications, all communications between the applicants and the
Court may be carried out in one of the o cial languages of the Council of Europe until
the respondent has been given notice of the application. As arule, after the respondent
latch on to the proceeding the language of the procedure is one of the o cial languages
of the Court. States Parties are represented by agents, who can call for the assistance
of advocates or advisers. Individuals are either by represented or represent themselves
in the initial stages of the proceedings. As arule, individuals must be represented by
advocates authorized to practice in any of the States Parties and resident in the territory
of one of them, or any other person approved by the President of the Chamber after
the respondent had been noti ed about the application.
First of all, asingle judge examines the application on whether it is admissible. If he
or she nds the application inadmissible based any of the criteria mentioned above, the
ECtHR rejects the applications and the decision on admissibility is nal. If the single
judge considers the application admissible, he or she forwards it either to aCommittee
or aChamber for further examination. Both the Committee and the Chamber can
consider the application as inadmissible at any stage of the proceedings and reject the
application. Decision on rejecting an application is nal. If the application is admissible
and it relates to an issue that is already the subject of the well-established case law of
the ECtHR the Committee judge on the merits. One of the Chambers will render
the judgment in any other cases. As arule, the judgments of both the Committees
and the Chambers are nal. Judgments of Chambers are not nal, if – under certain
circumstances – the Grand Chamber renders ajudgment. e Grand Chamber decides
in the most important cases having the possibility to render judgments in the occasions,
as follows:
tRelinquishment of jurisdiction;
Any of the Chambers may relinquish its jurisdiction in favor of the Grand Chamber
in acase pending before it that raises aserious question a ecting the interpretation
of the Convention or its protocols, or where the resolution of aquestion before the
Chamber might have aresult inconsistent with ajudgment previously delivered by the
Court. e Chamber is not allowed to relinquish its jurisdiction if one of the parties
to the case objects this step. After the Protocol 15 enters into force, the parties to the
case cannot object the relinquishment any more.
tReferral to the Grand Chamber;
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After the Chamber rendered ajudgment in acase, any party to that case may request
the case be referred to the Grand Chamber within three months from the date of the
judgment if certain conditions occur. A panel of ve judges of the Grand Chamber
shall accept the request if the case raises aserious question a ecting the interpretation
or application of the Convention or the protocols thereto, or aserious issue of general
importance. If the panel accepts the request, the Grand Chamber shall decide the case
by means of ajudgment.
tDecision on issues whether aState Party refuses to abide by a nal judgment
in acase to which it is aparty.
is question can be referred to the Grand Chamber by the Committee of Ministers
and by amajority of two-thirds. If the Grand Chamber nds aviolation of the obligations
of aState Party, it refers the case to the Committee of Ministers for consideration of
the measures to be taken. All these judgments and decisions of the Grand Chamber
are nal. Final judgments and decisions of any kind are to be published. Reasons must
be given for judgments as well as for decisions of any kind. Any judge may deliver
aseparate opinion if he or she, in whole or in part does not agree with the judgment.
States Parties to the case undertake to abide by the nal judgment of the Court.
Inter-State cases
According to the provisions of the ECHR, any State Party may refer to the ECtHR any
alleged breach of the provisions of the Convention and its protocols by another State
Party. Chambers have jurisdiction to make decisions in inter-state applications. Inter-
State cases are extremely rare as compared to individual applications. Only seventeen
applications of this kind have been led so far.
3.5.4.2 Advisory procedure
Similarly to many other international courts or tribunals, the ECtHR is also authorized
to deliver advisory opinions under certain circumstances. Aim of the advisory procedure
is to deal with legal questions concerning the interpretation of the ECHR and its
protocols. Such opinions shall not deal with any question relating to the content or
scope of the concrete human rights de ned in the ECHR and its protocols or with any
other question which the Court or the Committee of Ministers might have to consider
in consequence of any such proceedings as could be instituted in accordance with the
Convention. Only one organ of the Council of Europe is entitled to request an advisory
opinion, namely the Committee of Ministers. Under the relevant provisions of ECHR
the Committee of Ministers may request an advisory opinion by amajority vote of
the representatives entitled to sit on the Committee. Request for an advisory opinion
should indicate fully and precisely the question on which the opinion of the ECtHR
sought and the date on which the Committee of Ministers adopted the decision on
this issue. Besides, the rquest for an advisory opinion should also contain the name and
address of the person appointed by the Committee of Ministers to give the ECtHR any
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explanations which it may require in this case. States Parties are allowed to make written
and oral comments in the advisory proceeding to the question asked by the Committee
of Ministers. It is the duty of the Grand Chamber to decide on the admissibility of
the request and also to deliver the advisory opinion. Contrary to judgments, advisory
opinions have no binding e ect but they are communicated to the Committee of
Ministers. Similarly to judgments, advisory opinions are reasoned as well. Only in three
occasions were the Court called up to deliver an advisory opinion so far, while only two
of them felt within the jurisdiction of the ECtHR. One of the cases was related to the
question of whether the ECHR's criteria for o ce of the judges are exhaustive, while
the other was concerning on the issue whether the list of judges submitted by aState
Party could be revoked or not.
e system of the advisory procedure will be signi cantly improved by Protocol
16 if it enters into force. Highest courts and tribunals may request advisory opinions
from the Court under the new provisions on questions of principle relating to the
interpretation or application of the rights and freedoms de ned in the Convention or
in the protocols. Possible highest courts and tribunals include only those which were
authorized by doing so by the declaration of States Parties made at the time of singing
or ratifying Protocol 16. In addition, these tribunals and courts are allowed to request
such advisory opinions only in the context of cases pending before them. When sending
the request, courts or tribunals should indicate the reasons for the request and provide
the relevant legal and factual background of the pending case. After checking the request
by the Panel of Five Judges, the Grand Chamber delivers the advisory opinion. Such
advisory opinions are not binding either.
3.5.5 Execution of judgments and decisions of the European Court
of Human Rights
In case of adversary procedures, the execution of the Court's judgments and decisions
becomes aquestion of vital importance.
Under the European Convention of Human Rights (Articles 46 and 39, Paragraph
4), states party have undertaken the obligation to comply with nal judgments of the
European Court of Human Rights, if it nds violations of the Convention. e same
obligation is applicable to the cases, where aCourt decision takes note of friendly
settlement of adispute.
e execution of decisions and judgments of the Court, and the adoption of the
necessary execution measures needed for that is supervised by the Committee of
Ministers of the Council of Europe. is is the most important political body of
the Council of Europe, made up of ministerial representatives of the governments of
the 47 member states, representing its whole political community. For this task, it is
assisted by aseparate department, the Department for the Execution of Judgments
of the Court, which operates within the Directorate General of Human Rights and
Rule of Law.
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While states are under unconditional legal obligation to remedy the violations found
by the Court, they enjoy aconsiderable margin of appreciation regarding the means
they have to apply. e reason is, that many times the actual cases are so di erent that
it would be nearly impossible to provide for ageneral solution, applicable to each and
every situation. at is the reason, why the Convention itself does not address explicit
and detailed solutions. Methods of execution of judgments are decided by the state
concerned, but it has to calculate with the strict supervision of the Committee of
Ministers, which generally does not allow states to ignore this obligation of theirs. If
needed, even the Court itself can assist the execution of the judgment, this is the case
in particular with the pilot-judgment procedure, which is to be used in situations of
some major structural problems, resulting in abig number of human rights complaints
against aparticular state.
Depending on the case the Court's judgment was brought on, execution measures
to be taken may be of individual or of general nature.
Individual measures are of utmost important as the primary aim of the execution of
ajudgment is to end the human right violation in the situation and provide remedy
to the maximum possible extent for its negative consequences for the applicant. e
most often method is the ordering of the payment of any sum by the Court as just
satisfaction or in case of friendly settlement, according to the agreement between the
parties. For the case of alate payment, adefault interest to be paid is ordered by the
Court's practice. However, in alot of cases monetary compensation can not adequately
handle the consequences of aviolation, what's more, they would not help the prevention
of other violations, for this reason, the Committee of Ministers has to make sure that
the states' authorities remedy the violation by any other individual measures capable to
achieve this goal. Even the judgments of the Court themselves may contain additional
recommendations, if it is deemed to be necessary.
Individual measures may be (examples):
treopening of criminal proceedings with aresult or procedural elements found
to be contrary to the Convention;
treopening of any other o cial proceedings with aresult or procedural elements
found to be aviolation of human rights recognised by the Convention;
t
revocation of expulsion orders that are found to be contrary to the Convention,
for example with which the applicant would be exposed to the risks of torture
or ill-treatment, in the country of destination;
t
restoration of contacts between children and parents separated either unlawfully
or in amanner or due to aprocedure later found aviolation of the Convention.
General measures may be needed not only to execution judgments, but also to
prevent possible violations of similar nature. ese can be changes of legislation,
changes in the practice of state authorities or the case law of domestic courts or other
measures. In some cases the interpretation of the domestic constitution may depend
on the Court's decisions, as states' constitutions usually provide for the supremacy of
norms of international law, and legally binding judgments delivered as aresult of an
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adversary procedure are considered to be authoritative interpretations of the provisions
of the Convention, having the same legal binding power. Whatever the solution applied
by the states, e ectiveness of these possible domestic remedies is of utmost importance.
Application of general measures may be considered obligatory by the states in
situations, when it seems obvious from an actual case, that asimilar cases will produce
the same result in front of the Court. Still, in can be seen that sometimes states may tend
to pre-calculate possible consequences of their actions, for example non-application of
general measures, rather taking the risk of more lost cases – especially if the Court's
decision meets considerable resistance from the state's political actors.
In many states domestic authorities are responsible for giving direct e ect to the
Court's judgments and overall practice. On one hand, this is very useful as execution
is not fully subject to the government, rather the (theoretically) independent judiciary.
In these cases, publication and dissemination of the Court's practice (translated and
commented, if necessary) is also needed to ensure proper application and the existence
of e ective domestic remedies.
As mentioned earlier, the Committee of Ministers is responsible for supervision of
the execution of judgments and decisions of the European Court of Human Rights.
Every case is held under supervision right until it gets closed by the required measures,
and a rmed by a nal resolution from the Committee. is proceeding starts with the
Court's judgments and decisions becoming nal. At this time, states have to inform
the Committee about the measures they plan to take or have taken, which "action
plan" is later evaluated in an "action report". e supervision process provides for an
additional very important possibility that serves the interests not only of the applicants,
but the whole community and European system of human rights: the applicants, NGOs
and the National Institutions for the promotion and protection of Human Rights
can submit communications in writing, which my draw the Committee's attention to
possible malpractices or non-compliance of the states.
e execution of results of advisory procedures is adi erent issue: as these do not lead
to alegally binding decision, this question does not seem to be important. However, it
is important to mention that advisory opinions have avery important role in forming
the Court's own practice, state practice, and with the entering into force of Protocol
16, even the directly the practice of states' domestic courts.
3.6 e European Union and Human Rights
3.6.1 A historical development
When the EU's predecessor, the European Economic Community was founded in 1957,
the protection of human rights was not seen as being apriority of the organization.
e founding member states of the EEC were also members of the Council of Europe
and they assumed international undertakings on human rights protection under the
European Convention on Human Rights. At the core of integration process within the
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EEC economic interests prevailed and little attention was paid to the question of human
rights. Besides the existing international standards elaborated within the Council of
Europe, each EEC member state was considered to have asolid constitutional structure
for guaranteeing the protection of human rights, thus this question was considered to
be irrelevant within the EEC. Nonetheless serious concerns emerged for the respect for
fundamental rights in the activities of Community institutions, since these institutions
were supranational in their character and in this way were not bound by the national
constitutional law of any of its member states. e risk existed that EEC bodies may
violate fundamental rights of individuals guaranteed them under their own domestic
law and under CoE European Convention without there being aremedy against such
violations.
ese worries have become even more visible after the European Court of Justice
(ECJ) proclaimed the principle of the supremacy of Community law over the domestic
law of member states (Costa v. ENEL Case, 1964). is doctrine was challenged by
various domestic courts on constitutional basis and as areaction to these concerns the
ECJ held in aseries of decisions that fundamental rights are enshrined in the general
principles of Community law protected by the Court and inspired by the constitutional
traditions of member states (Stauder v. Ulm Case, 1969). e European Court of
Justice was established in the EEC as ajudicial forum entitled to interpret Community
law and to take decisions in the legal disputes between community institutions and
member states. Individuals and companies were also entitled to submit complaints
at the ECJ against community institutions in disputes related to the application of
community law. Under its legal authority the ECJ could set up the basic principles for
the respect for human rights within the EEC even if special provisions on fundamental
rights were missing for along time in community law. is caused serious problems in
understanding the speci c content of human rights protection in the EEC.
For the rst time, the Single European Act (1987) adopted the view of taking
the European Convention as abasis in the EEC as well, and explicitly referred to
the ECHR. In its Preamble it stated that signing states are determined "…to work
together to promote democracy on the basis of the fundamental rights recognized in
the constitutions and laws of the Member States, in the Convention for the Protection
of Human Rights and Fundamental Freedoms and the European Social Charter,
notably freedom, equality and social justice". A big step was taken on this road with
the establishment of the European Union in 1992 by the Maastricht Treaty. e
Treaty of European Union made human rights an obligation of the Union. Later, the
Treaty of Amsterdam (1999) formally incorporated human rights by requiring that the
"union shall respect fundamental rights, as guaranteed by the European Convention
(…) as general principles of Community law" (at that time Art. 6). Parallel with these
internal developments, the respect for human rights has become – in the so-called
1993 Copenhagen Criteria on membership – one of the political preconditions for any
candidate country's accession to the EU. Still in its external relations, the EU is seen as
apowerful promoter of human rights. Human rights clauses are included in more than
fty trade or aid agreements stipulated by the EU with foreign states. e European
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3. European protection of human rights
Parliament is also active in this eld, since 1998 it has issued annual reports on human
rights in the world. ese reports help determine the EU's bilateral and multilateral
policies with non-member states.
e Treaty of Amsterdam introduced anew non-discrimination provision in Article
13 EC, which expressly confers legislative competence on the Community to combat
discrimination based on sex, racial or ethnic origin, religion or belief, disability, age,
or sexual orientation. For its part, the ECJ also contributed to the strengthening of
the principle of non-discrimination (among others see Defrene v. Sabena Case 1976;
Mangold v. Helm Case 2005), and it also decided in cases which deal with freedom of
religion, association and expression. e Treaty of Amsterdam also introduced asanction
mechanism for those member states which do not comply with the fundamental values
of the European Union.
As it is formulated today under Art. 2:
" e Union is founded on the values of respect for human dignity, freedom,
democracy, equality, the rule of law and respect for human rights, including the
rights of persons belonging to minorities.
ese values are common to the Member States in asociety in which pluralism,
non-discrimination, tolerance, justice, solidarity and equality between women
and men prevail."
According to present Art. 7:
"On areasoned proposal by one third of the Member States, by the European
Parliament or by the European Commission, the Council, acting by amajority of
four fths of its members after obtaining the consent of the European Parliament,
may determine that there is aclear risk of aserious breach by aMember State of the
values referred to in Article 2. Before making such adetermination, the Council
shall hear the Member State in question and may address recommendations to it,
acting in accordance with the same procedure. e Council shall regularly verify
that the grounds on which such adetermination was made continue to apply."
As areal sanction under this provision those member states that are found in "serious
and persistent breach" of these values are threatened that
"(…) the Council, acting by aquali ed majority, may decide to suspend certain
of the rights deriving from the application of the Treaties to the Member State
in question, including the voting rights of the representative of the government
of that Member State in the Council."
e Lisbon Treaty (2007) was innovative in di erent aspects in developing human
rights protection within the EU. First of all, the Treaty proclaims under Art. 6:
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"(2) e Union shall accede to the European Convention for the Protection of
Human Rights and Fundamental Freedoms. Such accession shall not a ect the
Union's competences as de ned in the Treaties.
(3) Fundamental rights, as guaranteed by the European Convention for the
Protection of Human Rights and Fundamental Freedoms and as they result
from the constitutional traditions common to the Member States, shall constitute
general principles of the Union's law."
Even if the accession of the EU raises some legal problems – like the relation of
the European Court of Human Rights to the Court of Justice, or the exceptional
participation, representation of the EU in the CoE Committee of Ministers – it is
usually seen as an important step towards auni ed European human rights regime.
Secondly the Treaty incorporated into primary EU law the European Charter of
Fundamental Rights.
3.6.2 e Charter of Fundamental Rights of the European Union
e Council (representing the governments of member states) decided to elaborate
aCharter of Fundamental Rights in 1999 at its meeting in Köln. e Charter was
adopted – as alegally non-binding declaration – in 2000 at Nice as ajoint declaration
of the Council, the European Parliament and the European Commission. Later during
the drafting of the European Constitution the Charter was incorporated in the Treaty
as Chapter II of the Constitution. Since the Constitution of the EU was rejected in
France and the Netherlands by referendum, it did not enter into force. e Lisbon
Treaty replacing the failed Constitution rea rmed that "the Union recognises the rights,
freedoms and principles set out in the Charter of Fundamental Rights of the European
Union (…) which shall have the same legal value as the Treaties" (Art. 6). Nonetheless
the same article also rea rms that "the provisions of the Charter shall not extend in
any way the competences of the Union as de ned in the Treaties."
e Preamble of the Charter expresses its aim "to strengthen the protection of
fundamental rights in the light of changes in society, social progress and scienti c and
technological developments by making those rights more visible in aCharter" and by
rea rming those rights deriving
"from the constitutional traditions and international obligations common to the
Member States, the Treaty on European Union, the Community Treaties, the
European Convention for the Protection of Human Rights and Fundamental
Freedoms, the Social Charters adopted by the Community and by the Council
of Europe and the case-law of the Court of Justice of the European Communities
and of the European Court of Human Rights."
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e rights enlisted in the Charter are divided into six categories (chapters): dignity,
freedoms, equality, solidarity, citizens' rights, and justice. Chapters I-III and VI
basically restate the rights enshrined in the ECHR, but in some parts the Charter
goes beyond the Convention guarantees: for example the Charter recognises the right
to conscientious objection to military service (Art. 10(2)) and one may nd other
rights expressly mentioned in these chapters of the Charter but not incorporated in
the Convention. ese rights include: aprohibition on tra cking in human beings
(Art. 5(3)); protection of personal data (Art. 8); respect for academic freedom (Art.
13); freedom to conduct abusiness (Art. 16); and rights of the child, elderly and
disabled (Arts. 24-26). It is likely that the most innovative approach of the Charter is
re ected in "Citizens' Rights" under Chapter V. is chapter o ers abroad catalogue of
political rights and principles of democratic governance: the right to vote and to stand
for o ce in domestic and European Parliament elections (Arts. 39-40); the right to
good administration (Art. 41); the right of access to documents (Art. 42); the right to
petition (Arts. 43-44); and the right to diplomatic and consular protection (Art. 45).
3.6.3 e Fundamental Rights Agency
e Fundamental Rights Agency (FRA) has been built upon the former European
Monitoring Centre on Racism and Xenophobia (EUMC), established by Council in
1997. e EUMC's task was to provide the Community and its Member States with
objective, reliable and comparable information and data on racism, xenophobia and
anti-Semitism in the EU. e FRA was established in 2007 with amore extended
mission. e FRA is requested to provide the EU institutions and Member States with
independent, evidence-based advice on fundamental rights. e FRA works as aspecial
agency of the EU and performs the following main tasks:
i) collecting and analysing objective and reliable information and data on the situation
of fundamental rights in the EU;
ii) developing reliable methodology for comparative analysis of the data;
iii) executing and funding research activities and publication of scholar reports on
issues related to the protection of fundamental rights
iv) providing assistance and expertise, writing reports and recommendations upon
request – or on its own initiative – for the European Council, the European
Commission or the European Parliament;
v) communicating and raising rights awareness, establishing good relations with the
civil society in promoting the culture of fundamental rights.
e FRA maintains particularly close links with the European Commission, the
European Parliament and the Council of the European Union and also with other
international organisations, such as the Council of Europe, the United Nations (UN)
and the Organization for Security and Co-operation in Europe (OSCE). To ful l its
mission it is also important to keep good contacts with governments, civil society
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organisations, academic institutions, equality bodies and National Human Rights
Institutions (NHRIs).
FRA covers the EU and its 28 Member States. In addition, candidate countries can
participate in the work of the Agency as observers (Turkey, the FYROM – Former
Yugoslav Republic of Macedonia), following adecision by the relevant Association
Council determining the particular nature, extent and manner of their participation in
FRA's work. e Council may also invite countries that have concluded aStabilisation
and Association Agreement with the EU to participate in FRA.
3.7 e Organisation for Security and Co-operation
in Europe and Human Rights
e Conference on Security and Co-operation in Europe was created by the Helsinki
Final Act in 1975 by 33 European states, including the Soviet Union, the USA and
Canada as well. e original mission of the CSCE was to o er apolitical forum for
discussion of security and human rights issues in Europe bridging all European states
independently of their deep ideological divides. After the collapse of the socialist bloc,
the CSCE became in 1994 the Organisation for Security and Co-operation in Europe.
Today the membership of the OSCE has grown to 57 nations, covering much of the
Northern Hemisphere. e CSCE made signi cant contribution to the extension of
international human rights principles in the socialist countries and this special mission
on strengthening human rights protection has not changed in the past 25 years either.
e experiences of the Cold War enabled the OSCE to continue to play amajor role
– often in close co-operation with the Council of Europe – in today's Europe and to
in uence human rights policies in many di erent states.
e Helsinki Final Act is amassive document consisting of four chapters or so-called
"baskets". Human rights issues are dealt with primarily in Basket I that proclaimed the
guiding principles. Among these two deal with human rights: Principle VII (respect
for human right and fundamental freedoms) and Principle VIII (equal rights and self-
determination of peoples). I 1989 the Vienna Concluding Document consolidated
the subject of human rights. It also established amechanism for dealing with non-
observance by states with their human dimension commitments. e Copenhagen
Document (1990), the Moscow (1991) and Helsinki (1992) Documents also extended
the scope of the Mechanism to make it more e ective. Today this Mechanism consists of
various processes including negotiations, mediation, and fact- nding. OSCE missions
of experts and rapporteurs are assisted by the OSCE O ce for Democratic Institutions
and Human Rights (ODIHR).
e OSCE catalogue of rights is largely di erent from that of traditional human
rights treaties – like the ICCPR, the IESCR or the European Convention on Human
Rights – in that, besides proclaiming basic individual human rights it also deals with
the rights of minorities, rule of law issues, democratic values, elections, etc. us OSCE
commitments cover abroad set of democratic and human rights values.
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OSCE undertakings do not have alegally binding character. Member States consider
OSCE documents as non-binding instruments proclaiming political commitments.
is implies that any Member State violating these commitments will face political but
not legal consequences. Still, even if non-compliance will not have legal implications,
it could have serious political repercussions. Nevertheless OSCE instruments even
without legally binding force proved to be auseful tool for national and international
NGOs seeking to promote the protection of human rights.
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4. Regional protection of human rights
4.1 American system of protection of human rights
4.1.1 Organisation of American States (OAS)
Regional human rights protection system on the American continent has been developed
in the framework of the Organization of American States (OAS).
Its founding document, the Charter of the Organisation of the American States has
been adopted in Bogota in April, 1948. It has entered into force in 1951, and it has been
amended later more times. Major amendments have been later the Protocol of Buenos
Aires (in 1967, entering into force in 1970); the Protocol of Cartagena de Indias (in
1985, entering into force: 1988); the Protocol of Washington (in 1992, entering into
force: 1997) and the Protocol of Mangua (in 1993, entering into force: 1996).
Today all thirty- ve independent states are members of the organisation, some of
them as founding members, while others have gained independency and membership
later, during the sixties and the seventies. Membership has also been in uenced by
political tensions arising on the continent, for example membership of Cuba was
suspended as aresult of pressure by the United States, as aconsequence of the Castro
coup and communist takeover. e chance for its restoration has been opened by
aresolution of the General Assembly in 2009, partly due to political changes on the
continent after the end of the cold war, namely the weakening of the in uence of the
United States. is resolution on Cuba (AG/RES. 2438) has terminated the one of
1962, but it has only created the chance to Cuba to get his membership back, it has not
created an automatic return. Cuba has declared numerous times ever since, that it does
not wish to become amember again. e membership of Honduras has been suspended
between 2009 and 2011, as an objection of member states against the ousting of the
head of state deemed to be legitimate by them. Membership rights of Honduras have
only been restored after democratic elections have been held.
e main body of the OAS is the General Assembly, which collects ministers of
foreign a airs and responsible for decision making since 1970. It employs simple or
two-third majority voting, and usually has one ordinary session every year. It can adopt
legally binding resolutions or legally not binding declarations.
e Permanent Council is an executive organ, operated by diplomats delegated by
member states. Its task is to execute decisions of the General Assembly and operation
of the organization.
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4.1.2 Historical development in the framework of the OAS
e Charter of the OAS, similarly to the UN Charter does not contain much reference
or exact provisions related to human rights. Protection of human rights is mentioned
in Article 3 Paragraph 1, among basic principles of the organization, but apart from
that, it does not contain enumeration of human rights or any guarantee of institutional
system for their protection.
But in the very same conference in Bogota, not only the OAS has been founded,
but also avery important resolution has been adopted at the same time. e American
Declaration of the Rights and Duties of Man is considered as being the founding
document of today's American human rights system. Similarly to the Universal
Declaration of Human Rights, this resolution has not had direct binding power as
adeclaration, but it can be considered as an authentic interpretation of the OAS Charter
and later its content has also gained recognized customary power. is very important
document has recognized twenty-seven human rights (both civil and political, and
economic, social and cultural rights), and identi ed ten duties. Although many of its
provisions have been developed and some of those have also been made obsolete by
future development, it still has an enormous e ect.
Unfortunately, right after the adoption of the Declaration, the development has
slowed down. e American continent had to face similar political and ideological
di erences, which were present in the UN system, and this has not provided for
achance to aquick development (contrary to the Council of Europe at that time).
4.1.3 Institutional development – the Inter-American Commission
on Human Rights
To strengthen the institutional environment of the American protection of human
rights, the OAS Council has created the body called Inter-American Commission on
Human Rights. ough this was an important step forward, there were some serious
concerns at that time about the fact that this had not happened by an international
treaty, and as aresult, the Commission had to face some problems: its status was weak
and argued by some OAS member states.
Its competences have also been limited, its primary task has been the preparation
of studies and reports. Later the Commission has developed the practice of country
reports based on these: that is being the practice of examining and analyzing agiven
state's human rights performance on aperiodic base. An amendment of the rules of
the Commission in 1965 has made it possible to the body to entertain individual
complaints, but the lack of asound international treaty basis of the operation of the
Commission itself has still posed asigni cant problem.
is was redressed by the Protocol of Buenos Aires in 1967. It has introduced
numerous amendments to the OAS Charter, its most important results have been
the preparation of ageneral American human rights convention (later becoming the
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American Convention on Human Rights) and the settlement of the status of the
Commission.
4.1.4 American Convention on Human Rights and its protocols
Finally in 1969, the American Convention on Human Rights has been adopted in
San José (entering into force in 1978). is serves as the basic treaty of the American
human rights system. Twenty-four out of thirty- ve OAS member states are party to
the Convention, but unfortunately there are some important countries missing from
this list. For example the United States or Canada has never rati ed the treaty, and
many smaller states also have not done it. What's more, in 1998 Trinidad and Tobago
has withdrawn from the Convention.
By examining the reasons of some states staying away from it, we can nd many
reasons, but luckily none of these would indicate a general rejection against the
Convention. For example Canada refuses to ratify the treaty because of its norms
prohibiting abortion, drafted by states with strong catholic roots. e United States
also nds aproblem with these provisions, as ratifying the treaty with this interpretation
could result in aserious domestic constitutional problem. While some commentators
argue that the Convention does not impose an absolute prohibition on abortion at all.
e Convention enumerates rst generation human rights and obliges states party
to respect those. Next to these rights it also mentions second generation human rights
in one article, but does not provide for detailed rules.
Similarly to other human rights treaties, the Convention allows for states derogating
from its provisions in cases of war, public emergency, or dangers to the state's
independency or security. But this is only possible for areasonable and limited time, and
other member states shall immediately be informed other states party via the secretary
general of the OAS. Additionally, the Convention also sets up acategory of human
rights of "absolute" nature, regarding to which this derogation is not allowed to any
states party.
ese human rights are: right to juridical personality, embodied in Article 3; right to
life, embodied in Article 4; right to humane treatment, embodied in Article 5; freedom
from slavery, embodied in Article 6; freedom from ex post facto laws, embodied in Article
9; freedom of conscience and religion, embodied in Article 12; rights of the family,
embodied in Article 17; right to aname, embodied in Article 18; rights of the child,
embodied in Article 19; right to nationality, embodied in Article 20; right to participate
in government, embodied in Article 23. e prohibition of derogation from these rights
extend to all the judicial guarantees essential for the protection of these rights.
e Convention has later been amended by two additional protocols. e Additional
Protocol to the American Convention on Human Rights in the Area of Economic,
Social and Cultural Rights (or just "Protocol of San Salvador") has added economic,
social and cultural rights to the catalogue of human rights protected by the Convention.
e Protocol to the American Convention on Human Rights to Abolish the Death
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Penalty (or "Protocol of Asunción") amends the Convention in connection with the
right to life, and abolishes the death penalty – but this has not become widely accepted
yet, currently only thirteen states party to the Convention has rati ed it.
e most important result of the Convention is the creation of the Inter-American
Court of Human Rights, which is the highest organ of human rights protection on the
American continent.
4.1.5 American institutions of human rights protection after
the Convention: the Commission and the Court
By the Protocol of Buenos Aires in 1967, the Inter-American Commission of Human
Rights has nally become an o cial organ of the Organisation of American States.
With this, it has gained inarguable legal basis for its future operation, so the member
states had to accept its existence, even if some of its competences could raise serious
questions to be decided.
ese questions have been raised around the core element of competences to be
exercised by the Commission respective of various OAS member states. e adoption
of the American Convention on Human Rights has become areality in the close future,
but it was foreseeable that not all OAS member states will ratify it immediately and
de nitely not in the same time, some of them may not even ratify at all. As aconsequence
of this fact, three possible set of competences have been allocated to the Commission:
1. competences related to every OAS member states;
2.
competences related to OAS members who become party to the American
Convention on Human Rights, thus becoming subject to other proceedings as
well;
3. competences related to OAS members who do not become party to the American
Convention on Human Rights.
e seat of the Commission is Washington D.C., United States. Its members are not
states but individuals, seven human rights experts who are elected by the OAS General
Assembly from the nominees put forward by OAS member states. Every member
state may nominate three persons, at least one of which must be acitizen of another
member state. Members of the Commission are eligible for re-election once. Elected
members have to act in their individual capacity, independently and has to meet strict
incompatibility criteria. e Commission acts on behalf of the whole Organisation of
American States.
Tasks of the Commission are complex, they are organized around the general duty
to supervise OAS member states' human rights performance, via complaints by other
states, NGOs or individuals, if needed. It may examine violations of the provisions of
either the American Convention on Human Rights (if the state is aparty to it) or the
Declaration of 1948, if its preconditions are met (for example, domestic remedies have
been exhausted). e results of its examinations are recommendations of con dential
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nature, which are addressed to the member state a ected, and the publication of
which are the ultimate sanction. Member states may subject themselves to astronger
jurisdiction, in these cases the Commission may examine the complaint on the merits.
If the proceeding leads to no result or any party requests, it may forward the complaint
to the Inter-American Court of Human Rights. Contrary to the European system, there
is no direct complaint procedure, so this is the only way for an individual complaint
to reach the Court.
e Inter-American Court of Human Rights, the main body responsible for
protection of human rights on the American continent with aseat in San José, the
capital of Costa Rica, has been created by the American Convention on Human Rights.
It has started its operation after the Convention has entered into force in 1979. Its
most important task is to observe states' practice related to the Convention, its most
important tool is that as ajudicial organ, it is capable of adopting legally binding
judgments. It has seven judges, elected by the OAS General Assembly for the term of
six years, and they can be re-elected only once. During their activities they have to act
in their personal capacity, independently and impartially.
Two kind of procedures are possible at the Court:
1. it can examine complaints leading to alegally binding judgment (adjudicatory
function) or
2. give advisory opinions, which are recommendations (advisory function).
e adjudicatory function of the Court may be exercised only if some conditions
are met. A very important di erence from the European system is that individual
complaints may only reach the Court through the Commission, as introduced
earlier, which means that there is no direct individual complaint procedure yet – the
Commission has to decide to take the case to the Court against the state concerned,
not the individual. Additionally, another di erence is, that the Court may only hear
the case if that state had accepted its contentious jurisdiction by adeclaration. is
declaration may be given on ablanket basis or only related to aspeci c, individual
case. Until today Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Dominican
Republic, Ecuador, El Salvador, Guatemala, Haiti, Honduras, Mexico, Nicaragua,
Panama, Paraguay, Peru, Suriname, Uruguay, and Venezuela have consented to the
Court's jurisdiction on apermanent basis.
e proceeding consists of awritten and an oral phase, the judgment is binding
on the parties. Appeal is not possible, only an interpretation of the judgment may be
requested from the Court within 90 days. Judgments may oblige the state concerned
to pay compensation or even to amend its domestic legal provisions if needed.
e advisory function of the Court is avery important tool to develop asingle legal
practice related to human rights recognized by the Convention, and other American
human rights treaties. It can be initiated by any OAS agencies or member states (not
only states party to the Convention), and it is interpreted widely by the Court: it can
even extend to questions regarding of member states' domestic legal provisions' or
planned provisions' consistency with the provisions of the Convention.
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Based on an agreement between the Court and Costa Rica, the Inter-American
Institute of Human Rights has been founded in 1980. It is an independent international
scienti c institution, with the aim of the support and development of human rights
education and research, with special attention paid to American matters.
4.1.6 Other OAS human rights conventions
Next to the Convention, more other international human rights law treaties have been
adopted in the framework of the OAS, gradually building up aregional human rights
system of the Americas.
Among the most important ones we nd the Inter-American Convention to Prevent
and Punish Torture, adopted in 1985, which has followed the UN Torture Convention
(see Chapter 17). e de nition of torture, obligations of states party is very similar to
the provisions of the UN treaty. e Convention vests the Inter-American Commission
on Human Rights with the task of observation of practice of states party, which includes
any legislative, judicial, administrative, or other measures they adopt in application of
the Convention.
Two human rights treaties of basic importance has been adopted on the twenty-
fourth regular session of the OAS General Assembly, held in Belem do Para, Brazil,
on September 6, 1994: the Inter-American Convention on Forced Disappearance
of Persons and the Inter-American Convention on the Prevention, Punishment and
Eradication of Violence Against Women.
e Inter-American Convention on Forced Disappearance of Persons addresses
a human rights problem that has unfortunately been a serious issue through the
history of some American states, which explains its codi cation under these regional
framework. e Convention quali es forced disappearance acrime similarly to torture
and provides for asimilar set of legal rules being applicable regarding it. So far it has
been rati ed by fteen OAS member states.
e Inter-American Convention on the Prevention, Punishment and Eradication
of Violence Against Women, often referred to only as the "Convention of Belem do
Para" addresses "any act or conduct, based on gender, which causes death or physical,
sexual or psychological harm or su ering to women, whether in the public or the private
sphere". is widely accepted Convention (only Canada and the United States have
failed to ratify it so far) applies the same method as other OAS human rights treaties in
relation to these actions, while additionally, its Article 5 also provides for gender equality
concerning the enjoyment of civil, political, economic, social and cultural rights, and
the full protection of those.
A very speci c and important treaty has been adopted in 1999 by the OAS Assembly,
the Inter-American Convention on the Elimination of All Forms of Discrimination
against Persons with Disabilities.
e Inter-American Democratic Charter has been adopted by the OAS General
Assembly at its special session held in Lima, Peru, on September 11, 2001. e states
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4. Regional protection of human rights
party recognise respect for human rights as ageneral obligation and democracy as
aprecondition to it. e Charter provides for the right to democracy, to rule of law, fair
elections and transparent character of the operation of states. Special attention is being
paid by the Charter to possible joint actions in situations of unconstitutional changes
of governments, to prevent these, election observers or sanctions can be applied.
4.2 African System of Human Rights
4.2.1 Historical development in the framework of the OAU / AU,
AU and the African system
e Organization of African Unity (hereinafter: the OAU) was established by thirty-two
African states by signing the OAU Charter in 1963 as the rst regional (continental)
international organization of Africa. OAU was based in Addis-Ababa, Ethiopia and its
primary aim was to serve as aforum for dialogue and cooperation among the African
states and also to foster the decolonization process throughout the continent. Each
African States gained membership in the OAU in line with decolonization, however,
Morocco renounced its membership in 1984 due to the admission of the Sahrawi Arab
Democratic Republic (commonly known as 'Western Sahara') as amember of the
organization. OAU was an international organization of a'traditional type' since its
functions could be sorted to three main areas: representative, executive and administrative
functions. One of its purposes were 'to promote international cooperation, having
due regard to the Charter of the United Nations and the Universal Declaration of
Human Rights'. e OAU Charter was replaced and the OAU was disbanded by the
Constitutive Act of the African Union (hereinafter: the Constitutive Act) that was
signed in Lomé in 2000 by fty-three African states. e Constitutive Act entered into
force ayear later and every African states have amembership in the African Union
(hereinafter: AU), however with the only exception of Morocco. e structural and
the functional framework of the African Union was based both on 'traditional type'
organizations as the UN and non-traditional organizations such as the European Union.
AU is featured by organizational and functional diversity. One of the objectives of the
AU is 'to promote and protect human and peoples' rights in accordance with the African
Charter on Human and Peoples' Rights and other relevant human rights instruments'
and for achieving this, the AU functions in accordance with the principle of respecting
human rights.
4.2.2 e Banjul Charter and its protocols
Signed in Nairobi, the core human rights instrument of Africa is the African Charter on
Human and People's Rights (hereinafter: Banjul Charter) that was adopted unanimously
by the Assembly of the OAU in 1981 and entered into force in 1986. Each member
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of the AU is party to the Banjul Charter with the only exception of South Sudan.
'Convention' would have been the title of these document originally, and by adopting
the term 'charter', the drafters wished to emphasize the signi cance of this instrument.
Unlike European regional human rights treaties, Banjul Charter contains provisions
of unusual and di erent kind. e preamble refers to Zionism pejoratively for instance
which the signatories undertake to eliminate. One can nd similar provisions only in
certain UN General Assembly resolutions and in the Arab Charter of Human Rights.
Furthermore, Banjul Charter protects not only individual human rights, but certain
collective rights of peoples and even it regulates the duties of individuals either. Article
1 of the Banjul Charter concerns on the commitments of the States Parties including
the legislative and other measures that the signatories should take to give e ect to the
rights and duties enlisted in the Charter. Certainly, the Banjul Charter contains anon-
discriminatory clause in which besides the regular protected statuses one unusual feature
occurs only such as the 'distinction on fortune'. Banjul Charter contains both civil and
political rights and economic, social and cultural rights and even some 'third generation'
rights that often overlap with certain collective rights as the 'right to development' or
the 'right to general satisfactory environment'. e rst and the second generations of
human rights are considered as interrelated and dissociated by the Charter. It is obvious
from the wording of the Banjul Charter, that the drafters and as amatter of course, the
African States prefer men vis-à-vis women instead of being neutral in this sense. Even
though the Charter intends to eliminate expressly the discrimination against women, it
uses arather paternalistic and androcentric approach through the text. Peoples are equal
and for promoting this principle the Banjul Charter covers the following peoples' rights:
tRight to existence;
tRight to self-determination (which is unquestionable and inalienable); relating
to the practice of this right, all peoples
– have the right to the assistance of the States parties to Charter in their
liberation struggle against foreign domination, be it political, economic or
cultural; and all colonized and oppressed peoples
– have the right to free themselves from the bonds of domination by resorting
to any means recognized by the international community.
tRight to freely dispose natural resources and wealth;
t
Right to the lawful recovery of property as well as to an adequate compensation
in case of spoliation;
tRight to economic, social and cultural development;
tRight to national and international security;
tRight to ageneral satisfactory environment favorable to development.
States have the duty to promote, ensure and safeguard the collective rights enumerated
above.
In addition, the Banjul Charter also have some provisions on the duties of individuals.
In general, individuals have duties towards 'his family and society, the State and other
legally recognized communities and the international community.'
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Accordingly, every individual should:
trespect and consider his fellow beings without discrimination, and to maintain
relations aimed at promoting, safeguarding and reinforcing mutual respect and
tolerance;
t
preserve the harmonious development of the family and to work for the
cohesion and respect of the family;
trespect his parents at all times, to maintain them in case of need;
tserve his national community by placing his physical and intellectual abilities
at its service;
tNot to compromise the security of the State whose national or resident he is;
t
preserve and strengthen social and national solidarity, particularly when the
latter is threatened;
tpreserve and strengthen the national independence and the territorial integrity
of his country and to contribute to its defense in accordance with the law;
twork to the best of his abilities and competence, and to pay taxes imposed by
law in the interest of the society;
t
preserve and strengthen positive African cultural values in his relations with other
members of the society, in the spirit of tolerance, dialogue and consultation and,
in general, to contribute to the promotion of the moral wellbeing of society;
t
Contribute to the best of his abilities, at all times and at all levels, to the
promotion and achievement of African unity.
4.2.3 Enforcement of African regional human rights treaties
e African Commission on Human and Peoples' Rights (hereinafter: ACHPR) has
been created to ensure the enforcement and the applicability of the Banjul Charter.
ACPHR is consisted of eleven members of high morality elected by the Assembly of
Heads of States and Governments of the AU for arenewable period of six years. Even
if not being mandatory, legal experience is an advantage for becoming a member of
this Commission. Members of ACHPR must be nationals of States Parties and no
more than one national of each State is allowed to be amember at the same time. e
most important functions of ACHPR are the interpretation of the Banjul Charter and
the deliberation of complaints submitted to it. Only States Parties, organs of the AU
and any other African international organization may request the interpretation of
the Banjul Charter. As regarding to complaint procedure, the Charter seems to prefer
States that may le complaints against another State Party if the latter allegedly violated
aprovision of the Charter. Interestingly, it is obligatory to exhaust local remedies – if
any – even in inter-State complaints. However, ACHPR may receive complaints other
than those from States parties (practically from individuals). All such cases the ACHPR
is allowed to decide on the merits and request the respondent State to do or not do
something. ACHPR is seated in Banjul, the Gambia.
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e Assembly of the Heads of States and Governments of the OAU adopted
aProtocol to the Banjul Charter in 1998 by which the African Court on Human and
Peoples' Rights (hereinafter: the African Court) was created. e Protocol came into
force in 2004, but only twenty-seven States among the AU members are parties to
it. According to the signatories' goal, the African Court is aiming at complementing
the ACHPR by which it strengthens the African system of protecting human rights.
Unfortunately, it is not easy to access to the African Court by individuals since only
the ACHPR, the applicant or the respondent States of aparticular case, the State Party
whose citizen is avictim of human rights violation, and African Intergovernmental
Organizations are entitled to initiate aprocedure at the African Court. In case of
deciding on the merits, the African Court renders ajudgment that is nal. Parties to the
case undertake to comply with the judgment. e African Court composed of eleven
judges whom elected by the Assembly of the AU for arenewable term of six years. e
seat of the Court is in Arusha, Tanzania. A separate international court, namely the
Court of Justice of the African Union was established by the Constitutive Act of the
AU acouple a years later. To avoid the duplication of courts, aprotocol was signed
under the aegis of the AU in 2008 aiming at the merging of the two courts in question
and establishing the African Court of Justice and Human Rights. However, this latter
protocol has not come into e ect, yet.
4.2.4 Other relevant OAU/AU treaties on human rights
In addition to the Banjul Charter, some other human rights-related international
treaties have also been adopted in the framework of the African regional cooperation
of which mainly two of them need aparticular attention. Firstly, the African Charter on
the Rights and Welfare of the Child that was adopted in 1990. is Charter provides
athorough protection of the rights of children in Africa and monitoring body, namely
the Committee on the Rights and Welfare of the Child was created as amonitoring
mechanism of this instrument. e Committee is authorized to receive communications
either from States or individuals in case of violation of its articles. Finally, an additional
protocol, the Protocol on the Rights of Women in Africa to the Banjul Charter
was adopted in 2003 with special emphasis on parental rights and widows' rights.
Unfortunately, the implementation mechanism of this protocol looks not su cient
enough, since nobody is entitled to turn to any of the African intergovernmental judicial
or quasi-judicial bodies when aState Party allegedly violates its provisions.
4.3 e regional mechanism of protecting human rights
in Asia
As it is well known, asingle and comprehensive regional human rights mechanism have
not emerged in Asia so far. Documents of the vast majority of the di erent regional
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4. Regional protection of human rights
and subregional Asian international organizations remain silent on this issue. Only the
Charter of the Shanghai Cooperation Organization (SCO) adopted in 2002 refers to
human rights as one of the main goals and tasks of the cooperation:
"to promote human rights and fundamental freedoms in accordance with the
international obligations of the member States and their national legislation."
However, another subregional forum, the Association of Southeast Asian Nations
(ASEAN) has some achievements on this matter, therefore it seems important to present
brie y the milestones of this organization.
ASEAN was founded by ve Southeast Asian States, namely Indonesia, Malaysia,
the Philippines, Singapore, and ailand by signing aDeclaration in Bangkok (ASEAN
Declaration or Bangkok Declaration) in the year of 1967. Further ve States acceded
the organization since then: Brunei (1984), Vietnam (1995), Laos and Myanmar
(1997), and Cambodia (1999). Papua New Guinea (observer but not submitted
aformal application yet) and Timor-Leste (submitted its application in 2011) can
gain membership in the future. e headquarters of the ASEAN is located in Jakarta
(Indonesia). ree States of the East Asian subregion such as China, South Korea
and Japan cooperate the organization within the so-called ASEAN Plus ree (APT).
Both the ASEAN and the APT have goals mainly relevant to economic, nancial and
cultural elds and also to promote regional peace and stability. To achieve these, ASEAN
established aFree Trade Area (AFTA) in 1992 and APT created an Asian Currency Unit
in 2005. ASEAN members strengthened their cooperation in 2007, when they adopted
the ASEAN Charter in Singapore. e supreme organ of the ASEAN is the Summit
(held at least twice ayear) composed of the heads of states or governments of the
Member States. Besides the ASEAN has other organs: Coordinating Council (comprises
the ministers for foreign a airs), Community Councils, aSecretariat (headed by the
Secretary-General) and other bodies. e organization wishes to establish the ASEAN
Community by the end of 2015 which will be based on following three pillars:
It was in 1993 when the question of human rights was rst raised on the agenda
of the organization. ASEAN Member States adopted adeclaration in Vienna on this
issue. One of the purposes of the ASEAN under the ASEAN Charter is to promote
and protect human rights and fundamental freedoms. Cooperation in the ASEAN is
based on the principle of respecting fundamental freedoms, promotion and protection
of human rights and the promotion of social justice. Also in the ASEAN Charter the
Member States decided to establish an ASEAN Human Rights Body which started
to work in 2009 as the ASEAN Intergovernmental Commission on Human Rights
(AICHR). One of the rst and key task of AICHR was to draft and elaborate an
ASEAN Human Rights Declaration which was nalized and adopted unanimously in
2012 (hereinafter: Phnom Penh Declaration). e Phnom Penh Declaration is featured
by abalance of rights and duties in uenced by certain Asian philosophical traditions.
e Phnom Penh Declaration contains both civil and political rights and economic,
social and cultural rights. Right to life is not absolute in this system since the Phnom
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Penh Declaration does not ban capital punishment for instance. e Phnom Penh
Declarations also recognizes some rights both as an individual and acollective human
right such as the right to peace or the right to development.
AICHR is an advisory body entrusted with promoting human rights but it is not
authorized to receive complaints from States or individuals or even reports from States.
However every individual is allowed to send the AICHR information on human rights
abuses about which the advisory body can get information from the State concerned.
AICHR shall report on its work each year to the ASEAN.
4.4 Arab system of protection of human rights
e rst Arab Human Rights Charter has been adopted in the framework of the League
of Arab States in 1994, but it has never entered into force, mostly because of concerns
regarding to some elements of its text and the overall political criticism it has been
drawing. ese concerns have been so serious that not even one single Arab state has
ever rati ed the Charter, and it had only been signed by Saddam Hussein's Iraq. e
Charter's text was very political, while it has lacked of any human rights enforcement
mechanism. After its adoption, acontinuous criticism of its de ciencies (by experts,
NGOs etc.) has ensured amomentum, and numerous experts' meetings and conferences
have been organised to pressure Arab governments to amend it.
During 2002 and 2003 the Council of the League of Arab States adopted resolutions
with the aim of "modernizing" the 1994 Charter, with the help of the Arab Standing
Committee on Human Rights. After lengthy consultations with member states,
independent experts and NGOs, the revised Arab Charter was adopted during the 16th
Ordinary Session of the Arab Summit, held on 23 May 2004 in Tunis. It has entered
into force according to Article 49, after the seventh rati cation, in 2008. Currently,
the Charter has been rati ed by thirteen states, namely Algeria, Bahrain, Iraq, Jordan,
Kuwait, Lebanon, Libya, Palestine, Qatar, Saudi Arabia, Syria, the UAE and Yemen.
e revised Charter still gives reason for debate. For example, the UN High
Commissioner for Human Rights in o ce at that time, Louise Arbour, in 2008 has
expressed concern over several of its provisions, similarly to some states and NGOs
ever since its adoption.
e Charter protects civil, political, economic, cultural and social rights. States party
undertake the obligation to implement and protect the rights and freedoms recognised
by the Charter. In more than 40 articles it enumerates acatalogue of human rights very
similar to other international human rights documents, on the basis of the principle
non-discrimination, embodied in Article 3.
Similarly to other treaties, the Charter makes it possible to astate party to take
measures derogating from its obligations under the Charter in some cases. But only
in exceptional situations of emergency, which threaten the life of the nation, and
with the condition that the state may only invoke this if it had o cially proclaimed
such an emergency, and these measures must not be inconsistent with their other
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4. Regional protection of human rights
obligations under international law and must not involve any unlawful discrimination.
Additionally, some provisions of the Charter are of absolute nature, from which no
derogation is possible. ese are for example, the right to life, prohibition of torture
and slavery, right to fair trial and the right to not be imprisoned for being unable to
ful l acontractual obligation.
e new and important elements of the revised Charter are the con rmation of
equality between men and women, guarantee of children's rights and of handicapped
persons.
But not all of the criticism of the 1994 version have found areassuring answer with
the amended revised Charter. Gender equality, mentioned in the previous paragraph
is vague at best: as Article 3 Paragraph 3 of the Charter provides for this equality
"within the framework of the positive discrimination established in favour of women
by the Islamic Shariah, other divine laws and by applicable laws and legal instruments",
assurance of real equality is uncertain. e Charter clearly fails to reassure doubts of the
international community, which had been echoed earlier in the objections to Islamic
states' reservations to the CEDAW.
An other serious aw of the Charter is the still obvious political nature of its text
at some point. e statement of the Preamble "Rejecting all forms of racism and
Zionism, which constitute aviolation of human rights and a threat to international
peace and security" and of Article 2 Paragraph 3., stating "All forms of racism, zionism,
occupation and foreign domination pose achallenge to human dignity and constitute
afundamental obstacle to the realization of the basic rights of peoples. ere is aneed to
condemn and endeavour to eliminate all such practices." are both directed against Israel,
which is apolitical element quite unusual in international human rights documents.
Paragraph 4 of the same article, which says "All peoples have the right to resist foreign
occupation." is also adirect referral to the Palestinian-Israeli con ict.
Additionally, the main criticism of the 1994 version unfortunately remains
unresolved, as no e ective enforcement mechanism has been created. e Arab Human
Rights Committee remains the only body responsible of monitoring states' execution
and compliance. It has seven members, who are elected for four years by the states
party, and then they shall serve in their personal capacity and fully independently and
impartially. ough the Committee receives periodic reports from states parties, but the
Charter creates no mechanism for accepting any petitions or complaints for violations
of the Charter. And although there were ideas for apossible "Arab Court on Human
Rights", the Charter has not made any steps towards this direction.
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5. International protection of minorities
5.1 Introduction
E orts by non-dominant groups to preserve their cultural, religious or ethnic di erences
emerged with the creation of modern nation-states in the eighteenth and nineteenth
centuries. e ideal of aunitary nation-state dominated political discussion about
the future of European nations in the 19th-20th century. Especially in this European
context, national homogeneity has become a nal goal for most nation-states. After
World War I the creation of new states in Central Europe referring to the principle
of peoples' right to self-determination lead to the need to address also the problems
of national minorities. e recognition and protection of minority rights under
international law began with the League of Nations through the adoption of several
"minority treaties".
When the United Nations was set up in 1945 to replace the League of Nations,
the international community largely lost interest in idea of creating anew regime
of international protection of minority rights. e universal protection of human
rights, the prohibition of discrimination in particular was thought to o er aremedy
for minority rights claims. Nevertheless problems related to minorities did not fade
away and later even the UN gradually developed anumber of norms, procedures and
mechanisms concerned with minorities.
e promotion and protection of the rights of minorities require particular attention
to be paid to issues such as the recognition of minorities' existence; e orts to guarantee
their rights to non-discrimination and equality; the promotion of multicultural and
intercultural education, nationally and locally; the promotion of their participation in
all aspects of public life; the inclusion of their concerns in development and poverty-
reduction processes; disparities in social indicators such as employment, health and
housing; the situation of women and the special concerns of children belonging to
minorities. Persons belonging to national or ethnic, religious and linguistic minorities
are also often victims of multiple discrimination and they may lack access to, among
other things, adequate housing, land and property, and even anationality. Nevertheless
until the 1990s there have been only afew special instruments relevant for minorities at
international level. Among these for along time Art. 27 of the International Covenant
on Civil and Political Rights (1966) was an outstanding provision in international
treaty law.
From the 1990s parallel to the democratic transition of former socialist countries in
Central and Eastern Europe, ethnic tensions and con icts related to minorities raised
concerns at international level as well. Minorities on other parts of the world are also
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often the victims of armed con icts and internal strife. Partly as aresponse to these
challenges several documents have been adopted on the protection of minority rights
within the UN (1992 Declaration – see below), the Council of Europe (1992 Language
Charter, 1995 Framework Convention – see below) and the Organization for Security
and Co-operation in Europe (1990 Copenhagen Document – see below).
5.2 De nition of "minority"
e discussion on the legal protection of minority rights at an international level,
primarily regards minorities, which distinguish themselves from the majority on
the basis of their "national or ethnic, religious and linguistic" identity (as most UN
documents list minorities).
e brief overview of terminological problems will show below, that rst of all
political considerations impede the adoption of auniversal terminology on minorities.
Noting that the de nition of "minority" is surely not asine qua non of the e ective
protection of minorities OSCE High Commissioner on National Minorities Max van
der Stoel stated:
"[t]he existence of aminority is aquestion of fact and not of de nition. [...]
I may not have ade nition of what constitutes aminority, I would dare to say
that I know aminority when I see one."
e de nition of "minority" is ahighly sensitive issue: the inclusion or exclusion
of speci c groups or individuals from the de nition is acrucial point, as it necessarily
delimits the addressees of speci c policy and legislative instruments. First, one has to face
the conundrum of liberal democratic regimes built on the respect for individual human
rights and fundamental freedoms, guaranteed to all citizens without any distinction.
Second, there is anatural expectation in every legal order to de ne in objective terms
the addressees of speci c legal regulations, and it is atruism that minority protection
ipso facto a ects only apart of the population. To meet both pre-requisites has always
been agreat challenge.
It shall be noted that besides 'minorities' in international documents, other terms
such as 'people' and 'nation' are also used interchangeably, without any clear de nition.
And existing practice in international relations does not always help in identifying the
clear-cut boundaries of these terms and especially the rights and right-holders associated
with them.
e case with the de nition of 'minority' is very similar, inasmuch as the lack of alegal
de nition o ers in many cases arelatively large margin of discretion to governments in
selecting those minorities to which they want to provide legal protection.
After 1945 the rst endeavours for a clari cation of the term "minority" have
appeared in the UN Sub-Commission on Prevention of Discrimination and Protection
of Minorities on the basis of amemorandum prepared by the Secretary General in
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5. International protection of minorities
1949 on the De nition and Classi cation of Minorities. Without reaching aconsensus,
within the Sub-Commission various working de nitions were formulated, still today
the best re ecting the classic approaches. According to the de nition provided by
Capotorti as aspecial rapporteur, in 1978 (with regard to Article 27 of the ICCPR),
a'minority' is:
"[a] group numerically inferior to the rest of the population of aState, in anon-
dominant position, whose members – being nationals of the state – possess
ethnic, religious or linguistic characteristics di ering from those of the rest of the
population and show, if only implicitly, asense of solidarity, directed towards
preserving their cultures, traditions, religion or language."
International documents on minority rights protection neither provide ade nition
of minorities nor set up clear-cut preferences on which minorities would be entitled
to international and domestic protection. Recent international political initiatives to
tackle minority problems in the Central and Eastern Europe have expressively focused
on traditional national or ethnic minorities.
5.3 Security concerns and human rights in international
minority protection
From alegal point of view, the actual regime of international minority protection is
arelatively recent development in international human rights law. Particularly relevant
were the adoption of the Universal Declaration of Human Rights (UDHR) in 1948 and
in aEuropean context, the European Convention on Human Rights (ECHR) which
do not provide any speci c provision for minority rights, however the inclusion of the
principle of non-discrimination and equality also at international level could be seen as
avery important instrument also for the protection of the rights of persons belonging
to minorities. Similarly the adoption of the Convention on Genocide or the inclusion
of discrimination based on "national or ethnic origin" in the International Convention
on Racial Discrimination reinforced respectively the right of minorities to existence and
the principle of equality irrespective of belonging to the ethnic or national majority
or minority within the state (on the principle of non-discrimination see also below).
e post-WWII pattern developed in the rst place by the United Nations signalled
aperiod of exclusive individual rights approach, and this was re ected also in the
adoption of the International Covenant on Civil and Political Rights (ICCPR) in 1966
which declared for the rst time in aUN treaty the speci c rights of minorities under
its Art. 27. ough this provision had alimited scope and was strongly rooted in the
individualistic approach of human rights protection.
e international protection of minorities started to get more attention only in
the 1990s, when rst the UN General Assembly adopted adeclaration on the rights
of persons belonging to minorities, and when especially in Europe the rights of
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minorities have become acentral issue in international relations. In aEuropean context
international organizations took an active role in addressing minority rights protection
in the 1990s both in the perspective of extending international human rights protection
and in reinforcing international stability and security. e protection of minority
rights emerged also strongly in asecurity perspective, signed by the adoption of CSCE
Copenhagen Document and other CSCE/OSCE declarations including references to
minorities. On the other hand in their legal protection under international law, the
adoption of the Framework Convention for the Protection of National Minorities
(FCNM) in 1995 and that of the European Charter for Regional or Minority Languages
(Language Charter) in 1992 were the most determining developments, which codi ed
the speci c rights of minorities in di erent areas from linguistic to political rights. e
FCNM was the rst international treaty exclusively dedicated to the rights of minorities
under international law as alegally binding document, establishing also asupervisory
mechanism on its implementation.
e 'new regime' of international minority rights protection, which emerged in
the 1990s however remains deeply embedded in the post-WWII international system
of human rights protection and features some basic characteristics. 1.) In principle it
does not depart from the individualist approach of modern human rights protection;
2.) it builds on the principle of equality and non-discrimination; 3.) minorities are not
acknowledged as political communities, the right to self-determination is not assigned
to them; 4.) the group character of minorities is not, or only, implicitly acknowledged;
5.) the rights of minorities are usually formulated in vague terms, o ering an ample
room for divergent governmental policies and interpretations.
e concept of international minority rights protection – in arather simplistic
formulation – may be seen as building on two equally powerful arguments: on one
side it is seen as the full extension of human rights to persons belonging to minorities,
while on the other hand from apolitical, security approach it is often conceived as
an appropriate political instrument of con ict-prevention/con ict-resolution. Today
most documents on minority rights – either, legally binding international treaties or
political declarations – adopted after 1989 in aEuropean framework, encompass both
approaches.
5.4 Minority rights and the international protection
of human rights
In broad terms, internationally protected human rights – as embodied in major UN
and CoE documents – have been said to present anumber of basic properties. ey
are declared to be universal and inherent (they belong to each and every human being
because of the inherent dignity of each and every human being and they are inalienable);
protected on the basis of equality and non-discrimination (di erential treatment has to
be based on proper reasons and justi cations); primarily designed to enable free choices
and individual development; and they are indivisible and interdependent.
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5. International protection of minorities
In this sense not only international legitimacy became closely related to the protection
of human rights in individual states, but also the responsibility of the international
community in promoting and protecting human rights gained apre-eminent role.
International legal instruments grant protection to the right to identity, from which
most of other speci c minority rights can be derived. e protection from genocide,
apartheid and from discrimination based on ethnic or national origin – which are
also corner-stones of the present international protection of human rights, as they are
declared in the relevant UN documents, mentioned above – all re ect the acceptance
of the right to existence.
5.5 International organisations and the implementation
of minority rights
Under international law, international organisations are by rule formed by states,
consequently the ambiguities characterising the treatment of minorities in general,
and the conceptualisation of minority rights in particular, are necessarily re ected in
the documents and actions adopted by international organisations.
e fundamental principles of the present international system are normatively based
upon the classic nation-state ideal, as unitary, politically independent and sovereign
entities of international relations. us, while human rights norms had become fully
internationalised, their implementation and enforcement remained almost completely
national. e values identi ed in human rights protection are common, but their
realisation primarily belongs to national competence. It implies that despite the strong
internationalisation of human rights protection, in practice the centrality of states has
not been questioned in this eld. is is particularly relevant for the international
protection of minority rights. First of all, the establishment of peoples' right to self-
determination, as auniversal human right, often surfaces in debates over minority
claims for any form of political control over aterritory or agroup of citizens (i.e. the
minority community).
As it usually happens, the state cannot necessarily provide an identity neutral
environment for its citizens in exercising their civil and political rights, thus substantial
minority claims (for preserving minority identity) require more than formal equality.
It also implies, that states, and international organisations face achallenge in de ning
identity-sensitive speci c rights, without questioning the historical foundations
of existing nation-states. Ideas on shared sovereignty, multi-level governance, and
autonomy are only marginally present in international documents.
In sum, international documents on minority rights regularly reinforce both aspects
of minority protection: acknowledging that speci c rights of minorities form an integral
part of universal human rights, while on the other hand stressing that the exercise of
minority rights shall contribute to political stability and peace, and shall not in any
way infringe the sovereignty of states. As the CSCE Copenhagen Document (1990)
stated under art. 30. that
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"[ e participating states] rea rm that respect for the rights of persons belonging
to national minorities as part of universally recognized human rights is an essential
factor for peace, justice, stability and democracy in the participating States."
But the Document also rea rms under art. 37 that
"None of these commitments may be interpreted as implying any right to
engage in any activity or perform any action in contravention of the purposes
and principles of the Charter of the United Nations, other obligations under
international law or the provisions of the Final Act, including the principle of
territorial integrity of States."
e duality of political (security) and normative-ideational (human rights)
considerations necessarily poses aquandary to the accommodation of minority claims,
and minority rights always trigger acombined approach.
5.6 Normative Principles in Minority Rights Protection
5.6.1 Non-discrimination and equal rights
e very basis of the legal status of aminority is the principle of non-discrimination.
Non-discrimination means that the law must not attach any negative consequences to
the fact that an individual belongs to aminority. e prohibition of discrimination
is indeed afundamental element for the e ective enjoyment of all human rights.
It is adeeply embedded norm in international law on human rights and it's widely
acknowledged also as apre-requisite of the protection of minorities.
Equality in this sense requires abstention from and prevention of discrimination. In
fact equality in dignity requires respect for the self-identi cation of the individual with
her/his group, and hence aright for the community to preserve its identity.
Although, minorities bene t from the principles of equality and non-discrimination,
an important distinction has to be made between the anti-discrimination approach
and minority rights. e UN Sub-Commission on Prevention of Discrimination and
Protection of Minorities gave useful indication on the matter by explaining the themes
of its mandate:
1.
Prevention of discrimination is the prevention of any action which denies to
individuals or groups of people equality of treatment which they may wish.
2. Protection of minorities is the protection of non-dominant groups which, while
wishing in general for equality of treatment with the majority, wish for ameasure
of di erential treatment in order to preserve basic characteristics which they
possess and which distinguish them from the majority of the population (…)
[if] aminority wishes for assimilation and is debarred, the question is one of
discrimination.
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5. International protection of minorities
So, the prohibition of discrimination is the rst step or the indispensable basis
for 'real' minority protection policy or legislation, but in itself cannot be asu cient
instrument.
If the principle of non-discrimination is converted from its negative aspect (no
negative consequences) into apositive formula, it says that minority members must
not have fewer, but the same rights (and duties) as any other citizen.
5.6.2 Special rights
As it was seen, non-discrimination and equal rights—even in a minority-centred
approach—do not normally su ce to enable the minority to maintain a distinct
collective identity. e special features of their identity are – by the very fact of
being di erent - threatened numerically, socially, economically and culturally by the
surrounding majority. e majority identity - or, as one could put it, the majority
culture - exercises acertain pressure for assimilation, which is all the stronger the more
aminority is integrated into the overall society, the more dispersed its members live and
the more exposed they are to the majority culture and assimilation to it. Maintaining
adistinct minority identity thus entails a' ght' against the pressure of the majority
culture. Special rights serve to equip the minority with the necessary means of defence.
us, special rights go further than mere equal rights (even in their minority-centred
approach): they give the minority and/or its members rights which are di erent from
those of the majority and which are speci cally addressed to them. ese special rights
are designed to account for the cultural di erences of the minority.
e basic forms of special minority rights are individual rights. e bearer of these
rights is the individual member of the minority community. Indeed speci c minority
rights can be formulated as an identity-sensitive extension of universal human rights,
i.e. there are few special individual human rights that are aimed exclusively at the
protection of minority identity. To acertain extent though, the individual rights of
minority members can create aspace where minority identity can be expressed. In
fact, speci c minority rights, as they are embedded in international documents usually
cover three main areas which are particularly relevant for the preservation of minority
culture and identity: a.) linguistic rights may comprise awide set of private and public
relation and areas where the use of minority languages is acknowledged; b.) the second
group of speci c rights are related to education on minority language; and c.) the third
speci c group of rights can be delimited as covering the right of minorities to e ective
participation in political, economic and social life. e most important problems in
this regard root in the vague formulation of state obligations which leave asubstantial
margin of discretion for states in shaping their legislation on minority rights. Even the
legally binding treaties re ect afragile consensus on speci c minority rights.
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5.6.3 Individual vs group rights
Furthermore, from aconceptual standpoint, it is also doubtful, whether rights assigned
to persons on an individual basis can ful l the primary goal of minority protection, i.e.
the protection of aspeci c minority culture and identity.
Indeed, many minorities feel the need to be granted rights which address the
minority as agroup.
In fact an additional limitation to the concept of "minority" is that international
documents in most cases acknowledge only the speci c rights of individuals belonging
to minorities, even if their rights can be exercised "in community with other members of
the group," (wording used in Art. 27 of ICCPR) the community as such is not overtly
entitled to these rights. is legal formulation does not deny the existence of minority
groups as such, but nor does it o er explicit legal protection to the group either.
Existing legal formulations of minority rights under international law are usually
exclusively interpreted in an individualist context. is was re ected also in the rejection
of CoE Parliamentary Assembly's Recommendation 1201(1993) on the additional
protocol on the rights of national minorities to the European Convention on Human
Rights. Art. 11. of the Recommendation reads as follows: "In the regions where they are in
amajority the persons belonging to anational minority shall have the right to have at their
disposal appropriate local or autonomous authorities or to have aspecial status, matching the
speci c historical and territorial situation and in accordance with the domestic legislation of
the state." is reference to a"special status" or to "appropriate autonomous authorities"
of minorities was seen by many member states as unacceptably o ering group rights.
is restrictive interpretation of minority rights re ects indeed the cautious approach
and the fears of many governments that the legal reinforcement of the community-
character of minorities potentially would lead to con ict between majority and minority
populations and this leads us to the more political justi cation of minority rights, i.e.
the concerns of international community to maintain peace and security.
Minorities with access to collective rights would come to enjoy widely assured
and accepted individual rights of persons belonging to minorities. Even though
when collective rights are interpreted as rights conferred to minority institutions -
either private or public - they typically centre on cultural issues. e establishment,
maintenance and administration of minority schools (perhaps even including the
drafting of teaching plans) are atypical example. However, culture is not necessarily the
only eld of collective rights. As amatter of fact, states can transfer competences to the
institutions of minority communities on awide range of policy areas from education,
through cultural matters to local territorial governance.
5.6.4 e right to autonomy
In this aspect it is noteworthy to distinguish between the right to autonomy and
other special minority rights. e right to autonomy has scarcely been addressed at
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the international level. In fact, in minority demands for autonomy, states often see
hidden claims for future secession. us the question of minority autonomy is often
linked to security concerns and to the interests in maintaining political stability. While
personal autonomy could hardly be seen as providing any basis for territorial claims,
the main problem is seen in the close interrelation perceived existing between the right
to autonomy and peoples' right to self-determination. e right to self-determination,
as it is formulated under the UN Charter or the 1966 UN Covenants on human rights
rst and foremost describes the process whereby apeople freely determines its own
political status, which should not necessarily imply the creation of an independent state.
Nevertheless, by o ering speci c competences to the minority community, minority
autonomy - especially territorial autonomy - nourishes in many states political concerns
on questioning the ruling concept of unitary nation-state.
Nonetheless, there are afew – legally non-binding – international documents, which
may seem to accept the right of minorities to autonomy also at an international level.
As amatter of fact, all forms of autonomy (territorial or personal) are dependent on
domestic political developments, but in each case the community itself gains special
institutions for the e ective protection of the rights of the community and the
individuals belonging to that minority group.
5.6.5 A rmative action (positive discrimination)
When talking about minority rights, the term 'a rmative action' or 'positive
discrimination' is also often mentioned. is, however, does not denote aspecial class
of rights such as the ones discussed above, but rather describes an attitude astate
may take towards its minorities. A rmative action means that the state does not only
tolerate and accept the minority, but actively feels responsible for it and its well-being.
Sometimes this attitude is enshrined in acountry's constitution by pronouncing it as
an objective principle without conferring subjective rights as such. International legal
documents, such as the CoE Language Charter or the FCNM refer to the need of such
abenign approach necessary on behalf of the state in implementing minority rights
in afavourable environment. is responsibility, be it mandated by the constitution
or not, may be legally codi ed. is takes place when the granting of special rights to
minority members allots them more rights in fact than majority members legally have.
e exemption of minority parties from su rage thresholds in the electoral system is
just aform of active care of the state as is the reservation of certain quotas for minority
members in the public service. Most forms of a rmative action, however, take place
outside the legal sphere, they are formulated in speci c political programs and policies
adapted for particular situations, for instance especially in the distribution of public
funds for minority issues or in e orts to teach the spirit of tolerance and acceptance
in state schools.
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5.6.6 Control mechanisms for the implementation of international
standards
One of the main criticisms formulated in regard to the international protection
of minority rights is the lack of an e ective supervisory mechanism sanctioning
governmental violations of minority rights. While individuals have the right to challenge
their states when their human rights are infringed under the ECHR at the European
Court of Human Rights, no such alegal remedy has been established for sanctioning
minority rights violations.
A non-judicial 'model' of supervising the protection of minorities has been
introduced in the Council of Europe both under the Framework Convention and the
Language Charter. Both the monitoring mechanism applied under the FCNM and the
similar procedure of the Language Charter re ect afunctional approach: they have been
purposely set up to review the implementation of aspeci c international instrument,
moreover expert and political bodies involved in the reviewing take both the opinions
of the states and those of minorities interested into consideration and the mechanism
is primarily focusing on implementation . ese non-judicial procedures, despite the lack
of apowerful sanctioning mechanism, proved to be rather e ective in raising awareness
in international public on the speci c problems of minorities in individual countries.
5.7 International Instruments of Minority Rights Protection
5.7.1 e United Nations
In the recognition of minority rights after the Second World War the UN played
a primary role. e international community and academic scholars were both
convinced that the pre-war system of minority treaties under the aegis of the League
of Nations failed in adramatic way. us instead of promoting speci c minority
rights, within the UN the international recognition of universal human rights gained
pre-eminence. Within the context, the prohibition of discrimination was seen as an
appropriate provision for safeguarding minorities as well. us speci c references to
minorities were omitted from the Universal Declaration of Human Rights (1948) and
the rst provision relevant for minorities was incorporated in the 1966 International
Covenant on Civil and Political Rights.
Art. 27 of ICCPR reads as follows:
"In those States in which ethnic, religious or linguistic minorities exist, persons
belonging to such minorities shall not be denied the right, in community with the
other members of their group, to enjoy their own culture, to profess and practise
their own religion, or to use their own language."
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5. International protection of minorities
is provision o ers acautious approach to the recognition of minority rights,
in theory one could have the impression that the expression used in the Article, "in
those states…" gives alarge room of discretion for states to recognise the existence of
minorities on their territory, simply declaring that they are not belonging to "those
states". In asimilar logic, the wording of the Article "shall not be denied the right…"
may suggest that such aright already exists in state legislation and are guaranteed by
the state. us there may not be any need for special state action in ensuring minority
rights. And in the same way, one may argue that the right of persons belonging to
minorities "to enjoy their own culture, to profess and practise their own religion, or to
use their own language…" does not necessarily require any state action.
e Human Rights Committee however clari ed in amore constructive way the
meaning of this provision. In its commentary on Art. 27, the Committee argued that the
existence of an ethnic, religious or linguistic minority in aState Party does not depend
on the decision of that State, but shall be judged on objective criteria. e Committee
also underlined the di erence between the prohibition of discrimination (Art. 26) and
the protection of minority rights and argued that for guaranteeing the latter states shall
take special actions for guaranteeing the protection of minority identities.
On the other hand Art. 27 strengthens the individualistic language of human rights
protection, when it uses the expression of "persons belonging to minorities…" even if
it adds that these rights shall be enjoyed "in community with the other members of the
group…". Commenting on this approach the Human Rights Committee noted that
individuals' right to participate in certain elds of minority community life may be
limited, but only if such alimitation does not endanger the survival and well-being of
the minority group concerned. In sum, the Committee stressed the positive side of this
provision, underlining the added value of Art. 27 to the principle of non-discrimination
for the protection of minority identities.
For along period of time Art. 27 was the only reference to the rights of minorities
under international law. e UN General Assembly already in 1948 envisaged the
adoption of aspecial instrument dedicated to the rights of minorities, the resolution
on the Declaration on the Rights of Persons belonging to National or Ethnic, Religious
and Linguistic Minorities was adopted only in 1992.
5.7.1.1 UN Declaration on the Rights of Persons belonging to National or Ethnic,
Religious and Linguistic Minorities
e Declaration sets essential standards to ensure the rights of persons belonging to
minorities and as such is akey reference for United Nations work. It o ers guidance
to States as they seek to manage diversity and ensure non-discrimination, and for
minorities themselves, as they strive to achieve equality and participation. It is alegally
non-binding document which was adopted by the UN General Assembly in 1992.
ough it has no legal force under international law, its global approach and its universal
language make it an important reference document on minority rights protection in
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international law. e Declaration sets out anumber of basic principles, which include
among others the followings:
States must protect the existence of minorities. States must take measures to protect
and promote the rights of minorities and their identity. Minorities should not have to
hide away their cultures, languages and religions. Minorities have the right to participate
fully in every aspect of society. Political participation enables the voices of minorities
to be heard. Minorities can set up associations, clubs or cultural centres to maintain
their cultural or religious life, including educational or religious institutions. Peaceful
contacts of minorities must not be restricted. Members of minorities can exercise their
rights individually or with others. Defending minority rights must not be punished.
States are required to take positive action to help minority cultures ourish. Minority
language education is akey component of protecting the identity of minorities.
Within the UN system in 2005 the Commission on Human Rights established the
position of an Independent Expert on minority issues. is position was rede ned
as aUN Special Rapporteur on Minority Issues in 2014. e mandate of the Special
Rapporteur was de ned by the Human Rights Council in 2014 and according to this
latest mandate, the Special Rapporteur is requested:
"(a) To promote the implementation of the Declaration on the Rights of
Persons Belonging to National or Ethnic, Religious and Linguistic Minorities,
including through consultations with Governments, taking into account existing
international standards and national legislation concerning minorities;
(b) To examine ways and means of overcoming existing obstacles to the full and
e ective realization of the rights of persons belonging to minorities;
(c) To identify best practices and possibilities for technical cooperation with the
O ce of the High Commissioner, at the request of Governments;
(d) To apply agender perspective in his/her work;
(e) To cooperate and coordinate closely, while avoiding duplication, with existing
relevant United Nations bodies, mandates and mechanisms and with regional
organizations;
(f) To take into account the views of and cooperate closely with nongovernmental
organizations on matters pertaining to his/her mandate;
(g) To guide the work of the Forum on Minority Issues, prepare its annual meetings,
to report on its thematic recommendations and to make recommendations
for future thematic subjects, as decided by the Human Rights Council in its
resolution 19/23;
(h) To submit an annual report on his/her activities the Human Rights Council
and to the General Assembly, including recommendations for e ective strategies
for the better implementation of the rights of persons belonging to national or
ethnic, religious and linguistic minorities"
It can be seen that the Rapporteur's main task is to promote the implementation
of the Declaration. In ful lling her task, the Rapporteur may start consultations with
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5. International protection of minorities
UN member states, and based on her/his country visits, may publish country reports
as well, call the attention to eventual violations of minority rights, and issue press
releases. Another important responsibility of the mandate is to guide the work of the
UN Forum on Minority Issues. e Forum was established by the Human Rights
Council in 2007
"to provide a platform for promoting dialogue and cooperation on issues
pertaining to national or ethnic, religious and linguistic minorities, as well as
thematic contributions and expertise to the work of the Special Rapporteur."
5.7.1.2 e rights of indigenous peoples
It may be debated why to include the rights of indigenous peoples in the overview
of minority rights. ere is asigni cant distinction between indigenous peoples and
minorities, which is related to the "colonial" past, so indigenous peoples are those
who lived on aterritory before colonization. It allows arather broad interpretation of
colonialism, since even in European context, there are indigenous minorities, like the
Sami in Scandinavian countries. But on the other hand the special rights claimed by
indigenous peoples are close to those of minorities: afundamental element for both
groups is the right to preserve their special identity.
Within the International Labour Organisation in 1989 aspecial convention was
adopted concerning "Indigenous and Tribal Peoples in Independent Countries" (No.
169). e Convention takes adistinction between indigenous and tribal peoples. It does
not give ade nition of indigenous peoples, but it establishes some criteria for describing
the peoples it aims to protect. In this aspect the following elements can be identi ed for
indigenous peoples: traditional life styles; culture and way of life di erent from the other
segments of the national population; own social organization and political institutions;
and living in historical continuity in acertain area, or before others "invaded" or came
to the area. e ILO Convention underlines the principle of non-discrimination and
stresses the need to respect the free wishes of indigenous peoples in pursuing their
life-styles. On the other hand the Convention acknowledges the importance of social
integration as well. e spirit of consultation and participation is the core principle of
the Convention, thus indigenous and tribal peoples shall be consulted or involved in
taking decisions on issues which a ect them.
Within the UN, the General Assembly adopted aDeclaration on the rights of
indigenous peoples in 2007. e Declaration uses only the expression of "indigenous
peoples" and it does not o er ade nition to that, just stresses the importance of self-
identi cation of peoples. is Declaration recognises the indigenous peoples' right to
self-determination. e Declaration establishes auniversal framework of minimum
standards for the survival, dignity, well-being and rights of the world's indigenous
peoples. e Declaration addresses both individual and collective rights; cultural
rights and identity; rights to education, health, employment, language, and others.
e document reinforces the principle of non-discrimination as well and promotes the
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e ective participation of indigenous peoples in decision-making, especially in those
issues which directly a ect them.
5.7.2 Council of Europe
5.7.2.1 e European Charter for Regional or Minority Languages
e European Charter for Regional or Minority Languages was adopted only on 5
November 1992 and entered in force on 1 March 1998. Unlike most documents related
to the protection of minority rights, the Language Charter is not aimed at the protection
of minority communities, its primary goal is the "protection of historical regional and
minority languages of Europe" and it stresses that the "protection and promotion
of regional or minority languages" is an "important contribution to the building of
aEurope based on (…) cultural diversity" (see the Preamble).
e Charter does not acknowledge individual or collective minority rights,
its fundamental goal is to provide an appropriate framework for the protection of
regional or minority languages. e explanatory report explains that the ECRML
does not conceive of regional, minority languages and o cial languages "in terms of
competition or antagonism", but it stresses the importance of amulticultural approach
"in which each category of language has its proper place". us, the terms "regional"
and "minority" in regard to languages were used in the ECRML in reference to less
widespread languages.
e fundamental concept of the ECRML is that regional or minority languages should
be protected in their cultural functions, in the spirit of amultilingual, multicultural
European reality. e Language Charter is composed of three main parts: the rst part
displays general provisions, including basic de nitions. As Art. 1 states: (a) „regional
or minority languages" means languages that are: i) traditionally used within agiven
territory of aState by nationals of that State who form agroup numerically smaller
than the rest of the State's population; and ii) di erent from the o cial language(s) of
that State; it does not include either dialects of the o cial language(s) of the State or
the languages of migrants;
(b) "territory in which the regional or minority language is used" means the
geographical area in which the said language is the mode of expression of anumber
of people justifying the adoption of the various protective and promotional measures
provided for in this Charter;
(c) "non-territorial languages" means languages used by nationals of the State which
di er from the language or languages used by the rest of the State's population but
which, although traditionally used within the territory of the State, cannot be identi ed
with aparticular area thereof."
Part II of the Language Charter enlists under the title "objectives and principles"
general obligations, binding all signatory states. While the third part of the Charter
o ers concrete provisions for di erent activities of the use of language, providing for
each activity di erent levels of commitments.
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It should be stressed that the Charter explicitly excludes the languages of migrants.
e rst part of the Charter (under Art. 2) requires each state party to specify in the
rati cation instrument all the languages on its territory which come under the de nition
of Art. 1, as regional or minority languages. But this selection is not exclusively based
on the discretion of states; in essence, this is aquestion of fact.
e objectives and principles enshrined in Part II cover awide area of application.
e basic principles are among others: elimination of discrimination; promotion of
respect and understanding between linguistic groups; recognition of the languages as
an expression of cultural richness; respect for the geographical area of each regional
or minority language (the ECRML is against devising administrative divisions which
would constitute an obstacle to the survival of the languages); the need for positive action
for the bene t of these languages; ensuring the teaching and study of these languages;
relations between groups speaking aregional or minority language; establishment of
bodies to represent the interests of regional or minority languages (see e.g. Art. 7.).
Probably the most important part of the Language Charter is its third part, however
these obligations are open to states party's discretional commitments, inasmuch it o ers
amenu á la carte for states, i.e. within limited boundaries states party can choose freely
among the di erent levels of obligations at the time of signing the Charter. Usually
states attach to the Charter aseparate protocol in which they enlist those languages
which they acknowledge as falling under the provisions of the Charter and the speci c
provisions which they take as legal obligations under the third part of the Language
Charter.
Part III covers most of the relevant areas of minority language use: education (Art.
8.); judicial authorities (Art. 9.); administrative authorities and public services (Art.
10); media (Art. 11); cultural activities and facilities (Art. 12); economic and social life
(Art. 13); transfrontier exchanges (Art. 14). In all these areas the Charter provisions
cover awide range of commitments among which each state party can select those
which itself acknowledges as legal obligations towards minority languages recognised
on the state's territory.
e Charter requires states to submit regular reports on the implementation of Part
II and Part III, the rst time within the year following entry into force for the state,
and after that at each third year. State parties shall make their reports public; and
the examination of the reports is delegated to acommittee of independent experts.
On the basis of country reports and information, the experts prepare areport for the
Committee of Ministers. is report shall contain proposals for recommendations by
the Committee of Ministers to one or more state parties. e Committee of Ministers
take note of the report without changing the content, but it is free to adapt the
suggestions for recommendations.
5.7.2.2 e Framework Convention for the Protection of National Minorities
e Framework Convention for the Protection of National Minorities (FCNM) is the
most extensive document in the Council of Europe regarding the protection of minority
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rights. e text was adopted on 10 November 1994 and opened for signature on 1
February 1995. e FCNM entered in force on 1 February 1998. e Convention is
usually considered to be the rst legally binding multilateral treaty on national minority
rights. e FCNM makes clear that the protection of minority rights is an integral part
of the protection of human rights and as such "falls within the scope of international co-
operation". e title of the Convention immediately draws attention on its "framework"
character suggesting, that FCNM does not provide strict normative standards, it o ers
aset of goals to be followed by states. Many observers see the title of the Convention as
softening of legal obligations on states party, however from astrictly legal point of view
the FCNM is atreaty under international law and it creates obligations in international
law for states.
Still the explanatory report on the FCNM underlines that the Convention
"contains mostly programme-type provisions setting out objectives which the
parties undertake to pursue" and it also states that "these provisions, which will
not be directly applicable, leave the States concerned ameasure of discretion in
the implementation of the objectives which they have undertaken to achieve, thus
enabling them to take particular circumstances into account."
However, some states already seem to have committed themselves to understand
obligations as rights. In general human rights treaties employ di erent mechanisms
for supervising implementation, but the most important issue is that states transpose
adequately the norms and guarantee rights to individuals through amechanism which
is appropriate for the goals of the treaty in question.
Even though, the task of interpreting the FCNM coherently is rather di cult: the
Convention employs di erent quali ers which formulate rather vague state obligations.
Terms, like "promote" (Articles 5 and 12), "recognise" (Articles 8, 9, 10, 11, and 14.),
"respect" (Articles 7, 19, and 20) have to gain areal meanings, and the Committee of
Ministers assisted by the Advisory Committee in monitoring the implementation of
the FCNM have great tasks in that.
e FCNM contains anon-judicial implementation procedure which is based on
periodic state reporting placed under amixed political and independent expert review.
e procedure adopted is very similar to that implemented for the revision of the CoE
Language Charter in 1992. States parties to the FCNM are asked to present areport
containing full information on legislative and other measures taken to give e ect to
the principles of the Framework Convention, within one year of the entry into force.
Further reports are requested to be made on aperiodical basis (every ve years) and
whenever the Committee of Ministers so requests. e evaluation of the reports led
by states is evaluated by the Committee of Ministers, which is assisted in this work by
an Advisory Committee (composed by independent experts). e Advisory Committee
adopts an opinion, upon which the Committee of Ministers elaborates its decision on
the implementation of the FCNM in individual countries.
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5.7.3 OSCE and minority rights
e Organisation for Security and Co-operation in Europe (OSCE; before 1994
Conference for Security and Co-operation in Europe – CSCE) adopted only political
– i.e. legally non-binding – documents on minority rights. In 1975 the Helsinki Final
Act in alimited approach already addressed minority issues, but the real turn in the
OSCE's activities in this eld was the result of democratic transition in Central and
Eastern Europe.
5.7.3.1 e Copenhagen Document
e so-called human dimension was reinforced under the Copenhagen Document
(1990) which for the rst time included adetailed list of minority rights. Chapter IV of
the Copenhagen Document is dedicated exclusively to minority rights. It o ers detailed
provisions on the protection of national minorities: it recognises the right of persons
belonging to minorities for afree choice of identity, their linguistic, cultural rights,
acknowledges the right to keep contacts with minorities' kin-states, etc. e document
recognises the important role of non-governmental and minority organisations in
promoting the peaceful co-existence of minority and majority populations. Paragraph
33 requires states to create conditions for the promotion of minority identities.
Furthermore the document stresses the importance of prohibiting discrimination,
hatred, xenophobia and anti-Semitism as well (para. 40)
e Copenhagen Document is considered to be amilestone in the international
recognition of minority rights, in later years it was an important point of reference for
the elaboration of detailed standards on minority rights within the Council of Europe
as well, especially for the adoption of the Framework Convention for the Protection
of National Minorities.
5.7.3.2 OSCE High Commissioner on National Minorities
e Conference for Security and Co-operation in Europe (CSCE; now the Organization
for Security and Co-operation in Europe – OSCE) decided to establish the post of High
Commissioner on National Minorities (HCNM) in 1992 to be an instrument of con ict
prevention at the earliest possible stage in regard to tensions involving national minority
issues. Mr. Van der Stoel was followed in the position from 2001 by Rolf Ekéus of
Sweden, from 5 July 2007 who was succeeded by Ambassador Knut Vollebaek, aformer
Foreign Minister of Norway, as the High Commissioner on National Minorities. After
his mandate ended in 2013 Astrid ors of Finland was appointed by the OSCE as
the new High Commissioner.
e High Commissioner's function is to identify and seek early resolution of
ethnic tensions that might endanger peace, stability or friendly relations between the
participating States of the OSCE. e mandate describes the HCNM as "an instrument
of con ict prevention at the earliest possible stage."
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e successive High Commissioners have employed an approach that can be
characterized in three words: impartiality, con dentiality and co-operation.
e High Commissioner is not an instrument for the protection of minorities or
asort of international ombudsman who acts on their behalf; he or she is the High
Commissioner on , and not for National Minorities. Adequate protection of the rights
of persons belonging to national minorities contributes greatly towards aState's success
in minimizing ethnic tension that could create acontext for wider con ict. e High
Commissioner's recommendations to States often focus on such concerns, but they are
by no means restricted to these concerns. e co-operative and non-coercive nature of
the High Commissioner's involvement is crucial. Durable solutions are only possible
if there is asu cient measure of consent from the parties involved. e o ce of the
High Commissioner on National Minorities is in e Hague.
5.7.4 Minorities and the European Union
e founding principles of European integration within the European Union are still
based on the deep economic ties that helped the creation of acommon market and
acommon currency. Although since the adoption of the Maastricht Treaty (1992)
member states of the EU are increasingly extending the competencies of the Union
to some core political areas, like security and foreign policy and more recently to
the protection of human rights, the role of the EU in these policy areas remains
complementary to the role of the member states. In the eld of human rights protection
regional international organisations like, the OSCE and the Council of Europe have
been much more active in codi cation than the EU. And this di erence is even more
striking in regard to the protection of minority rights. While the principle of equality and
the prohibition of discrimination has surfaced in EU law as well, one would hardly nd
any consensus among EU member states regarding the protection of minority rights.
us it is hard to believe that the member states would ever extend EU competencies
for the protection of minority rights.
e EU was mainly confronted with minority issues in the context of its Eastern
Enlargement, having witnessed the violent inter-ethnic con icts in the former Yugoslavia.
When the member states set up the conditions of future accessions and formulated it in
the Copenhagen criteria, among others the „respect for and protection of minorities"
was included as aprerequisite for candidate states. is opened grounds for criticism
as the member states required from candidate states aprecondition what themselves
have never been asked to meet. e argument of applying „double standards" in this
eld was later overpassed by the inclusion of areference to the respect for the „rights
of persons belonging to minorities" among the fundamental values of the EU in Art.
2. of the Lisbon Treaty.
Besides the enlargement context, even within EU law there are some elements what
may be relevant to minorities.
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5.7.4.1 e principle of non-discrimination
e prohibition of discrimination emerged in EU law in regard to the principle of
equality between men and women in the labour market which was already incorporated
in the Treaties of Rome in 1957. Today, under Art. 19 of the Treaty on the Functioning
of the European Union o ers room for taking actions against discrimination under EU
law. As para. 1 of Art. 19 formulates it:
"Without prejudice to the other provisions of the Treaties and within the limits of
the powers conferred by them upon the Union, the Council, acting unanimously
in accordance with a special legislative procedure and after obtaining the
consent of the European Parliament, may take appropriate action to combat
discrimination based on sex, racial or ethnic origin, religion or belief, disability,
age or sexual orientation."
e Racial Equality Directive (2000/43/EC) is the most important piece of EU
legislation combating racial/ethnic discrimination. It was adopted in 2000 and prohibits
discrimination in the areas of employment, education, social protection (including
social security and healthcare), and access to and the supply of goods and services
including housing.
e Directive provides the reversion of proof on the alleged perpetrator and requires
the creation of specialised Equality Bodies promoting equal treatment in each Member
State. One of the most important functions of these bodies is to provide victims of
discrimination with assistance in making the legal system more accessible to them. e
Directive is still today the most important legal instrument a ecting in any ways the
lives of minorities living in EU member states.
5.7.4.2 European Charter of Fundamental Rights
In 2009, when the Lisbon Treaty entered into force, the European Charter of
Fundamental Rights has become part of primary EU law. Art. 21. of the Charter states:
"Any discrimination based on any ground such as sex, race, colour, ethnic or
social origin, genetic features, language, religion or belief, political or any other
opinion, membership of anational minority, property, birth, disability, age or
sexual orientation shall be prohibited."
is list of prohibited grounds of discrimination is much more extensive than
the formulation used in Art. 19. TFEU, but the Charter does not confer legislative
competencies to the EU institutions, thus the di erence between the two approaches
is clear. e fact that prohibition of discrimination on the grounds of belonging to
anational minority may gain legal relevance in ahypothetic case before the European
Court of Justice when there may emerge the need to interpret Art. 19 TFEU and the
Charter in acomplementary way.
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Another provision, potentially relevant to minorities in the Charter is Art. 22. which
declares:
„ e Union shall respect cultural, religious and linguistic diversity".
e declaration of the respect for diversity in the Charter opens the debate over
how diversity shall be interpreted within the EU: is it only the respect of diversity
characterising the member states or it shall be extended to the diversity within member
states. Art. 22 of the Charter does not resolve this debate since it is formulated in
avague and generalising way, nevertheless, minority representatives may claim that
the concept of diversity here shall be interpreted as arecognition of diversity within
member states.
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6. Protection of human rights
in armed con icts
International protection of human rights is important not only in peacetime, but it
gets aspecial relevance during times of armed con icts, which situations are usually
especially dangerous to the ful lment and respect of them. ese situations are covered
by the provisions of international humanitarian law or the laws of war (with this "classic"
term), the treaty sources of which date back to 1864, the adoption of the rst Geneva
Convention, regulating and limiting military activities for humanitarian reasons.
e international norms have made asigni cant advancement during the upcoming
decades, moving from the basic protection of the wounded to acomplex set of body of
international law providing for legal protection of civilian, civilian property, prisoners
of war, creating prohibition to certain type of weapons, means and methods of warfare.
At the rst half of the twentieth century the development of norms of international
humanitarian law have exceeded the norms of the international human rights regime, as
aconsequence of what we could have seen earlier, that until the revolutionary changes
in the international order brought by the Second World War, states have not considered
the question of human rights to be the subject of international relations. After that the
constant development of international human rights regime parallel to international
humanitarian law has made the question of human rights in armed con ict, and the
duality of the two regimes more and more interesting.
6.1 Introduction to international humanitarian law
e elds of international humanitarian law and international human rights law are
two separate bodies of law, but in some cases they can be complementary to each
other. ey have many common elements: both of them serve for protection, and the
subject of this protection is often the same. Both of the two regimes aim to protect life,
health and dignity of individuals. A big di erence is, that international humanitarian
law applies only in cases of armed con icts, while international human rights law
has to be applied at all times, in peace and in war. Sometimes another interpretation
tends to rise permanently (in the practice and communication of some states): that
international human rights law is only applicable in peacetime, in wartime it is replaced
by international humanitarian law. As of today, this is interpretation is not supported
by the vast majority of commentators, decisions of the International Court of Justice
(see for example the "Wall" case), practice of most of the states and the International
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Committee of the Red Cross, and the texts of human rights treaties and observation
bodies addressed with their monitoring.
As aconclusion, we can say that in case of an armed con ict, norms of international
humanitarian law and of human rights are applicable parallel. However, there are
signi cant di erences. One of those is the fact that international human rights law
allows states to derogate from anumber of human rights in cases of situations of
emergency, while international humanitarian law may not be suspended. We will
analyse this in more details in alater chapter.
States are obliged to respect, ensure and implement the norms of both legal elds.
e obligations are similar with humanitarian law: states have to introduce domestic
legislation to implement its obligations from international law, they have to train
military forces to help preventing any violations, and if that happens, they have to
enforce these rules, mainly with bringing to trial the individuals responsible for breaches
of law – this is very similar to obligations of states related to international human rights
law also contains provisions requiring aState to take legislative and other appropriate
measures to implement its rules and punish violations.
6.2 Sources of international humanitarian law
Present system of international humanitarian law is based on the four 1949 Geneva
Conventions. ese are:
1. Convention (I) for the Amelioration of the Condition of the Wounded and Sick
in Armed Forces in the Field. Geneva, 12 August 1949.
2.
Convention (II) for the Amelioration of the Condition of the Wounded, Sick
and Shipwrecked Members of the Armed Forces at Sea. Geneva, 12 August 1949.
3.
Convention (III) Relative to the Treatment of Prisoners of War. Geneva, 12
August 1949.
4.
Convention (IV) Relative to the Protection of Civilian Persons in Time of
War. Geneva, 12 August 1949.
Today these conventions are universally accepted, with every country in the world
have rati ed them. Additionally, most of their provisions are accepted as binding
customary legal norms.
e Geneva Conventions of 1949 re ect the newer vision for international human
rights, becoming dominant after the Second World War (presented in more details in
an earlier chapter). For this reason, the Conventions have astrong connection to human
rights and as having ahumanitarian nature, it has not dealt extensively with rules of
warfare. At the time of adoption of the Conventions, these rules have still been based
on the provisions of the fundamentally important "regulations of war on land" included
in the Hague Conventions of 1899 and 1907:
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6. Protection of human rights in armed con icts
1.
Convention (II) with Respect to the Laws and Customs of War on Land and
its annex: Regulations concerning the Laws and Customs of War on Land. e
Hague, 29 July 1899.
2.
Convention (IV) respecting the Laws and Customs of War on Land and its annex:
Regulations concerning the Laws and Customs of War on Land. e Hague, 18
October 1907.
Most of the provisions of these regulations have remained to be applicable after
the adoption of the 1949 Geneva Conventions, as they had covered many questions
the Conventions have not. ey are also widely accepted today as re ecting binding
customary law related to questions not regulated di erently by the Conventions or their
Additional Protocols adopted later. ese are:
1. Protocol Additional to the Geneva Conventions of 12 August 1949, and relating
to the protection of victims of international armed con icts (Protocol I). Geneva,
8 June 1977.
2. Protocol Additional to the Geneva Conventions of 12 August 1949, and relating
to the protection of victims of non-international armed con icts (Protocol II).
Geneva, 8 June 1977.
3.
Protocol Additional to the Geneva Conventions of 12 August 1949, and
relating to the adoption of an additional distinctive emblem (Protocol III).
Geneva, 8 December 2005.
ese protocols have provided for some very important rules missing from the
Conventions. e rst one is of special importance, as it has re-codi ed the provisions
contained in the Hague regulations and create the new body of law regulating warfare.
e reason why the Hague regulations have not completely lost their relevance is the
fact, that many states have not rati ed Protocol I (for various possible reasons, many
of which are closely connected to their political or other situations) and because of
this, their rules having customary force are still applicable beyond doubts, which is
recognised by these states as well.
Many of the provisions of the Additional Protocols are also recognised to re ect
customary law, and these are binding on non-ratifying states as well. For example,
provisions of Protocol I prohibiting attacks against the civilian population have
customary power regardless of rati cation.
A series of international treaties has also been adopted during the past details to
govern many additional questions related to waging war: these aim to provide special
protection (for example to cultural objects or the environment) or to prohibit the use of
certain weapons (for example di erent kind of mines, biological and chemical weapons,
blinding laser weapons). e complete number of international treaties applicable
to situations of war, raises over one hundred. A complete database of international
humanitarian law treaties, compiled by the International Committee of the Red Cross
is available on the internet: http://www.icrc.org/ihl
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As indicated previously many times, international customary law has a special
signi cance with international humanitarian law. Legal norms recognised to have
customary power are binding even to those states who for any reason fail to ratify any
international humanitarian law treaty. For this reason, the International Committee of
the Red Cross has created an additional web-based database of legally binding customary
norms. It is available under: http://www.icrc.org/customary-ihl/eng/docs/home
Compared to the eld of international humanitarian law, international human rights
law is more complex and it has also developed regional subsystems. e provisions of
the global legal instruments (the Universal Declaration of Human Rights of 1948, the
International Covenant on Civil and Political Rights, the International Covenant on
Economic, Social and Cultural Rights of 1966, etc.) serve as fundamental norms, while
regional instruments may create di ering or more detailed or stricter human rights
rules. While theoretically possible, the practice of international humanitarian law does
not follow this scheme.
In situations of armed con icts, the human rights obligations of states complement
and reinforce the protections provided by the rules of international humanitarian law.
6.3 Situations of armed con icts – applicability
of IHL norms
While warfare is commonly considered to be astate of armed con ict between two
separate states, today the vast majority of armed con icts do not follow this simple
pattern. e importance of classi cations of armed con icts is aconsequence of the
fact, that di erent types of armed con icts require the applicability of di erent rules,
and this is very important as this determines the legal norms party to the con ict have
to accept and respect. For example, an international armed con ict is regulated by the
Geneva Conventions, which are applicable entirely, while in anon-international con ict
situation the legal picture can be abit more di cult, in many cases the domestic law of
the state concerned may mean the only applicable set of rules – but even in these cases
with the norms of international human rights law still in the background.
e existence of an armed con ict triggers the applicability of international
humanitarian law. Without an armed con ict, the norms of international humanitarian
law are not applicable, and domestic law governs the situation.
6.3.1 International armed con icts
An international armed con ict (IAC) means acon ict between states. e existence
of an armed con ict is usually determined by the fact of intervention of states' armed
forces. ough there are some di ering opinions on this matter, generally we can
conclude that neither the scope nor the duration of the con ict does not matter related
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6. Protection of human rights in armed con icts
to the question of qualifying the situation. e existence of aformal declaration of war
is neither needed to the applicability of international humanitarian law.
e analysis of Common Article 2 of the four Geneva Conventions shows us how
the applicability of international humanitarian law is provided for:
"the present Convention shall apply to all cases of declared war or of any other
armed con ict which may arise between two or more of the High Contracting
Parties, even if the state of war is not recognized by one of them.
e Convention shall also apply to all cases of partial or total occupation of the
territory of aHigh Contracting Party, even if the said occupation meets with
no armed resistance."
An international armed con ict is regulated by the entire body of the Geneva
Conventions adopted in 1949 and the Additional Protocol I of 1977 in their entirety,
additionally with all other international treaties. Of course, domestic law is always
applicable, and international human rights norms serve as background rules for them.
6.3.2 Non-international armed con icts
Non-international armed con icts (NIAC) are armed con icts not involving or not
touching the territory of more states. e rules applicable to a non-international
armed con ict are of the Common Article 3 of the 1949 Geneva Conventions, which
originally has created some basic obligations, like all people have to be treated humanely
and the wounded and sick shall be taken care of. ese rules have been supplemented
by the provisions of Additional Protocol II of 1977, but today most provisions of an
international armed con ict are applicable in anon-international con ict as well, as
aresult of agradual development of customary international law and states' and judicial
practice. Some exceptions exist though: for example the rules regarding combatant
status, prisoner of war status, or occupation are still only applicable in an international
armed con ict.
International human rights law may get more signi cant in anon-international
armed con ict. In these situations the provisions of domestic law are dominant, and
therefore international human rights law may provide for the basic human rights rules.
6.4 Protection of civilians
e other basic question related to human rights in armed con icts, is the status of
individuals: contrary to international human rights law, international law is building up
categories of persons and provides for di erent protections and rights to them. Based
on this, various human rights-related provisions are created and has to be applied by
states party to an armed con ict.
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International Protection of Human Rights
Protection of civilians is abasic obligation under international humanitarian law.
Geneva Convention IV builds up abody of law generally responsible to this task. It
deals with the protection of aliens in the territory of aparty to the con ict, persons
living in occupied territory, and internees. Its provisions specially focus on especially
vulnerable individuals, like children under fteen, the elderly, women, pregnant women,
or mothers of children under seven.
6.4.1 e principle of distinction
Principle of distinction is one of the basic principles regarding the conduct of hostilities.
It obligates parties to acon ict to distinguish between those who actively take part in
hostilities and those who do not, or simply said, between combatants and civilians
at all times. is rule is widely recognized as having customary force in its wider
interpretation, meaning that the prohibition of attack applies to every person who by
the legal de nition could be considered a"combatant", but is recognized to be hors de
combat in agiven situation, and to individuals who are legally "civilian", but only if
they do not take an active part in hostilities.
"Combatants" are those individuals who have the right recognised by international
law (and usually aduty imposed by domestic law) to take part in hostilities. Currently
the circles of individuals belonging to this category is de ned by Article 4 of the ird
Geneva Convention, when it regulates who shall have prisoner of war status when
captured – and enjoy impunity for their legitimate, though harmful activities, like
killing enemy soldiers. According to this, all members of the armed forces of aparty
to an international con ict are considered to be combatants, except medical and
religious personnel. While civilians accompanying the armed forces are not classical
combatants, but the Geneva Convention provides this status for them, and they have
to accept the fact, that they can legitimately come under attack if acting together with
the armed forces. e de nition of "armed forces" means individuals who are acting
on behalf of aparty to acon ict and who subordinate themselves to its commands,
and acting in asystem of chain of responsibility. Members of militias and volunteer
corps are also regarded as combatants, if they ful l the conditions prescribed by the
Geneva Convention, that is they are under command of aperson responsible for the
subordinates, they wear adistinctive emblem recognizable from adistance, they carry
arms openly and they have to conduct their operations in accordance with the laws
and customs of war. All of these conditions have to be met, otherwise the combatant
status will not be granted. Combatant status may also be granted exceptionally without
any action of the state in the situation of aso-called levée en masse. It means, that the
inhabitants of aterritory not yet been occupied, on the approach of the enemy forces,
spontaneously, without explicit state order or authorization take up arms to resist the
invading troops without having the needed time – or even the intention – to form
themselves into regular armed forces. In acase like this, such individuals are civilians,
but they are considered to be combatants as long as they carry arms openly and respect
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6. Protection of human rights in armed con icts
the laws and customs of war with their activities. ey are entitled to prisoner of war
status if captured, but they can be attacked as long as they participate in the levée.
e category of "civilian" is usually de ned negatively: all individuals not belonging
to the category of combatants, are considered to be civilians. Civilian immunity is
the privilege of persons who are neither members of the armed forces of aparty to
the con ict nor participants in a levée en masse presented earlier, and they enjoy
protection under the principle of distinction. e obligation of the protection of
civilians is one of the basic rules applicable in armed con icts and it is of utmost
importance related to protection of human rights in these situations. Articles 22 and
25 of the Hague Regulations has formed this rule into an international treaty rst and
are widely accepted customary norms. It is rea rmed by Article 48 and Articles 51-57
of Additional Protocol I.
e prohibition applies to direct targeting of civilians, indiscriminate attacks and
any actions whose primary purpose is to spread terror among the civilian population.
ese prohibited actions are quali ed not only as human rights violations but also are
war crimes.
is distinction is applied to non-international armed con icts as well, but as in
these type of con icts the "combatant" status is not recognised, we have to apply the
wider interpretation. State practice and professional literature is currently not clear as to
whether members of armed opposition groups are considered to be civilians and enjoy
protection or not. e common element is the rule that civilian immunity from attack
is binding on parties to the con ict as long as the individuals do not take adirect part
in hostilities. Similarly to the rules applicable in an international armed con ict, in
anon-international armed con ict, the Common Article 3 to the Geneva Conventions
provide for aprohibition to attack civilians, and for aprohibition of acts or threats of
violence whose primary purpose is "to spread terror among the civilian population".
e prohibition is later rea rmed in Article 13 of Additional Protocol II.
6.4.2 Collateral damage
Collateral (or incidental) damage is an unfortunately common phenomenon of
every situation of armed con icts. We talk about collateral damage when an attack
targeted at military objectives cause civilian casualties or damage to civilian objects.
It occurs especially often, when legitimate military objectives, targets (for example
military equipment, groups of combatants) are situated close to civilians or civilian
objectives. e reality of warfare lead to international humanitarian law to accept this
phenomenon, but it has provided for rules trying to create protection against it as much
as possible. Attacks that are expected to cause collateral damage are not prohibited per
se, but indiscriminate attacks or attacks leading to the disproportionate loss or damages
are prohibited.
e provisions contained in Article 57, Paragraph 2 of Additional Protocol I serves
as the basic treaty rule regarding collateral damage. It applies another principle of
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international humanitarian law, the principle of proportionality to set states' obligations.
In case of an armed attack presumably leading to disproportionate collateral damages,
the attacker has to refrain from launching the attack, if already launched, suspend it, or
re-plan it in away that the amount of collateral damage stays proportional.
Ignoring this obligation may result in criminal liability for war crimes. But it is
important to emphasise, that responsibility is not exclusively on the shoulder of the
attacker. e defending party is also under an obligation to keep civilians away from
war activities. In case of for example positioning military objectives in densely populated
areas can lead to the responsibility of the defender as well.
6.4.3 Use of civilians as shields
A grave violation of international humanitarian law is the use of civilians to shield
military objectives or military operations from attack. Article 28 of Geneva Convention
IV creates ageneral protection for civilians related to this. Article 51, Paragraph 7 of
Additional Protocol I rea rms this prohibition of this action as amethod of warfare.
It is also considered to be awar crime.
6.5 International humanitarian law and the international
human rights law regime
By having alook at norms of international humanitarian law, one can nd many of
those being of human rights nature, which is not surprising. At the time of codi cation,
most of the rules of humanitarian law have aimed to make legal norms internally
already acknowledged and established compulsory in situations of armed con icts.
State practice for along time has simply been lagging behind in acknowledging these
obligations at the level of international law, especially in cases which have been deemed
to belong to internal a airs. is process has not necessarily begun at the exact time of
the adoption of today's Geneva Conventions in 1949. Looking back to the time prior
to their adoption –keeping in mind that the protection of human rights was not in
an embryonic phase at best at that time – it is clearly visible that early documents of
international humanitarian law and the laws of war has also served the protection of
certain human rights.
For example the legal norms of warfare adopted in the Hague regulations have
included limitations to warring parties for requisitions from inhabitants of the occupied
territory under strict legal conditions, as well as they have strictly regulated services
that can be demanded from them. Similarly to these provisions, personal belongings
of prisoners of war could not be con scated either. Concluding, these provisions, states
have upheld the possibility to limit the right to private property during periods of
emergency, but the rules set by Hague Regulations have acknowledged the rights to
property and ensured the protection of that even in an armed con ict.
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6. Protection of human rights in armed con icts
Of course neither professional literature, nor state practice is willing to accept an
absolute unity of international humanitarian law and international human rights law,
as this kind of unity does not exist. Nevertheless, it is afact that the core documents
of international humanitarian law and their normative provisions – especially those
embodied in the Geneva Conventions of 1949 and their Additional Protocols adopted
in 1977 – were signi cantly built on the norms of modern human rights law. e
Geneva Conventions of 1949 – as well as their predecessors – included many regulations
of human rights nature. One can observe such kind of norms of human nature while
examining the four Geneva Conventions, especially the third one, dealing with the
status of prisoners of war, and the fourth one, dealing with protection of civilians.
To some extent, this is logical as these two conventions address situations where the
individual directly meets astate's public power, which is usually dangerous to human
rights, especially if this happens with ahostile state in awartime environment.
e Geneva Convention III regulates asituation when the individual combatant
gets under the direct power of the enemy state. Some obligations of the state party to
an armed con ict had already been recognised here, which later become human rights
obligations based on international law. Geneva Convention IV gains signi cance in
cases of occupations, which means asituation, when one state gains e ective control
over the territory of the adversary state. In asituation like that the occupying power
directly takes the role of the source of public power over that territory – human rights
provisions of international humanitarian law are of vital importance in this case. e
Convention provides for awide catalogue of human rights that occupying powers
have to respect – these provisions have later been incorporated to international human
rights treaties.
6.6 Application of derogations in times of armed con icts
As mentioned earlier, international human rights treaties usually provide for the
possibility of states to derogate from their human rights obligations under international
law in cases of emergency situations. Article 4 of the International Covenant for Civil
and Political Rights, Article 15 of the Convention for the Protection of Human Rights
and Fundamental Freedoms creates this possibility, but it can be found in other
documents as well.
One can argue that an armed con ict (either international or non-international)
can be considered to be these situations, as international or internal violence can pose
adanger to the state, and also it is capable of put obstacle to its normal operation.
is has been surfaced on many analysis and interpretation, for example the UN
Human Rights Committee has recognised it in its General Comment No. 29, which
has examined states of emergency and the applicability of Covenant, especially Article
4 of it. e European Court of Human Rights has also had to deal with this question:
in its earlier cases it had accepted the application of derogations in certain situations
(see for example the cases Lawless v. Ireland, Application no. 332/57; Ireland v. e
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United Kingdom, Application no. 5310/71; Brannigan and McBride v. e United
Kingdom, Application no. 14553/89; 14554/89), but these derogations must not be
applied based on an extensive interpretation.
e fact of the existence of armed con ict may not mean an authorisation of
automatic application of derogations, as the Court's newer practice has clearly pointed
out, for example in cases against the United Kingdom, related to the Iraq war and
occupation of that country (see for example Al-Saadoon and Mufdhi v. the United
Kingdom, Application no. 61498/08 or Al-Jedda v. e United Kingdom, Application
no. 27021/08), where the Court has not accepted the fact of the armed con ict solely
in itself as areason for the application of derogations. e restrictive interpretation and
application of the possibility of derogations becomes vital when it comes to "armed
con icts" not of the classical sense, but of political, not always in line with the de nitions
of international law, for example to "war on terror". e various institutions and bodies
of the Council of Europe have expressed their opinion on this matter. e Parliamentary
Assembly's resolution 1271, adopted in 2002, under the title "Combating terrorism and
respect for human rights" has clearly re ected the view that counter-terrorism operations
per se do not constitute asituation which could serve as abasis to derogations. is
has been supported by the opinion of the Commissioner for Human Rights, Alvaro
Gil-Robles, when he had addressed certain aspects of the United Kingdom's derogation
from Article 5 paragraph 1 of the European Convention on Human Rights in 2001.
is interpretations has been rea rmed by the House of Lords (acting as the supreme
court of the UK at that time) and by the European Court of Human Rights as well
(see in more details: A & others v. Secretary of State for the Home Department [2004];
A and others v. the United Kingdom, Application no. 3455/05).
Even if we accept the possibility of derogations in times of war, some human rights
must be respected under all circumstances. e right to life, the prohibition of torture
and inhuman punishment or treatment, the prohibition of slavery or servitude, the
principle of legality and non-retroactivity of the law, and the right to freedom of thought,
conscience and religion are all such "core" human rights that cannot be derogated from.
... The Law on the Constitution of the Kingdom of Swaziland (Eswatini) dated July 25, 2005, does not include social rights in the list of fundamental human rights and freedoms, but at the constitutional level it secures (Article 32) the rights of workers, including the right of a woman to protection by the employer before and after the birth of a child, and parliament must pass laws guaranteeing the right to work in satisfactory conditions, the right to rest, a reasonable restriction on working hours and paid rest periods. It seems very interesting the interpretation of Article 16 of the Constitution of measures related to the care, training and social security of minors as permissible restrictions on their right to personal freedom (Lattmann et al. 2014). ...
... The current labour legislation and regulations demand better working conditions for operators in potentially hazardous environments, but also enhanced possibilities for the direct or remote control of equipments by operators and a minimal reaction time [3,4]. ...
- Alina Maria Gligor
Natural gas compressor stations are very important components of a natural gas life cycle. Unfortunately, in Romania most of the existing natural gas compressor stations are equipped only with old-type automation systems, with a high degree of physical and moral wear. The current paper describes the main elements and functions of an automation system that was implemented in a natural gas compressor station, offering an improved pressure control function, but also the possibility to control the compressors from a distance, for example from a central dispatching station.
... An explosion risk area represents an industrial space in which, under normal functioning conditions, there can accumulate, permanently or accidentally, gases, vapors of flammable liquids, dusts or powders in sufficient amounts to give birth to an explosive atmosphere. Explosion risk areas are consequently very important from the point of view of the work safety legislation [7,8] and require a special training of the personnel working within or near them. [9] Explosion hazard areas can be classified into several types, function of the length of the periods during which the explosive atmosphere is present: [5,10] area 0 -is the area in which the explosive atmosphere is present during the normal functioning of the technological installations, permanently or for a period of more than 1000 hours per year. ...
Compressor stations are important components within natural gas transportation networks. The current paper analyses some of the safety aspects involved in the operation of such facilities – on the one hand related to the explosion risk for employees working in compressor stations and on the other hand related to determining to the areas with increased explosion hazard in such a station, in order to help reducing work-related accidents and the occurrence of professional illnesses. The explosion risk is determined based on a method devised by the National Institute for Research and Development for Environmental Protection Bucharest, while the explosion hazard areas are determined and displayed with the help of the software package AutoCAD Plant 3D.
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Source: https://www.researchgate.net/publication/301221198_International_Protection_of_Human_Rights
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